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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2005 Filed Jan 5, 2005 22:50 UTC
SCHAEFER BARBARA WSVP HR/SECRETARY - RR & UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 21,497 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000026 · edgardoc.xml · derivative · entry 5

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,503

Underlying: Common Stock · 21,497 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:50 UTC
SCHAEFER BARBARA WSVP HR/SECRETARY - RR & UPC
Tax withholdingCommon Stock 1,212 $67.25 $81,507.00
Disclosure

SEC source: 0000100885-05-000026 · edgardoc.xml · nonDerivative · entry 3

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,811

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:50 UTC
SCHAEFER BARBARA WSVP HR/SECRETARY - RR & UPC
Tax withholdingCommon Stock 17,894 $67.25 $1,203,371.50
Disclosure

SEC source: 0000100885-05-000026 · edgardoc.xml · nonDerivative · entry 2

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,023

Read SEC document
January 03, 2005 Filed Jan 5, 2005 22:50 UTC
SCHAEFER BARBARA WSVP HR/SECRETARY - RR & UPC
Exercise / conversionCommon Stock 21,497 $55.98 $1,203,402.06
Disclosure

SEC source: 0000100885-05-000026 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 23:08 UTC
TURNER ROBERT WSR VP CORP RELATIONS
GrantNon-Qualified Stock Option (right to buy) · Derivative 3,505 $0.00 Strike: $67.13 $0.00
Disclosure

SEC source: 0000100885-05-000028 · edgardoc.xml · derivative · entry 5

TURNER ROBERT W · CIK 0001200016 · SR VP CORP RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,505

Underlying: Common Stock · 3,505 shares

Expires 2013-01-30

F1 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 23:08 UTC
TURNER ROBERT WSR VP CORP RELATIONS
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,914 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000028 · edgardoc.xml · derivative · entry 4

TURNER ROBERT W · CIK 0001200016 · SR VP CORP RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,086

Underlying: Common Stock · 3,914 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 23:08 UTC
TURNER ROBERT WSR VP CORP RELATIONS
Tax withholdingCommon Stock 247 $67.25 $16,610.75
Disclosure

SEC source: 0000100885-05-000028 · edgardoc.xml · nonDerivative · entry 3

TURNER ROBERT W · CIK 0001200016 · SR VP CORP RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667

Read SEC document
January 03, 2005 Filed Jan 5, 2005 23:08 UTC
TURNER ROBERT WSR VP CORP RELATIONS
Tax withholdingCommon Stock 3,258 $67.25 $219,100.50
Disclosure

SEC source: 0000100885-05-000028 · edgardoc.xml · nonDerivative · entry 2

TURNER ROBERT W · CIK 0001200016 · SR VP CORP RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,914

Read SEC document
January 03, 2005 Filed Jan 5, 2005 23:08 UTC
TURNER ROBERT WSR VP CORP RELATIONS
Exercise / conversionCommon Stock 3,914 $55.98 $219,105.72
Disclosure

SEC source: 0000100885-05-000028 · edgardoc.xml · nonDerivative · entry 1

TURNER ROBERT W · CIK 0001200016 · SR VP CORP RELATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 23:53 UTC
YOUNG JAMES RPRESIDENT & COO - UPRR
GrantNon-Qualified Stock Option (right to buy) · Derivative 44,080 $0.00 Strike: $67.13 $0.00
Disclosure

SEC source: 0000100885-05-000030 · edgardoc.xml · derivative · entry 7

YOUNG JAMES R · CIK 0001200019 · PRESIDENT & COO - UPRR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,080

Underlying: Common Stock · 44,080 shares

Expires 2013-01-30

F3 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 23:53 UTC
YOUNG JAMES RPRESIDENT & COO - UPRR
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 49,691 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000030 · edgardoc.xml · derivative · entry 6

YOUNG JAMES R · CIK 0001200019 · PRESIDENT & COO - UPRR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,309

Underlying: Common Stock · 49,691 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 23:53 UTC
YOUNG JAMES RPRESIDENT & COO - UPRR
Tax withholdingCommon Stock 2,717 $67.25 $182,718.25
Disclosure

SEC source: 0000100885-05-000030 · edgardoc.xml · nonDerivative · entry 3

YOUNG JAMES R · CIK 0001200019 · PRESIDENT & COO - UPRR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,210

Read SEC document
January 03, 2005 Filed Jan 5, 2005 23:53 UTC
YOUNG JAMES RPRESIDENT & COO - UPRR
Tax withholdingCommon Stock 41,363 $67.25 $2,781,661.75
Disclosure

SEC source: 0000100885-05-000030 · edgardoc.xml · nonDerivative · entry 2

YOUNG JAMES R · CIK 0001200019 · PRESIDENT & COO - UPRR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,927

Read SEC document
January 03, 2005 Filed Jan 5, 2005 23:53 UTC
YOUNG JAMES RPRESIDENT & COO - UPRR
Exercise / conversionCommon Stock 49,691 $55.98 $2,781,702.18
Disclosure

SEC source: 0000100885-05-000030 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · PRESIDENT & COO - UPRR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2005 Filed Jan 10, 2005 21:48 UTC Amendment
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 6,240 $0.00 Strike: $67.13 $0.00
Disclosure

SEC source: 0000100885-05-000061 · edgardoc.xml · derivative · entry 5

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,240

Underlying: Common Stock · 6,240 shares

Expires 2013-01-30

F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date.

F1 · shares: The exercise and reload grant calculations were originally prepared in error. This amended form shows the corrected calculations.

Read SEC document
January 03, 2005 Filed Jan 10, 2005 21:48 UTC Amendment
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,968 $0.00 Strike: $55.98 $0.00
Disclosure

SEC source: 0000100885-05-000061 · edgardoc.xml · derivative · entry 4

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,032

Underlying: Common Stock · 6,968 shares

Expires 2013-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and reload grant calculations were originally prepared in error. This amended form shows the corrected calculations.

Read SEC document
January 03, 2005 Filed Jan 10, 2005 21:48 UTC Amendment
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Tax withholdingCommon Stock 5,800 $67.25 $390,050.00
Disclosure

SEC source: 0000100885-05-000061 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,926

F1 · shares: The exercise and reload grant calculations were originally prepared in error. This amended form shows the corrected calculations.

Read SEC document
January 03, 2005 Filed Jan 10, 2005 21:48 UTC Amendment
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Tax withholdingCommon Stock 440 $67.25 $29,590.00
Disclosure

SEC source: 0000100885-05-000061 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,726

F1 · shares: The exercise and reload grant calculations were originally prepared in error. This amended form shows the corrected calculations.

Read SEC document
January 03, 2005 Filed Jan 10, 2005 21:48 UTC Amendment
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Exercise / conversionCommon Stock 6,968 $55.98 $390,068.64
Disclosure

SEC source: 0000100885-05-000061 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and reload grant calculations were originally prepared in error. This amended form shows the corrected calculations.

Read SEC document
December 30, 2004 Filed Jan 5, 2005 21:53 UTC GiftCommon Stock 1,650 $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000020 · edgardoc.xml · nonDerivative · entry 1

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,287.1147

Read SEC document
December 27, 2004 Filed Dec 29, 2004 21:43 UTC
DAVIDSON RICHARD KDirector · CHRMN CEO & PRES
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 130,283 $0.00 Strike: $45.69 $0.00
Disclosure

SEC source: 0000100885-04-000215 · edgardoc.xml · derivative · entry 8

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHRMN CEO & PRES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130,283 shares

Expires 2005-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc.

Read SEC document
December 27, 2004 Filed Dec 29, 2004 21:43 UTC
DAVIDSON RICHARD KDirector · CHRMN CEO & PRES
Tax withholdingCommon Stock 17,890 $66.80 $1,195,052.00
Disclosure

SEC source: 0000100885-04-000215 · edgardoc.xml · nonDerivative · entry 3

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHRMN CEO & PRES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,192

Read SEC document
December 27, 2004 Filed Dec 29, 2004 21:43 UTC
DAVIDSON RICHARD KDirector · CHRMN CEO & PRES
Tax withholdingCommon Stock 89,111 $66.80 $5,952,614.80
Disclosure

SEC source: 0000100885-04-000215 · edgardoc.xml · nonDerivative · entry 2

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHRMN CEO & PRES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,082

Read SEC document
December 27, 2004 Filed Dec 29, 2004 21:43 UTC
DAVIDSON RICHARD KDirector · CHRMN CEO & PRES
Exercise / conversionCommon Stock 130,283 $45.69 $5,952,630.27
Disclosure

SEC source: 0000100885-04-000215 · edgardoc.xml · nonDerivative · entry 1

DAVIDSON RICHARD K · CIK 0001024379 · Director · CHRMN CEO & PRES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc.

Read SEC document
December 15, 2004 Filed Dec 16, 2004 23:41 UTC
MCAULIFFE MARY EVP EXTERNAL RELATION
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,370 $0.00 Strike: $31.60 $0.00
Disclosure

SEC source: 0000100885-04-000213 · edgardoc.xml · derivative · entry 7

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,370 shares

Expires 2004-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc.

Read SEC document
December 15, 2004 Filed Dec 16, 2004 23:41 UTC
MCAULIFFE MARY EVP EXTERNAL RELATION
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 8,920 $0.00 Strike: $31.60 $0.00
Disclosure

SEC source: 0000100885-04-000213 · edgardoc.xml · derivative · entry 6

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,920 shares

Expires 2004-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc.

Read SEC document
December 15, 2004 Filed Dec 16, 2004 23:41 UTC
MCAULIFFE MARY EVP EXTERNAL RELATION
Tax withholdingCommon Stock 4,714 $63.11 $297,500.54
Disclosure

SEC source: 0000100885-04-000213 · edgardoc.xml · nonDerivative · entry 5

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,105

Read SEC document
December 15, 2004 Filed Dec 16, 2004 23:41 UTC
MCAULIFFE MARY EVP EXTERNAL RELATION
Tax withholdingCommon Stock 11,200 $63.11 $706,832.00
Disclosure

SEC source: 0000100885-04-000213 · edgardoc.xml · nonDerivative · entry 4

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,819

Read SEC document
December 15, 2004 Filed Dec 16, 2004 23:41 UTC
MCAULIFFE MARY EVP EXTERNAL RELATION
Exercise / conversionCommon Stock 22,370 $31.60 $706,892.00
Disclosure

SEC source: 0000100885-04-000213 · edgardoc.xml · nonDerivative · entry 3

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc.

Read SEC document
December 15, 2004 Filed Dec 16, 2004 23:41 UTC
MCAULIFFE MARY EVP EXTERNAL RELATION
Tax withholdingCommon Stock 4,466 $63.11 $281,849.26
Disclosure

SEC source: 0000100885-04-000213 · edgardoc.xml · nonDerivative · entry 2

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,649

Read SEC document
December 15, 2004 Filed Dec 16, 2004 23:41 UTC
MCAULIFFE MARY EVP EXTERNAL RELATION
Exercise / conversionCommon Stock 8,920 $31.60 $281,872.00
Disclosure

SEC source: 0000100885-04-000213 · edgardoc.xml · nonDerivative · entry 1

MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc.

Read SEC document
December 08, 2004 Filed Dec 9, 2004 22:43 UTC
SCHAEFER BARBARA WSVP HR/SECRETARY - RR & UPC
SaleCommon Stock 3,402 $62.96 $214,189.92
Disclosure

SEC source: 0000100885-04-000211 · edgardoc.xml · nonDerivative · entry 1

SCHAEFER BARBARA W · CIK 0001200014 · SVP HR/SECRETARY - RR & UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,420

F1 · security: Trade pursuant to a 10b5-1 trading plan adopted on November 8, 2004.

Read SEC document
November 26, 2004 Filed Nov 30, 2004 23:21 UTC OtherCommon Stock 981.2104 $63.41 $62,218.55
Disclosure

SEC source: 0000100885-04-000209 · edgardoc.xml · nonDerivative · entry 1

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Indirect · by Managed Account

Disclosed balance after: 0

F1 · shares: Includes holdings in employee benefit plans, Tax Reduction and Payroll Based Stock Plans, as of Transaction Date.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 22:15 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,445 $0.00 Strike: $45.69 $0.00
Disclosure

SEC source: 0000100885-04-000207 · edgardoc.xml · derivative · entry 6

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,445 shares

Expires 2005-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2004 Filed Nov 29, 2004 22:15 UTC Tax withholdingCommon Stock 868 $63.56 $55,170.08
Disclosure

SEC source: 0000100885-04-000207 · edgardoc.xml · nonDerivative · entry 3

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,937.1147

Read SEC document
November 24, 2004 Filed Nov 29, 2004 22:15 UTC Tax withholdingCommon Stock 5,351 $63.56 $340,109.56
Disclosure

SEC source: 0000100885-04-000207 · edgardoc.xml · nonDerivative · entry 2

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,805.1147

Read SEC document
November 24, 2004 Filed Nov 29, 2004 22:15 UTC Exercise / conversionCommon Stock 7,445 $45.69 $340,162.05
Disclosure

SEC source: 0000100885-04-000207 · edgardoc.xml · nonDerivative · entry 1

DUFFY DENNIS J · CIK 0001200001 · EVP OPRN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,156.1147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2004 Filed Nov 12, 2004 12:48 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 4,618 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-04-000205 · edgardoc.xml · derivative · entry 5

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,618 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

Read SEC document
November 09, 2004 Filed Nov 12, 2004 12:48 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Tax withholdingCommon Stock 4,028 $64.76 $260,853.28
Disclosure

SEC source: 0000100885-04-000205 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,198

Read SEC document
November 09, 2004 Filed Nov 12, 2004 12:48 UTC
KNIGHT ROBERT M JREVP-FINANCE&CFO UPC
Exercise / conversionCommon Stock 4,618 $56.50 $260,917.00
Disclosure

SEC source: 0000100885-04-000205 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP-FINANCE&CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2004 Filed Jan 7, 2005 02:03 UTC GiftCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0000100885-05-000057 · edgardoc.xml · nonDerivative · entry 1

BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,567

Read SEC document
November 08, 2004 Filed Nov 9, 2004 22:09 UTC
KNIGHT ROBERT M JREVP - Finance & CFO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,186 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-04-000203 · primary_doc.xml · derivative · entry 11

KNIGHT ROBERT M JR · CIK 0001200009 · EVP - Finance & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,186 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

Read SEC document
November 08, 2004 Filed Nov 9, 2004 22:09 UTC
KNIGHT ROBERT M JREVP - Finance & CFO UPC
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 482 $0.00 Strike: $56.50 $0.00
Disclosure

SEC source: 0000100885-04-000203 · primary_doc.xml · derivative · entry 9

KNIGHT ROBERT M JR · CIK 0001200009 · EVP - Finance & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,618

Underlying: Common Stock · 482 shares

Expires 2006-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00.

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November 08, 2004 Filed Nov 9, 2004 22:09 UTC
KNIGHT ROBERT M JREVP - Finance & CFO UPC
Tax withholdingCommon Stock 419 $64.95 $27,214.05
Disclosure

SEC source: 0000100885-04-000203 · primary_doc.xml · nonDerivative · entry 6

KNIGHT ROBERT M JR · CIK 0001200009 · EVP - Finance & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,608

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November 08, 2004 Filed Nov 9, 2004 22:09 UTC
KNIGHT ROBERT M JREVP - Finance & CFO UPC
Exercise / conversionCommon Stock 482 $56.50 $27,233.00
Disclosure

SEC source: 0000100885-04-000203 · primary_doc.xml · nonDerivative · entry 5

KNIGHT ROBERT M JR · CIK 0001200009 · EVP - Finance & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2004 Filed Nov 9, 2004 22:09 UTC
KNIGHT ROBERT M JREVP - Finance & CFO UPC
Tax withholdingCommon Stock 5,715 $64.95 $371,189.25
Disclosure

SEC source: 0000100885-04-000203 · primary_doc.xml · nonDerivative · entry 4

KNIGHT ROBERT M JR · CIK 0001200009 · EVP - Finance & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,545

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November 08, 2004 Filed Nov 9, 2004 22:09 UTC
KNIGHT ROBERT M JREVP - Finance & CFO UPC
Exercise / conversionCommon Stock 6,186 $56.50 $349,509.00
Disclosure

SEC source: 0000100885-04-000203 · primary_doc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP - Finance & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 05, 2004 Filed Nov 9, 2004 21:38 UTC
EISELE CHARLES RSVP STRATEGIC PLANNING
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 22,996 $0.00 Strike: $49.88 $0.00
Disclosure

SEC source: 0000100885-04-000202 · edgardoc.xml · derivative · entry 5

EISELE CHARLES R · CIK 0001200002 · SVP STRATEGIC PLANNING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,996 shares

Expires 2011-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2004 Filed Nov 9, 2004 21:38 UTC
EISELE CHARLES RSVP STRATEGIC PLANNING
Tax withholdingCommon Stock 2,372 $65.40 $155,128.80
Disclosure

SEC source: 0000100885-04-000202 · edgardoc.xml · nonDerivative · entry 3

EISELE CHARLES R · CIK 0001200002 · SVP STRATEGIC PLANNING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,806

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November 05, 2004 Filed Nov 9, 2004 21:38 UTC
EISELE CHARLES RSVP STRATEGIC PLANNING
Tax withholdingCommon Stock 17,538 $65.40 $1,146,985.20
Disclosure

SEC source: 0000100885-04-000202 · edgardoc.xml · nonDerivative · entry 2

EISELE CHARLES R · CIK 0001200002 · SVP STRATEGIC PLANNING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,178

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.