Last 12 months
Inside the activity.
6 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 2 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2018 Filed Feb 27, 2018 22:35 UTC |
Davids Ann LEVP - Chief Marketing Officer
|
GrantEmployee Stock Option (Right to Purchase) · Derivative | 15,121 | $0.00 Strike: $8.22 | $0.00 |
DisclosureSEC source: 0001225208-18-004422 · doc4.xml · derivative · entry 2 Davids Ann L · CIK 0001732404 · EVP - Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,121 Underlying: Common · 15,121 shares Expires 2028-02-23 F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:35 UTC |
Davids Ann LEVP - Chief Marketing Officer
|
GrantCommon | 6,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004422 · doc4.xml · nonDerivative · entry 1 Davids Ann L · CIK 0001732404 · EVP - Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,785 F1 · shares: Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from February 23, 2018. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:35 UTC |
Crocker Christopher P.EVP - Acceptance Now
|
GrantEmployee Stock Option (Right to Purchase) · Derivative | 13,288 | $0.00 Strike: $8.22 | $0.00 |
DisclosureSEC source: 0001225208-18-004421 · doc4.xml · derivative · entry 2 Crocker Christopher P. · CIK 0001723588 · EVP - Acceptance Now 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,288 Underlying: Common · 13,288 shares Expires 2028-02-23 F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:35 UTC |
York James E.EVP - RTO Domestic
|
GrantEmployee Stock Option (Right to Purchase) · Derivative | 14,892 | $0.00 Strike: $8.22 | $0.00 |
DisclosureSEC source: 0001225208-18-004420 · doc4.xml · derivative · entry 5 York James E. · CIK 0001680008 · EVP - RTO Domestic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,892 Underlying: Common · 14,892 shares Expires 2028-02-23 F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:35 UTC |
York James E.EVP - RTO Domestic
|
GrantCommon | 6,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004420 · doc4.xml · nonDerivative · entry 1 York James E. · CIK 0001680008 · EVP - RTO Domestic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,100 F1 · shares: Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from February 23, 2018. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:35 UTC |
Herman Fred E.EVP - Accounting & Controller
|
GrantEmployee Stock Option (Right to Purchase) · Derivative | 16,267 | $0.00 Strike: $8.22 | $0.00 |
DisclosureSEC source: 0001225208-18-004418 · doc4.xml · derivative · entry 2 Herman Fred E. · CIK 0001595491 · EVP - Accounting & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,267 Underlying: Common · 16,267 shares Expires 2028-02-23 F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:35 UTC |
Herman Fred E.EVP - Accounting & Controller
|
GrantCommon | 7,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004418 · doc4.xml · nonDerivative · entry 1 Herman Fred E. · CIK 0001595491 · EVP - Accounting & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,279 F1 · shares: Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from February 23, 2018. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:35 UTC |
Skula Catherine MEVP - Franchising
|
GrantEmployee Stock Option (Right to Purchase) · Derivative | 14,908 | $0.00 Strike: $8.22 | $0.00 |
DisclosureSEC source: 0001225208-18-004419 · doc4.xml · derivative · entry 3 Skula Catherine M · CIK 0001726504 · EVP - Franchising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,908 Underlying: Common · 14,908 shares Expires 2028-02-23 F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:35 UTC |
Skula Catherine MEVP - Franchising
|
GrantCommon | 6,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004419 · doc4.xml · nonDerivative · entry 1 Skula Catherine M · CIK 0001726504 · EVP - Franchising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,085 F1 · shares: Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from February 23, 2018. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:35 UTC |
FADEL MITCHELL EDirector · Chief Executive Officer
|
GrantEmployee Stock Option (Right to Purchase) · Derivative | 107,817 | $0.00 Strike: $8.22 | $0.00 |
DisclosureSEC source: 0001225208-18-004416 · doc4.xml · derivative · entry 2 FADEL MITCHELL E · CIK 0001201320 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,817 Underlying: Common · 107,817 shares Expires 2028-02-23 F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:35 UTC |
FADEL MITCHELL EDirector · Chief Executive Officer
|
GrantCommon | 48,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004416 · doc4.xml · nonDerivative · entry 1 FADEL MITCHELL E · CIK 0001201320 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,662 F1 · shares: Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from February 23, 2018. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:34 UTC |
KORST CHRISTOPHER AEVP - Chief Admin. Officer
|
GrantEmployee Stock Option (Right to Purchase) · Derivative | 21,284 | $0.00 Strike: $8.22 | $0.00 |
DisclosureSEC source: 0001225208-18-004417 · doc4.xml · derivative · entry 4 KORST CHRISTOPHER A · CIK 0001201323 · EVP - Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,284 Underlying: Common · 21,284 shares Expires 2028-02-23 F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 22:34 UTC |
KORST CHRISTOPHER AEVP - Chief Admin. Officer
|
GrantCommon | 9,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004417 · doc4.xml · nonDerivative · entry 1 KORST CHRISTOPHER A · CIK 0001201323 · EVP - Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,364 F1 · shares: Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from February 23, 2018. Read SEC document |
| February 16, 2018 Filed Feb 27, 2018 22:35 UTC |
Crocker Christopher P.EVP - Acceptance Now
|
GrantCommon | 5,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-004421 · doc4.xml · nonDerivative · entry 1 Crocker Christopher P. · CIK 0001723588 · EVP - Acceptance Now 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,301 F1 · shares: Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from February 23, 2018. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCash-Settled Total Return Swap · Derivative | 330,000 | Not disclosed Strike: $8.90 | Not disclosed |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · derivative · entry 21 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 0 Underlying: Common Stock · 330,000 shares Expires not disclosed F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F6 · price: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · price: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F6 · derivative.exercise_date: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · derivative.exercise_date: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F6 · derivative.expiration_date: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · derivative.expiration_date: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCash-Settled Total Return Swap · Derivative | 441,037 | Not disclosed Strike: $7.91 | Not disclosed |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · derivative · entry 20 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 0 Underlying: Common Stock · 441,037 shares Expires not disclosed F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F6 · price: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · price: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F6 · derivative.exercise_date: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · derivative.exercise_date: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F6 · derivative.expiration_date: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · derivative.expiration_date: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCash-Settled Total Return Swap · Derivative | 264,079 | Not disclosed Strike: $8.21 | Not disclosed |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · derivative · entry 19 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 0 Underlying: Common Stock · 264,079 shares Expires not disclosed F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F6 · price: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · price: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F6 · derivative.exercise_date: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · derivative.exercise_date: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F6 · derivative.expiration_date: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · derivative.expiration_date: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCash-Settled Total Return Swap · Derivative | 136,079 | Not disclosed Strike: $8.33 | Not disclosed |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · derivative · entry 18 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 0 Underlying: Common Stock · 136,079 shares Expires not disclosed F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F6 · price: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · price: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F6 · derivative.exercise_date: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · derivative.exercise_date: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F6 · derivative.expiration_date: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · derivative.expiration_date: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCash-Settled Total Return Swap · Derivative | 382,591 | Not disclosed Strike: $8.32 | Not disclosed |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · derivative · entry 17 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 0 Underlying: Common Stock · 382,591 shares Expires not disclosed F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F6 · price: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · price: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F6 · derivative.exercise_date: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · derivative.exercise_date: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F6 · derivative.expiration_date: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · derivative.expiration_date: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCash-Settled Total Return Swap · Derivative | 370,702 | Not disclosed Strike: $8.19 | Not disclosed |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · derivative · entry 16 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 0 Underlying: Common Stock · 370,702 shares Expires not disclosed F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F6 · price: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · price: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F6 · derivative.exercise_date: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · derivative.exercise_date: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F6 · derivative.expiration_date: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · derivative.expiration_date: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 330,000 | $10.41 | $3,436,917.00 |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · nonDerivative · entry 12 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 2,519,969 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 330,000 | $8.90 | $2,935,977.00 |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · nonDerivative · entry 11 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 2,849,969 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 441,037 | $10.41 | $4,593,356.25 |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · nonDerivative · entry 10 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 2,519,969 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 441,037 | $7.91 | $3,488,249.84 |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · nonDerivative · entry 9 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 2,961,006 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 264,079 | $10.41 | $2,750,356.38 |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · nonDerivative · entry 8 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 2,519,969 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 264,079 | $8.21 | $2,169,276.95 |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · nonDerivative · entry 7 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 2,784,048 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 136,079 | $10.41 | $1,417,249.18 |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · nonDerivative · entry 6 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 2,519,969 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 136,079 | $8.33 | $1,133,524.46 |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · nonDerivative · entry 5 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 2,656,048 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 382,591 | $10.41 | $3,984,647.01 |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · nonDerivative · entry 4 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 2,519,969 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 382,591 | $8.32 | $3,183,654.49 |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · nonDerivative · entry 3 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 2,902,560 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 370,702 | $10.41 | $3,860,824.26 |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · nonDerivative · entry 2 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 2,519,969 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 22:29 UTC |
Engaged Capital LLC10% owner
Engaged Capital Holdings, LLC10% owner
Welling Glenn W.10% owner
Engaged Capital Flagship Master Fund, LPSee Footnote 1
Engaged Capital Co-Invest V, LPSee Footnote 1
Engaged Capital Co-Invest V-A, LPSee Footnote 1
Engaged Capital Flagship Fund, L.P.See Footnote 1
Engaged Capital Flagship Fund, Ltd.See Footnote 1
|
OtherCommon Stock | 370,702 | $8.19 | $3,036,753.71 |
DisclosureSEC source: 0000921895-18-000485 · form409455023_02092018.xml · nonDerivative · entry 1 Engaged Capital LLC · CIK 0001559771 · 10% owner Engaged Capital Holdings, LLC · CIK 0001580769 · 10% owner Welling Glenn W. · CIK 0001580771 · 10% owner Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1 Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1 Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1 Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1 Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP Disclosed balance after: 2,890,671 F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F6 · kind: Upon the maturity of certain cash-settled total return swap agreements with a maturity date of January 23, 2018 (the "Swap Agreements") by and between Engaged Capital Flagship Master and an unaffiliated third party financial institution (the "Third Party"), on January 23, 2018, the Third Party began the process of unwinding the Swap Agreements in accordance with their terms and on February 8, 2018, the Third Party settled the Swap Agreements and paid to Engaged Capital Flagship Master the difference between the value of the Issuer's Common Stock at the time of settlement for each of the 1,924,488 notional shares subject to the Swap Agreements and (i) the $8.1919 per share reference price for each of the 370,702 shares referenced in one set of Swap Agreements, (ii) the $8.3213 per share reference price for each of the 382,591 shares referenced in another set of Swap Agreements, (Continued In Footnote 7) F7 · kind: (Continued From Footnote 6) (iii) the $8.3299 per share reference price for each of the 136,079 shares referenced in another set of Swap Agreements, (iv) the $8.2145 per share reference price for each of the 264,079 shares referenced in another set of Swap Agreements, (v) the $7.9092 per share reference price for each of the 441,037 shares referenced in another set of Swap Agreements and (vi) the $8.8969 per share reference price for each of the 330,000 shares referenced in the last set of Swap Agreements. F8 · kind: The termination of the Swap Agreements and the reported purchases of Common Stock in connection therewith are deemed exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-6(b) thereunder. F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:54 UTC |
York James E.EVP - RTO Domestic
|
Tax withholdingCommon | 308 | $9.42 | $2,901.36 |
DisclosureSEC source: 0001225208-18-002258 · doc4.xml · nonDerivative · entry 1 York James E. · CIK 0001680008 · EVP - RTO Domestic 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,379 F1 · shares: Number of shares withheld to cover taxes with respect to time-based restricted stock units which vested on February 6, 2018 (upon completion of three years of continuous employment from grant date of February 6, 2015). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:54 UTC |
Skula Catherine MEVP - Franchising
|
Tax withholdingCommon | 448 | $9.42 | $4,220.16 |
DisclosureSEC source: 0001225208-18-002257 · doc4.xml · nonDerivative · entry 1 Skula Catherine M · CIK 0001726504 · EVP - Franchising 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,357 F1 · shares: Number of shares withheld to cover taxes with respect to time-based restricted stock units which vested on February 6, 2018 (upon completion of three years of continuous employment from grant date of February 6, 2015). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:53 UTC |
Crocker Christopher P.EVP - Acceptance Now
|
Tax withholdingCommon | 278 | $9.42 | $2,618.76 |
DisclosureSEC source: 0001225208-18-002256 · doc4.xml · nonDerivative · entry 1 Crocker Christopher P. · CIK 0001723588 · EVP - Acceptance Now 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,303 F1 · shares: Number of shares withheld to cover taxes with respect to time-based restricted stock units which vested on February 6, 2018 (upon completion of three years of continuous employment from grant date of February 6, 2015). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:53 UTC |
KORST CHRISTOPHER AEVP - Chief Admin. Officer
|
Tax withholdingCommon | 791 | $9.42 | $7,451.22 |
DisclosureSEC source: 0001225208-18-002255 · doc4.xml · nonDerivative · entry 1 KORST CHRISTOPHER A · CIK 0001201323 · EVP - Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,758 F1 · shares: Number of shares withheld to cover taxes with respect to time-based restricted stock units which vested on February 6, 2018 (upon completion of three years of continuous employment from grant date of February 6, 2015). Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 16:53 UTC |
Herman Fred E.EVP - Shared Services
|
Tax withholdingCommon | 556 | $9.42 | $5,237.52 |
DisclosureSEC source: 0001225208-18-002254 · doc4.xml · nonDerivative · entry 1 Herman Fred E. · CIK 0001595491 · EVP - Shared Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,937 F1 · shares: Number of shares withheld to cover taxes with respect to time-based restricted stock units which vested on February 6, 2018 (upon completion of three years of continuous employment from grant date of February 6, 2015). Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:00 UTC |
Hetrick Christopher B.Director
|
GrantDirector Deferred Stock Unit · Derivative | 14,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-000605 · doc4.xml · derivative · entry 1 Hetrick Christopher B. · CIK 0001700932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,265 Underlying: Common · 14,265 shares Expires not disclosed F1 · derivative.exercise_price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.exercise_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.expiration_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:00 UTC |
BROWN JEFFREY JDirector
|
GrantDirector Deferred Stock Unit · Derivative | 14,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-000606 · doc4.xml · derivative · entry 1 BROWN JEFFREY J · CIK 0001245377 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,265 Underlying: Common · 14,265 shares Expires not disclosed F1 · derivative.exercise_price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.exercise_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.expiration_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:00 UTC |
LENTELL J VDirector
|
GrantDirector Deferred Stock Unit · Derivative | 9,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-000603 · doc4.xml · derivative · entry 1 LENTELL J V · CIK 0001201324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,310 Underlying: Common · 9,010 shares Expires not disclosed F1 · derivative.exercise_price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.exercise_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.expiration_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:00 UTC |
FADEL MITCHELL EDirector · Chief Executive Officer
|
GrantDirector Deferred Stock Unit · Derivative | 5,256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-000604 · doc4.xml · derivative · entry 1 FADEL MITCHELL E · CIK 0001201320 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,256 Underlying: Common · 5,256 shares Expires not disclosed F1 · derivative.exercise_price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.exercise_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.expiration_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:00 UTC |
Garg RishiDirector
|
GrantDirector Deferred Stock Unit · Derivative | 9,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-000602 · doc4.xml · derivative · entry 1 Garg Rishi · CIK 0001669129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,132 Underlying: Common · 9,010 shares Expires not disclosed F1 · derivative.exercise_price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.exercise_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.expiration_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:00 UTC |
Gade Michael JDirector
|
GrantDirector Deferred Stock Unit · Derivative | 9,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-18-000601 · doc4.xml · derivative · entry 1 Gade Michael J · CIK 0001327743 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,310 Underlying: Common · 9,010 shares Expires not disclosed F1 · derivative.exercise_price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.exercise_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.expiration_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 14:47 UTC |
Evans MartinEVP - Chief Human Resources Of
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GrantEmployee Stock Option (Right to Purchase) · Derivative | 10,000 | $0.00 Strike: $11.53 | $0.00 |
DisclosureSEC source: 0001225208-17-015674 · doc4.xml · derivative · entry 1 Evans Martin · CIK 0001711004 · EVP - Chief Human Resources Of 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common · 10,000 shares Expires 2028-10-02 F1 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant. F1 · derivative.expiration_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 14:18 UTC |
Mussat Joel MEVP - Chief Operating Officer
|
GrantEmployee Stock Option (Right to Purchase) · Derivative | 4,480 | $0.00 Strike: $11.72 | $0.00 |
DisclosureSEC source: 0001225208-17-012320 · doc4.xml · derivative · entry 3 Mussat Joel M · CIK 0001528812 · EVP - Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,480 Underlying: Common · 4,480 shares Expires 2027-07-03 F3 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 14:18 UTC |
Mussat Joel MEVP - Chief Operating Officer
|
GrantCommon | 4,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012320 · doc4.xml · nonDerivative · entry 2 Mussat Joel M · CIK 0001528812 · EVP - Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,980 F2 · shares: Represents restricted stock units which vest on February 16, 2020. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 14:18 UTC |
Mussat Joel MEVP - Chief Operating Officer
|
GrantCommon | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-012320 · doc4.xml · nonDerivative · entry 1 Mussat Joel M · CIK 0001528812 · EVP - Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · shares: Represents restricted stock units which vest on July 3, 2018. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 14:20 UTC |
SPEESE MARK EChief Executive Officer
|
Exercise / conversionDirector Deferred Stock Unit · Derivative | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011536 · doc4.xml · derivative · entry 5 SPEESE MARK E · CIK 0001034279 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 22,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common stock issued to the reporting person upon the termination of his service as a member of the issuer's board of directors pursuant to previously reported deferred stock units. F1 · derivative.exercise_date: Common stock issued to the reporting person upon the termination of his service as a member of the issuer's board of directors pursuant to previously reported deferred stock units. F1 · derivative.expiration_date: Common stock issued to the reporting person upon the termination of his service as a member of the issuer's board of directors pursuant to previously reported deferred stock units. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 14:20 UTC |
SPEESE MARK EChief Executive Officer
|
Exercise / conversionCommon | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011536 · doc4.xml · nonDerivative · entry 1 SPEESE MARK E · CIK 0001034279 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock issued to the reporting person upon the termination of his service as a member of the issuer's board of directors pursuant to previously reported deferred stock units. Read SEC document |
| May 23, 2017 Filed May 24, 2017 14:36 UTC |
Pepper Steven L.Director
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PurchaseCommon | 45,000 | $10.93 | $491,787.00 |
DisclosureSEC source: 0001225208-17-010338 · doc4.xml · nonDerivative · entry 1 Pepper Steven L. · CIK 0001576507 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by IRA Disclosed balance after: 45,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.