Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UPBOUND GROUP, INC.RCII · Entity 599 | Chief Executive Officer | June 20, 2017 | June 22, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UPBOUND GROUP, INC.
Report date June 20, 2017 · Filed June 22, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 866,627 |
Reported balance
After 2017-06-20 transaction · row 1
1 source rowRow 1 · 2017-06-20 · Exercise / conversion · Acquired 22,000 · Balance 866,627 F1: Common stock issued to the reporting person upon the termination of his service as a member of the issuer's board of directors pursuant to previously reported deferred stock units. |
| Director Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-06-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-06-20 · Exercise / conversion · Disposed 22,000 · Balance 0 F1: Common stock issued to the reporting person upon the termination of his service as a member of the issuer's board of directors pursuant to previously reported deferred stock units. |
| CommonSEC Table I · non-derivative | Indirectby GRAT | 300,000 |
Reported balance
Holding disclosure · report date 2017-06-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 300,000 |
| CommonSEC Table I · non-derivative | Indirectby partnership | 100,000 |
Reported balance
Holding disclosure · report date 2017-06-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 100,000 |
| CommonSEC Table I · non-derivative | IndirectBy Spouse | 101,137 |
Reported balance
Holding disclosure · report date 2017-06-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 101,137 |
Filing footnotes · ownership attribution and instrument terms
F1: Common stock issued to the reporting person upon the termination of his service as a member of the issuer's board of directors pursuant to previously reported deferred stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2017 Filed Jun 22, 2017 14:20 UTC | UPBOUND GROUP, INC. RCII · Entity 599 | Exercise / conversionDirector Deferred Stock Unit · Derivative | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011536 · doc4.xml · derivative · entry 5 SPEESE MARK E · CIK 0001034279 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 22,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common stock issued to the reporting person upon the termination of his service as a member of the issuer's board of directors pursuant to previously reported deferred stock units. F1 · derivative.exercise_date: Common stock issued to the reporting person upon the termination of his service as a member of the issuer's board of directors pursuant to previously reported deferred stock units. F1 · derivative.expiration_date: Common stock issued to the reporting person upon the termination of his service as a member of the issuer's board of directors pursuant to previously reported deferred stock units. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 14:20 UTC | UPBOUND GROUP, INC. RCII · Entity 599 | Exercise / conversionCommon | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-011536 · doc4.xml · nonDerivative · entry 1 SPEESE MARK E · CIK 0001034279 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock issued to the reporting person upon the termination of his service as a member of the issuer's board of directors pursuant to previously reported deferred stock units. Read SEC document |
| May 10, 2017 Filed May 10, 2017 21:07 UTC | UPBOUND GROUP, INC. RCII · Entity 599 | PurchaseCommon | 100,000 | $11.70 | $1,169,890.00 |
DisclosureSEC source: 0001225208-17-009465 · doc4.xml · nonDerivative · entry 1 SPEESE MARK E · CIK 0001034279 · Director · Interim CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,627 Read SEC document |
| February 17, 2017 Filed Feb 17, 2017 20:45 UTC | UPBOUND GROUP, INC. RCII · Entity 599 | PurchaseCommon | 24,000 | $8.45 | $202,872.00 |
DisclosureSEC source: 0001225208-17-003728 · doc4.xml · nonDerivative · entry 2 SPEESE MARK E · CIK 0001034279 · Director · Interim CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · by partnership Disclosed balance after: 100,000 Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 20:45 UTC | UPBOUND GROUP, INC. RCII · Entity 599 | PurchaseCommon | 76,000 | $8.45 | $641,835.20 |
DisclosureSEC source: 0001225208-17-003728 · doc4.xml · nonDerivative · entry 1 SPEESE MARK E · CIK 0001034279 · Director · Interim CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · by partnership Disclosed balance after: 76,000 Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 22:12 UTC | UPBOUND GROUP, INC. RCII · Entity 599 | GrantEmployee Stock Option (Right to Purchase) · Derivative | 100,000 | $0.00 Strike: $8.40 | $0.00 |
DisclosureSEC source: 0001225208-17-001559 · doc4.xml · derivative · entry 1 SPEESE MARK E · CIK 0001034279 · Director · Interim CEO · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common · 100,000 shares Expires not disclosed F1 · derivative.exercise_date: Option becomes exercisable upon the first to occur of (a) July 9, 2017, or (b) the effective start date of employment of a permanent chief executive officer. F2 · derivative.expiration_date: Option expires on the earlier of (a) January 23, 2027, or (b) the date that is two years following the date on which the optionee ceases to be employed as the Company's interim chief executive officer or serve as a member of the Company's board of directors. Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 15:08 UTC | UPBOUND GROUP, INC. RCII · Entity 599 | GrantDirector Deferred Stock Unit · Derivative | 8,889 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-000196 · doc4.xml · derivative · entry 1 SPEESE MARK E · CIK 0001034279 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common · 8,889 shares Expires not disclosed F1 · derivative.exercise_price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.exercise_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. F1 · derivative.expiration_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.