Last 12 months
Inside the activity.
0 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 6, 2021 22:54 UTC |
DALLAS ROBERT H IIDirector · 10% owner
|
GrantRestricted Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000226 · primarydocument.xml · nonDerivative · entry 1 DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,144 F1 · shares: 1,000 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 1/4/2022, 250 shares on 1/4/2023, 250 shares on 1/4/2024, and 250 shares on 1/4/2025. F2 · balance_after: 1,563 shares are held in an account at Computershare, which have upcoming vesting dates. 581 shares are dividend reinvested shares for a total of 2,144. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:54 UTC |
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
|
GrantStock Options (Right to buy) · Derivative | 4,000 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001562180-21-000225 · primarydocument.xml · derivative · entry 4 DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,333 Underlying: Common Stock · 4,000 shares Expires 2031-01-04 F5 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan. F6 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021. F7 · balance_after: 17,333 stock options were granted under various dates and vesting periods of which 7,933 are currently exercisable. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:54 UTC |
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
|
GrantRestricted Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000225 · primarydocument.xml · nonDerivative · entry 1 DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,473 F1 · shares: 1,200 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/4/2022, 300 shares on 1/4/2023, 300 shares on 1/4/2024, and 300 shares on 1/4/2025. F2 · balance_after: 1,875 shares are held in an account at Computershare, which have upcoming vesting dates. 598 shares are dividend reinvested shares for a total of 2,473. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:54 UTC |
Courtright WayneDirector
|
GrantStock Options (Right to buy) · Derivative | 4,000 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001562180-21-000224 · primarydocument.xml · derivative · entry 3 Courtright Wayne · CIK 0001295880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,800 Underlying: Common Stock · 4,000 shares Expires 2031-01-04 F4 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan. F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021. F6 · balance_after: 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:54 UTC |
Courtright WayneDirector
|
GrantRestricted Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000224 · primarydocument.xml · nonDerivative · entry 1 Courtright Wayne · CIK 0001295880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 F1 · shares: 1,200 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/4/2022, 300 shares on 1/4/2023, 300 shares on 1/4/2024, and 300 shares on 1/4/2025. F2 · balance_after: 1,875 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:54 UTC |
BRODY MARK SDirector
|
GrantStock Options (Right to buy) · Derivative | 4,000 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001562180-21-000223 · primarydocument.xml · derivative · entry 5 BRODY MARK S · CIK 0001248813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,800 Underlying: Common Stock · 4,000 shares Expires 2031-01-04 F5 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan. F6 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021. F7 · balance_after: 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:54 UTC |
BRODY MARK SDirector
|
GrantRestricted Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000223 · primarydocument.xml · nonDerivative · entry 1 BRODY MARK S · CIK 0001248813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,675 F1 · shares: 1,000 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 1/4/2022, 250 shares on 1/4/2023, 250 shares on 1/4/2024, and 250 shares on 1/4/2025. F2 · balance_after: 1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| January 04, 2021 Filed Apr 7, 2021 18:51 UTC |
Rooney StephenChief Credit Officer/1st SVP
|
Tax withholdingRestricted Stock | 160 | $17.55 | $2,808.00 |
DisclosureSEC source: 0001562180-21-002733 · primarydocument.xml · nonDerivative · entry 5 Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,437 F1 · shares: Shares withheld to cover tax liability on restricted stock vesting: 106 shares @ $17.99 per share on 12/7/2020, 107 shares @ $18.44 per share on 12/10/2020, 103 shares @ $18.05 per share on 12/15/2020, and 160 shares @ $17.55 per share on 1/4/2021. F3 · balance_after: 2,437 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 20:50 UTC |
Cook LaureenChief Accounting Officer
|
Tax withholdingRestricted Stock | 119 | $18.05 | $2,147.95 |
DisclosureSEC source: 0001562180-20-007325 · primarydocument.xml · nonDerivative · entry 1 Cook Laureen · CIK 0001818792 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,750 F1 · shares: 119 shares were withheld @ $18.05 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 2,750 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| December 15, 2020 Filed Apr 7, 2021 18:51 UTC |
Rooney StephenChief Credit Officer/1st SVP
|
Tax withholdingRestricted Stock | 103 | $18.05 | $1,859.15 |
DisclosureSEC source: 0001562180-21-002733 · primarydocument.xml · nonDerivative · entry 4 Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,812 F1 · shares: Shares withheld to cover tax liability on restricted stock vesting: 106 shares @ $17.99 per share on 12/7/2020, 107 shares @ $18.44 per share on 12/10/2020, 103 shares @ $18.05 per share on 12/15/2020, and 160 shares @ $17.55 per share on 1/4/2021. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 14:07 UTC |
Kuras AdamChief Lending Officer
|
GrantStock Options (Right to buy) · Derivative | 2,000 | $0.00 Strike: $18.64 | $0.00 |
DisclosureSEC source: 0001562180-20-007284 · primarydocument.xml · derivative · entry 2 Kuras Adam · CIK 0001825100 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2030-12-11 F3 · shares: 2,000 stock options were granted on 12/11/2020 from the 2019 Equity Compensation Plan, of which none are currently exercisable. F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 11-Dec-2020 F3 · balance_after: 2,000 stock options were granted on 12/11/2020 from the 2019 Equity Compensation Plan, of which none are currently exercisable. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 14:07 UTC |
Kuras AdamChief Lending Officer
|
GrantRestricted Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-007284 · primarydocument.xml · nonDerivative · entry 1 Kuras Adam · CIK 0001825100 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 F1 · shares: 500 restricted shares were granted on 12/11//2020 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 125 shares on 12/11/2021, 125 shares on12/11/2022, 125 shares on 12/11/2023, and 125 shares on 12/11/2024. F2 · balance_after: 1,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 14:01 UTC |
Cook LaureenChief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $18.64 | $0.00 |
DisclosureSEC source: 0001562180-20-007282 · primarydocument.xml · derivative · entry 3 Cook Laureen · CIK 0001818792 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 4,000 shares Expires 2030-12-11 F4 · shares: 4,000 stock options were granted on 12/11/2020 from the 2019 Equity Compensation Plan. F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 11-Dec-2020 F6 · balance_after: 34,000 stock options were granted under various dates and vesting periods of which 24,001 are currently exercisable. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 14:01 UTC |
Cook LaureenChief Accounting Officer
|
GrantRestricted Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-007282 · primarydocument.xml · nonDerivative · entry 1 Cook Laureen · CIK 0001818792 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,050 F1 · shares: 1,000 restricted shares were granted on 12/11/2020 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 12/11/2021, 250 shares on 12/11/2022, 250 shares on 12/11/2023, and 250 shares on 12/11/2024. F2 · balance_after: 3,050 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| December 11, 2020 Filed Apr 7, 2021 18:51 UTC |
Rooney StephenChief Credit Officer/1st SVP
|
GrantStock Options (Right to buy) · Derivative | 4,000 | $0.00 Strike: $18.64 | $0.00 |
DisclosureSEC source: 0001562180-21-002733 · primarydocument.xml · derivative · entry 7 Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,300 Underlying: Common Stock · 4,000 shares Expires 2030-12-11 F5 · shares: 4,000 stock options were granted on 12/11/2020 from the 2019 Equity Compensation Plan. F6 · derivative.exercise_date: 33+% per year for 3 years beginning on 12/11/2021. F7 · balance_after: 29,300 stock options were granted under various dates and vesting periods of which 20,301 are currently exercisable. Read SEC document |
| December 11, 2020 Filed Apr 7, 2021 18:51 UTC |
Rooney StephenChief Credit Officer/1st SVP
|
GrantRestricted Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002733 · primarydocument.xml · nonDerivative · entry 3 Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,112 F2 · shares: 500 restricted shares were granted on 12/11/2020 from the 2019 Equity Compensation Plan and vest 25+% per year for 4 years beginning on 12/11/2021. Read SEC document |
| December 10, 2020 Filed Dec 11, 2020 20:53 UTC |
Cook LaureenChief Accounting Officer
|
Tax withholdingRestricted Stock | 99 | $18.44 | $1,825.56 |
DisclosureSEC source: 0001562180-20-007208 · primarydocument.xml · nonDerivative · entry 1 Cook Laureen · CIK 0001818792 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,050 F1 · shares: 99 shares were withheld @ $18.44 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 2,050 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| December 10, 2020 Filed Apr 7, 2021 18:51 UTC |
Rooney StephenChief Credit Officer/1st SVP
|
Tax withholdingRestricted Stock | 107 | $18.44 | $1,973.08 |
DisclosureSEC source: 0001562180-21-002733 · primarydocument.xml · nonDerivative · entry 2 Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,612 F1 · shares: Shares withheld to cover tax liability on restricted stock vesting: 106 shares @ $17.99 per share on 12/7/2020, 107 shares @ $18.44 per share on 12/10/2020, 103 shares @ $18.05 per share on 12/15/2020, and 160 shares @ $17.55 per share on 1/4/2021. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 20:09 UTC |
Cook LaureenChief Accounting Officer
|
Tax withholdingRestricted Stock | 99 | $17.99 | $1,781.01 |
DisclosureSEC source: 0001562180-20-007104 · primarydocument.xml · nonDerivative · entry 1 Cook Laureen · CIK 0001818792 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,300 F1 · shares: 99 shares were withheld @ $17.99 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 2,300 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| December 07, 2020 Filed Apr 7, 2021 18:51 UTC |
Rooney StephenChief Credit Officer/1st SVP
|
Tax withholdingRestricted Stock | 106 | $17.99 | $1,906.94 |
DisclosureSEC source: 0001562180-21-002733 · primarydocument.xml · nonDerivative · entry 1 Rooney Stephen · CIK 0001464333 · Chief Credit Officer/1st SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,924 F1 · shares: Shares withheld to cover tax liability on restricted stock vesting: 106 shares @ $17.99 per share on 12/7/2020, 107 shares @ $18.44 per share on 12/10/2020, 103 shares @ $18.05 per share on 12/15/2020, and 160 shares @ $17.55 per share on 1/4/2021. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 19:51 UTC |
Bolomey JaniceEVP/CAO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,498 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001562180-20-006897 · primarydocument.xml · derivative · entry 7 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 3,498 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014 F6 · balance_after: 95,000 stock options were granted under various dates and vesting periods of which 75,001 are currently exercisable. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 19:51 UTC |
Bolomey JaniceEVP/CAO
|
SaleCommon Stock | 3,498 | $17.72 | $61,971.27 |
DisclosureSEC source: 0001562180-20-006897 · primarydocument.xml · nonDerivative · entry 4 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,962 F2 · price: This transaction was executed in multiple trades at prices ranging from $17.611 USD to $17.755 USD; the price reported above reflects the weighted average sale price. F3 · balance_after: 22,962 shares are held in an account at Shareworks. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 19:51 UTC |
Bolomey JaniceEVP/CAO
|
Exercise / conversionCommon Stock | 3,498 | $6.06 | $21,197.88 |
DisclosureSEC source: 0001562180-20-006897 · primarydocument.xml · nonDerivative · entry 3 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 19:51 UTC |
Bolomey JaniceEVP/CAO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,502 | $0.00 Strike: $6.06 | $0.00 |
DisclosureSEC source: 0001562180-20-006897 · primarydocument.xml · derivative · entry 6 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,498 Underlying: Common Stock · 3,502 shares Expires 2021-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014 Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 19:51 UTC |
Bolomey JaniceEVP/CAO
|
SaleCommon Stock | 3,502 | $17.11 | $59,915.37 |
DisclosureSEC source: 0001562180-20-006897 · primarydocument.xml · nonDerivative · entry 2 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,962 F1 · price: This transaction was executed in multiple trades at prices ranging from $17.00 USD to $17.36 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 19:51 UTC |
Bolomey JaniceEVP/CAO
|
Exercise / conversionCommon Stock | 3,502 | $6.06 | $21,222.12 |
DisclosureSEC source: 0001562180-20-006897 · primarydocument.xml · nonDerivative · entry 1 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 12:50 UTC |
Kuras AdamChief Lending Officer
|
GrantRestricted Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-006077 · primarydocument.xml · nonDerivative · entry 1 Kuras Adam · CIK 0001825100 · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · shares: 1,000 restricted shares were granted on 9/21/2020 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 9/21/2021, 250 shares on 9/21/2022, 250 shares on 9/21/2023, and 250 shares on 9/21/2024. F2 · balance_after: 1,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 19:04 UTC |
HUGHES JAMES ADirector · President/CEO
|
Tax withholdingRestricted Stock | 758 | $13.24 | $10,035.92 |
DisclosureSEC source: 0001562180-20-005640 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,949 F1 · balance_after: 25,125 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 25,949. Read SEC document |
| May 22, 2020 Filed Jun 3, 2020 20:44 UTC |
BRODY MARK SDirector
|
GiftCommon Stock | 1,015 | $14.79 | $15,011.85 |
DisclosureSEC source: 0001562180-20-004165 · primarydocument.xml · nonDerivative · entry 1 BRODY MARK S · CIK 0001248813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,659 F1 · balance_after: A total of 81,659 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse, 13,000 are held in street name, 20,139 are held in an account at Shareworks, and 120 are held in an account at Computershare. Read SEC document |
| May 08, 2020 Filed May 8, 2020 21:31 UTC |
DALLAS ROBERT H IIDirector · 10% owner
|
PurchaseCommon Stock | 2,500 | $14.54 | $36,350.00 |
DisclosureSEC source: 0001562180-20-003506 · primarydocument.xml · nonDerivative · entry 4 DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Dallas Financial Holdings, LLC Disclosed balance after: 1,737,807 F4 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.45730 to $14.59990 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F5 · balance_after: 177,497 shares are held in an account at Computershare, 1,560,310 shares are held in a brokerage account. Read SEC document |
| May 08, 2020 Filed May 8, 2020 21:29 UTC |
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 2,500 | $14.54 | $36,350.00 |
DisclosureSEC source: 0001562180-20-003504 · primarydocument.xml · nonDerivative · entry 4 DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · Dallas Financial Holdings, LLC Disclosed balance after: 1,737,807 F4 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.45730 to $14.59990 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F5 · balance_after: 177,497 shares are held in an account at Computershare, 1,560,310 shares are held in a brokerage account. Read SEC document |
| May 06, 2020 Filed May 8, 2020 21:31 UTC |
DALLAS ROBERT H IIDirector · 10% owner
|
PurchaseCommon Stock | 2,500 | $14.10 | $35,250.00 |
DisclosureSEC source: 0001562180-20-003506 · primarydocument.xml · nonDerivative · entry 3 DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Dallas Financial Holdings, LLC Disclosed balance after: 1,735,307 F3 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.09616 to $14.10800 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 06, 2020 Filed May 8, 2020 21:29 UTC |
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 2,500 | $14.10 | $35,250.00 |
DisclosureSEC source: 0001562180-20-003504 · primarydocument.xml · nonDerivative · entry 3 DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · Dallas Financial Holdings, LLC Disclosed balance after: 1,735,307 F3 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.07840 to $14.10800 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 30, 2020 Filed Apr 30, 2020 20:28 UTC |
DALLAS ROBERT H IIDirector · 10% owner
|
PurchaseCommon Stock | 12,500 | $15.81 | $197,625.00 |
DisclosureSEC source: 0001562180-20-003220 · primarydocument.xml · nonDerivative · entry 4 DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Dallas Financial Holdings, LLC Disclosed balance after: 1,732,807 F4 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $15.55 to $16.07 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F5 · balance_after: 177,497 shares are held in an account at Computershare, 1,555,310 shares are held in a brokerage account. Read SEC document |
| April 30, 2020 Filed Apr 30, 2020 20:24 UTC |
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 12,500 | $15.81 | $197,625.00 |
DisclosureSEC source: 0001562180-20-003218 · primarydocument.xml · nonDerivative · entry 4 DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · Dallas Financial Holdings, LLC Disclosed balance after: 1,732,807 F4 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $15.55 to $16.07 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. F5 · balance_after: 177,497 shares are held in an account at Computershare, 1,555,310 shares are held in a brokerage account. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 20:28 UTC |
DALLAS ROBERT H IIDirector · 10% owner
|
PurchaseCommon Stock | 7,500 | $14.39 | $107,925.00 |
DisclosureSEC source: 0001562180-20-003220 · primarydocument.xml · nonDerivative · entry 3 DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Dallas Financial Holdings, LLC Disclosed balance after: 1,720,307 F3 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.1238 to $14.7071 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 20:24 UTC |
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
|
PurchaseCommon Stock | 7,500 | $14.39 | $107,925.00 |
DisclosureSEC source: 0001562180-20-003218 · primarydocument.xml · nonDerivative · entry 3 DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · Dallas Financial Holdings, LLC Disclosed balance after: 1,720,307 F3 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.1238 to $14.7071 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 19:42 UTC |
BRODY MARK SDirector
|
PurchaseCommon Stock | 295 | $11.74 | $3,463.30 |
DisclosureSEC source: 0001562180-20-003103 · primarydocument.xml · nonDerivative · entry 2 BRODY MARK S · CIK 0001248813 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,674 F2 · shares: 295 shares were purchased in Mr. Brody's SEP-IRA account @ $11.74. F3 · balance_after: A total of 82,674 shares are beneficially owned by Dr. Brody; 48,400 are held jointly with his spouse, 13,000 are held in street name, 21,154 are held in an account at Shareworks, and 120 are held in an account at Computershare. Read SEC document |
| April 01, 2020 Filed Apr 8, 2020 19:40 UTC |
BEDNER ALAN JChief Financial Officer
|
OtherStock Options (Right to buy) · Derivative | 9,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-002964 · primarydocument.xml · derivative · entry 3 BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,012 Underlying: Common Stock · Not disclosed shares Expires not disclosed F3 · derivative.exercise_price: 9,999 unvested options were cancelled at the time of Mr. Bedner's resignation from the company. F3 · shares: 9,999 unvested options were cancelled at the time of Mr. Bedner's resignation from the company. F3 · price: 9,999 unvested options were cancelled at the time of Mr. Bedner's resignation from the company. F3 · derivative.exercise_date: 9,999 unvested options were cancelled at the time of Mr. Bedner's resignation from the company. F3 · derivative.expiration_date: 9,999 unvested options were cancelled at the time of Mr. Bedner's resignation from the company. F3 · derivative.underlying_shares: 9,999 unvested options were cancelled at the time of Mr. Bedner's resignation from the company. F4 · balance_after: 68,012 stock options were granted under various dates and vesting periods of which 68,012 are currently exercisable. Options will continue to be exercisable for the 3 months following Mr. Bedner's resignation date. Read SEC document |
| April 01, 2020 Filed Apr 8, 2020 19:40 UTC |
BEDNER ALAN JChief Financial Officer
|
OtherRestricted Stock | 5,937 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-002964 · primarydocument.xml · nonDerivative · entry 1 BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: 5,937 unvested shares were cancelled and returned to the company's unissued pool at the time of Mr. Bedner's resignation. F1 · shares: 5,937 unvested shares were cancelled and returned to the company's unissued pool at the time of Mr. Bedner's resignation. F1 · price: 5,937 unvested shares were cancelled and returned to the company's unissued pool at the time of Mr. Bedner's resignation. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:16 UTC |
KAUCHAK JOHN JEVP/COO
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $16.27 | $0.00 |
DisclosureSEC source: 0001562180-20-002607 · primarydocument.xml · derivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 10,000 shares Expires 2030-03-16 F4 · shares: 10,000 stock options were granted on 3/16/2020 from the 2019 Equity Compensation Plan and vest over three years; vesting commences with 3,334 shares on 3/16/2021, 3,333 shares on 3/16/2022, and 3,333 shares on 3/16/2023. F5 · balance_after: 95,000 stock options were granted of which 75,001 are currently exercisable. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:16 UTC |
KAUCHAK JOHN JEVP/COO
|
GrantRestricted Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002607 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,250 F1 · shares: 4,000 restricted shares were granted on 3/16/2020 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 1,000 shares on 3/16/2021, 1,000 shares on 3/16/2022, 1,000 shares on 3/16/2023, and 1,000 shares on 3/16/2024. F2 · balance_after: 10,250 shares held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:14 UTC |
Bolomey JaniceEVP/CAO
|
GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $16.27 | $0.00 |
DisclosureSEC source: 0001562180-20-002605 · primarydocument.xml · derivative · entry 3 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,000 Underlying: Common Stock · 10,000 shares Expires 2030-03-16 F4 · shares: 10,000 stock options were granted on 3/16/2020 from the 2019 Equity Compensation Plan and vest over three years; vesting commences with 3,334 shares on 3/16/2021, 3,333 shares on 3/16/2022, and 3,333 shares on 3/16/2023. F5 · balance_after: 102,000 stock options were granted under various dates and vesting periods of which 82,001 are currently exercisable. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:14 UTC |
Bolomey JaniceEVP/CAO
|
GrantRestricted Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002605 · primarydocument.xml · nonDerivative · entry 1 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 F1 · shares: 4,000 restricted shares were granted on 3/16/2020 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 1,000 shares on 3/16/2021, 1,000 shares on 3/16/2022, 1,000 shares on 3/16/2023, and 1,000 shares on 3/16/2024. F2 · balance_after: 10,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:10 UTC |
HUGHES JAMES ADirector · President/CEO
|
GrantStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $16.27 | $0.00 |
DisclosureSEC source: 0001562180-20-002603 · primarydocument.xml · derivative · entry 3 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,000 Underlying: Common Stock · 15,000 shares Expires 2030-03-16 F4 · shares: 15,000 stock options were granted on 3/16/2020 from the 2019 Equity Compensation Plan and vest over three years; vesting commences with 5,000 shares on 3/16/2021, 5,000 shares on 3/16/2022, and 5,000 shares on 3/16/2023. F5 · balance_after: 97,000 stock options were granted under various dates and vesting periods of which 52,668 are currently exercisable. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:10 UTC |
HUGHES JAMES ADirector · President/CEO
|
GrantRestricted Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002603 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,824 F1 · shares: 6,000 restricted shares were granted on 3/16/2020 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 1,500 shares on 3/16/2021, 1,500 shares on 3/16/2022, 1,500 shares on 3/16/2023, and 1,500 shares on 3/16/2024. F2 · balance_after: 27,000 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 27,824. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 14:13 UTC |
BEDNER ALAN JChief Financial Officer
|
Tax withholdingRestricted Stock | 431 | $16.51 | $7,115.81 |
DisclosureSEC source: 0001562180-20-002460 · primarydocument.xml · nonDerivative · entry 1 BEDNER ALAN J · CIK 0001275305 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,937 F1 · shares: 431 shares were withheld @ $16.51 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 5,937 shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 14:11 UTC |
KAUCHAK JOHN JEVP/COO
|
Tax withholdingRestricted Stock | 493 | $16.51 | $8,139.43 |
DisclosureSEC source: 0001562180-20-002458 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 F1 · shares: 493 shares were withheld @ $16.51 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 6,250 shares held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 13:15 UTC |
Bolomey JaniceEVP/CAO
|
Tax withholdingRestricted Stock | 477 | $16.51 | $7,875.27 |
DisclosureSEC source: 0001562180-20-002453 · primarydocument.xml · nonDerivative · entry 1 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 F1 · shares: 477 shares were withheld @ $16.51 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 6,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 12:41 UTC |
HUGHES JAMES ADirector · President/CEO
|
Tax withholdingRestricted Stock | 1,011 | $16.51 | $16,691.61 |
DisclosureSEC source: 0001562180-20-002450 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES A · CIK 0001238304 · Director · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,824 F1 · shares: 1,011 shares were withheld @ $16.51 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 21,000 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 21,824. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.