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UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

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0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 26, 2011 Filed Oct 27, 2011 20:13 UTC SaleCommon Stock 5,900 $98.38 $580,439.05
Disclosure

SEC source: 0000100885-11-000162 · edgardoc.xml · nonDerivative · entry 2

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,770

F1 · security: Exercised stock options were scheduled to expire on January 31, 2012.

F2 · price: This transaction was executed in multiple trades at prices ranging from $98.35 to $98.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 26, 2011 Filed Oct 27, 2011 20:13 UTC Exercise / conversionCommon Stock 5,900 $30.57 $180,363.00
Disclosure

SEC source: 0000100885-11-000162 · edgardoc.xml · nonDerivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercised stock options were scheduled to expire on January 31, 2012.

Read SEC document
October 03, 2011 Filed Oct 4, 2011 14:42 UTC GrantPhantom Stock · Derivative 442 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000140 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,660

Underlying: Common Stock · 442 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 03, 2011 Filed Oct 4, 2011 14:47 UTC GrantPhantom Stock · Derivative 459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000142 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,621

Underlying: Common Stock · 459 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 03, 2011 Filed Oct 4, 2011 15:11 UTC GrantPhantom Stock · Derivative 532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000144 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,333

Underlying: Common Stock · 532 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 03, 2011 Filed Oct 4, 2011 15:46 UTC GrantPhantom Stock · Derivative 492 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000146 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,204

Underlying: Common Stock · 492 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 03, 2011 Filed Oct 4, 2011 15:49 UTC GrantPhantom Stock · Derivative 525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000148 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,083

Underlying: Common Stock · 525 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 03, 2011 Filed Oct 4, 2011 15:54 UTC GrantPhantom Stock · Derivative 446 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000150 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,280

Underlying: Common Stock · 446 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 03, 2011 Filed Oct 4, 2011 17:00 UTC GrantPhantom Stock · Derivative 966 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000154 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692

Underlying: Common Stock · 966 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 03, 2011 Filed Oct 4, 2011 16:05 UTC GrantPhantom Stock · Derivative 854 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000152 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,491

Underlying: Common Stock · 854 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 03, 2011 Filed Oct 4, 2011 18:21 UTC GrantPhantom Stock · Derivative 440 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000156 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,386

Underlying: Common Stock · 440 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 03, 2011 Filed Oct 4, 2011 18:40 UTC GrantPhantom Stock · Derivative 488 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000158 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,775

Underlying: Common Stock · 488 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 03, 2011 Filed Oct 4, 2011 18:43 UTC GrantPhantom Stock · Derivative 424 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000160 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,665

Underlying: Common Stock · 424 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
August 19, 2011 Filed Aug 22, 2011 21:24 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
GiftCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000138 · edgardoc.xml · nonDerivative · entry 2

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust (Spouse)

Disclosed balance after: 27,185

Read SEC document
August 19, 2011 Filed Aug 22, 2011 21:24 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
GiftCommon Stock 152 $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000138 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 174,681

Read SEC document
July 27, 2011 Filed Jul 28, 2011 21:21 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,100 $0.00 Strike: $29.56 $0.00
Disclosure

SEC source: 0000100885-11-000136 · edgardoc.xml · derivative · entry 3

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,100 shares

Expires 2015-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2011 Filed Jul 28, 2011 21:21 UTC SaleCommon Stock 6,100 $103.00 $628,325.01
Disclosure

SEC source: 0000100885-11-000136 · edgardoc.xml · nonDerivative · entry 2

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,240.0231

F1 · security: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · price: This transaction was executed in multiple trades at prices ranging from $102.99 to $103.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 27, 2011 Filed Jul 28, 2011 21:21 UTC Exercise / conversionCommon Stock 6,100 $29.56 $180,316.00
Disclosure

SEC source: 0000100885-11-000136 · edgardoc.xml · nonDerivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,340.0231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2011 Filed Jul 8, 2011 22:17 UTC
KORALESKI JOHN JEVP MKTG & SALES
GiftCommon Stock 6,006 $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000134 · edgardoc.xml · nonDerivative · entry 3

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · by Partnership

Disclosed balance after: 0

F3 · kind: Gift to adult children not living in household.

Read SEC document
July 06, 2011 Filed Jul 8, 2011 22:17 UTC
KORALESKI JOHN JEVP MKTG & SALES
GiftCommon Stock 2,002 $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000134 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · by Partnership

Disclosed balance after: 6,006

F2 · kind: Gift to minor child living in the reporting person's household.

Read SEC document
July 06, 2011 Filed Jul 8, 2011 22:17 UTC
KORALESKI JOHN JEVP MKTG & SALES
GiftCommon Stock 2,002 $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000134 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · by Daughter

Disclosed balance after: 2,278

F1 · security: The reporting person disclaims beneficial ownership of these securities.

F2 · kind: Gift to minor child living in the reporting person's household.

Read SEC document
July 05, 2011 Filed Jul 6, 2011 16:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,952 $0.00 Strike: $48.49 $0.00
Disclosure

SEC source: 0000100885-11-000132 · edgardoc.xml · derivative · entry 6

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,952

Underlying: Common Stock · 8,952 shares

Expires 2017-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
July 05, 2011 Filed Jul 6, 2011 16:39 UTC Tax withholdingCommon Stock 217 $106.76 $23,166.92
Disclosure

SEC source: 0000100885-11-000132 · edgardoc.xml · nonDerivative · entry 4

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,980.916

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
July 05, 2011 Filed Jul 6, 2011 16:39 UTC Tax withholdingCommon Stock 1,903 $106.76 $203,164.28
Disclosure

SEC source: 0000100885-11-000132 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,197.916

Read SEC document
July 05, 2011 Filed Jul 6, 2011 16:39 UTC Tax withholdingCommon Stock 4,065 $106.76 $433,979.40
Disclosure

SEC source: 0000100885-11-000132 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,100.916

Read SEC document
July 05, 2011 Filed Jul 6, 2011 16:39 UTC Exercise / conversionCommon Stock 8,952 $48.49 $434,082.48
Disclosure

SEC source: 0000100885-11-000132 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,165.916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2011 Filed Jul 5, 2011 13:38 UTC GrantPhantom Stock · Derivative 338 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000108 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,218

Underlying: Common Stock · 338 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2011 Filed Jul 5, 2011 13:47 UTC GrantPhantom Stock · Derivative 351 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000110 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

Underlying: Common Stock · 351 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2011 Filed Jul 5, 2011 13:52 UTC GrantPhantom Stock · Derivative 408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000112 · edgardoc.xml · derivative · entry 1

DONOHUE THOMAS J · CIK 0001241205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,801

Underlying: Common Stock · 408 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2011 Filed Jul 5, 2011 13:56 UTC GrantPhantom Stock · Derivative 376 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000114 · edgardoc.xml · derivative · entry 1

DUNHAM ARCHIE W · CIK 0001192053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,712

Underlying: Common Stock · 376 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2011 Filed Jul 5, 2011 14:07 UTC GrantPhantom Stock · Derivative 402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000116 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,558

Underlying: Common Stock · 402 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2011 Filed Jul 5, 2011 14:13 UTC GrantPhantom Stock · Derivative 341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000118 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,834

Underlying: Common Stock · 341 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2011 Filed Jul 5, 2011 14:24 UTC GrantPhantom Stock · Derivative 656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000120 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,637

Underlying: Common Stock · 656 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2011 Filed Jul 5, 2011 18:00 UTC GrantPhantom Stock · Derivative 740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000122 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,726

Underlying: Common Stock · 740 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2011 Filed Jul 5, 2011 18:30 UTC GrantPhantom Stock · Derivative 337 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000124 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,946

Underlying: Common Stock · 337 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2011 Filed Jul 5, 2011 18:44 UTC GrantPhantom Stock · Derivative 374 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000126 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,287

Underlying: Common Stock · 374 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2011 Filed Jul 5, 2011 18:48 UTC GrantPhantom Stock · Derivative 325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-11-000128 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,241

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 01, 2011 Filed Jul 5, 2011 22:48 UTC
KORALESKI JOHN JEVP MKTG & SALES
Tax withholdingCommon Stock 3,948.8388 $105.63 $417,115.84
Disclosure

SEC source: 0000100885-11-000130 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 67,961.7692

F1 · security: Represents conversion of restricted stock to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain (July 1, 2011). The shares disposed of, and reported in, column 4 represent shares withheld solely for tax purposes.

Read SEC document
May 11, 2011 Filed May 12, 2011 16:22 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $32.55 $0.00
Disclosure

SEC source: 0000100885-11-000104 · edgardoc.xml · derivative · entry 5

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2014-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2011 Filed May 12, 2011 16:22 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 2,989 $104.49 $312,320.61
Disclosure

SEC source: 0000100885-11-000104 · edgardoc.xml · nonDerivative · entry 3

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,705

Read SEC document
May 11, 2011 Filed May 12, 2011 16:22 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 3,115 $104.49 $325,486.35
Disclosure

SEC source: 0000100885-11-000104 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,694

Read SEC document
May 11, 2011 Filed May 12, 2011 16:22 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Exercise / conversionCommon Stock 10,000 $32.55 $325,500.00
Disclosure

SEC source: 0000100885-11-000104 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2011 Filed May 12, 2011 17:07 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 58,194 $0.00 Strike: $48.49 $0.00
Disclosure

SEC source: 0000100885-11-000106 · edgardoc.xml · derivative · entry 7

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 58,194 shares

Expires 2017-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

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May 11, 2011 Filed May 12, 2011 17:07 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 13,536 $104.49 $1,414,376.64
Disclosure

SEC source: 0000100885-11-000106 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,723

Read SEC document
May 11, 2011 Filed May 12, 2011 17:07 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 27,005 $104.49 $2,821,752.45
Disclosure

SEC source: 0000100885-11-000106 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,259

Read SEC document
May 11, 2011 Filed May 12, 2011 17:07 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Exercise / conversionCommon Stock 58,194 $48.49 $2,821,827.06
Disclosure

SEC source: 0000100885-11-000106 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2011 Filed May 5, 2011 20:55 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $32.55 $0.00
Disclosure

SEC source: 0000100885-11-000100 · edgardoc.xml · derivative · entry 9

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2014-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2011 Filed May 5, 2011 20:55 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 59,592 $103.84 $6,188,033.28
Disclosure

SEC source: 0000100885-11-000100 · edgardoc.xml · nonDerivative · entry 3

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,024

Read SEC document
May 04, 2011 Filed May 5, 2011 20:55 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 62,692 $103.84 $6,509,937.28
Disclosure

SEC source: 0000100885-11-000100 · edgardoc.xml · nonDerivative · entry 2

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,616

Read SEC document
May 04, 2011 Filed May 5, 2011 20:55 UTC
YOUNG JAMES RDirector · CHAIRMAN PRESIDENT & CEO
Exercise / conversionCommon Stock 200,000 $32.55 $6,510,000.00
Disclosure

SEC source: 0000100885-11-000100 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.