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UNP

UNION PACIFIC CORP

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SEC CIK
0000100885
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0 purchase rows · 5 sale rows

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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2015 Filed Feb 4, 2015 19:43 UTC
KORALESKI JOHN JDirector · CHAIRMAN PRESIDENT & CEO
OtherCommon Stock 9,402 $121.79 $1,145,069.58
Disclosure

SEC source: 0000100885-15-000032 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · (1)

Disclosed balance after: 201,635.6253

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 03, 2015 Filed Feb 4, 2015 19:43 UTC
KORALESKI JOHN JDirector · CHAIRMAN PRESIDENT & CEO
OtherCommon Stock 9,402 $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000032 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,556

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 03, 2015 Filed Feb 4, 2015 20:16 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Tax withholdingCommon Stock 181 $121.79 $22,043.99
Disclosure

SEC source: 0000100885-15-000034 · edgardoc.xml · nonDerivative · entry 2

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,061.8539

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
February 03, 2015 Filed Feb 4, 2015 20:16 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Tax withholdingCommon Stock 444 $121.79 $54,074.76
Disclosure

SEC source: 0000100885-15-000034 · edgardoc.xml · nonDerivative · entry 1

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,242.8539

Read SEC document
February 03, 2015 Filed Feb 4, 2015 20:47 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
OtherCommon Stock 2,020.9118 $121.79 $246,126.85
Disclosure

SEC source: 0000100885-15-000036 · edgardoc.xml · nonDerivative · entry 3

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferral Account

Disclosed balance after: 2,020.9118

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 03, 2015 Filed Feb 4, 2015 20:47 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 117.0882 $121.79 $14,260.17
Disclosure

SEC source: 0000100885-15-000036 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,044

Read SEC document
February 03, 2015 Filed Feb 4, 2015 20:47 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
OtherCommon Stock 2,020.9118 $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000036 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,161.0882

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 22, 2015 Filed Jan 23, 2015 22:44 UTC
KORALESKI JOHN JDirector · CHAIRMAN PRESIDENT & CEO
GiftCommon Stock 8,407 $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000022 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust 4

Disclosed balance after: 8,407

Read SEC document
January 22, 2015 Filed Jan 23, 2015 22:44 UTC
KORALESKI JOHN JDirector · CHAIRMAN PRESIDENT & CEO
GiftCommon Stock 8,407 $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000022 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 203,113

Read SEC document
January 02, 2015 Filed Jan 5, 2015 23:34 UTC GrantPhantom Stock · Derivative 364 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000002 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,244

Underlying: Common Stock · 364 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2015 Filed Jan 5, 2015 23:38 UTC GrantPhantom Stock · Derivative 390 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000004 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,555

Underlying: Common Stock · 390 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2015 Filed Jan 5, 2015 23:41 UTC GrantPhantom Stock · Derivative 275 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000006 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 275 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2015 Filed Jan 5, 2015 23:45 UTC GrantPhantom Stock · Derivative 492 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000008 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,988

Underlying: Common Stock · 492 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2015 Filed Jan 5, 2015 23:52 UTC GrantPhantom Stock · Derivative 370 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000010 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,565

Underlying: Common Stock · 370 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2015 Filed Jan 5, 2015 23:56 UTC GrantPhantom Stock · Derivative 697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000012 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,407

Underlying: Common Stock · 697 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2015 Filed Jan 6, 2015 00:01 UTC GrantPhantom Stock · Derivative 820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000014 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,753

Underlying: Common Stock · 820 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2015 Filed Jan 6, 2015 00:05 UTC GrantPhantom Stock · Derivative 362 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000016 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,661

Underlying: Common Stock · 362 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2015 Filed Jan 6, 2015 00:08 UTC GrantPhantom Stock · Derivative 436 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000018 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,542

Underlying: Common Stock · 436 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2015 Filed Jan 6, 2015 00:11 UTC GrantPhantom Stock · Derivative 338 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000020 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,860

Underlying: Common Stock · 338 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 22, 2014 Filed Dec 23, 2014 22:41 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
SaleCommon Stock 7,594 $120.00 $911,280.00
Disclosure

SEC source: 0000100885-14-000178 · edgardoc.xml · nonDerivative · entry 1

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,686.0924

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2014.

Read SEC document
December 17, 2014 Filed Dec 19, 2014 16:40 UTC GiftCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000176 · edgardoc.xml · nonDerivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,485

F1 · security: On May 28, 2008, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · kind: The reporting person made multiple deminimis gifts totalling 55 shares.

Read SEC document
November 21, 2014 Filed Nov 24, 2014 23:36 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
SaleCommon Stock 15,000 $122.01 $1,830,150.00
Disclosure

SEC source: 0000100885-14-000172 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,616

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 24, 2014. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on the same date.

F3 · price: This transaction was executed in multiple trades at prices ranging from $121.853 to $122.090. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 21, 2014 Filed Nov 25, 2014 00:34 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,200 $0.00 Strike: $14.78 $0.00
Disclosure

SEC source: 0000100885-14-000174 · edgardoc.xml · derivative · entry 3

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,200 shares

Expires 2015-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2014 Filed Nov 25, 2014 00:34 UTC SaleCommon Stock 12,200 $121.80 $1,485,901.44
Disclosure

SEC source: 0000100885-14-000174 · edgardoc.xml · nonDerivative · entry 2

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,680

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · price: This transaction was executed in multiple trades at prices ranging from $121.7700 to $121.8550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 21, 2014 Filed Nov 25, 2014 00:34 UTC Exercise / conversionCommon Stock 12,200 $14.78 $180,316.00
Disclosure

SEC source: 0000100885-14-000174 · edgardoc.xml · nonDerivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2014 Filed Nov 24, 2014 21:44 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
GiftCommon Stock 732 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000170 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,182

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · kind: The reporting person made a gift of shares to a donor-advised charitable fund.

Read SEC document
November 13, 2014 Filed Nov 17, 2014 22:02 UTC
BUTLER ERIC LEVP MKTG & SALES
GiftCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000168 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,869

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · kind: The reporting person made a charitable contribution to a non-affiliated entity.

Read SEC document
October 24, 2014 Filed Oct 27, 2014 21:27 UTC
KORALESKI JOHN JDirector · CHAIRMAN PRESIDENT & CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000166 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · Director · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 211,520

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · kind: The reporting person made a gift of shares to a donor-advised charitable fund.

Read SEC document
October 01, 2014 Filed Oct 2, 2014 19:25 UTC GrantPhantom Stock · Derivative 376 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000155 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,522

Underlying: Common Stock · 376 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
October 01, 2014 Filed Oct 2, 2014 19:25 UTC GrantPhantom Stock · Derivative 486 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000156 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,106

Underlying: Common Stock · 486 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
October 01, 2014 Filed Oct 2, 2014 19:25 UTC GrantPhantom Stock · Derivative 403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000157 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,299

Underlying: Common Stock · 403 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
October 01, 2014 Filed Oct 2, 2014 19:25 UTC GrantPhantom Stock · Derivative 912 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000158 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,933

Underlying: Common Stock · 912 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
October 01, 2014 Filed Oct 2, 2014 19:26 UTC GrantPhantom Stock · Derivative 776 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000159 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,710

Underlying: Common Stock · 776 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
October 01, 2014 Filed Oct 2, 2014 19:26 UTC GrantPhantom Stock · Derivative 412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000160 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,195

Underlying: Common Stock · 412 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
October 01, 2014 Filed Oct 2, 2014 19:26 UTC GrantPhantom Stock · Derivative 549 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000161 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,496

Underlying: Common Stock · 549 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

Read SEC document
October 01, 2014 Filed Oct 2, 2014 19:27 UTC GrantPhantom Stock · Derivative 435 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000163 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,165

Underlying: Common Stock · 435 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

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October 01, 2014 Filed Oct 2, 2014 19:26 UTC GrantPhantom Stock · Derivative 306 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000162 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630

Underlying: Common Stock · 306 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

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October 01, 2014 Filed Oct 2, 2014 19:27 UTC GrantPhantom Stock · Derivative 406 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000164 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,880

Underlying: Common Stock · 406 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

F3 · balance_after: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

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September 17, 2014 Filed Sep 18, 2014 14:28 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
SaleCommon Stock 2,021 $108.75 $219,783.75
Disclosure

SEC source: 0000100885-14-000144 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family LLC

Disclosed balance after: 55,472

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2014.

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September 17, 2014 Filed Sep 18, 2014 14:28 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
SaleCommon Stock 3,867 $108.75 $420,536.25
Disclosure

SEC source: 0000100885-14-000144 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,914

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2014.

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September 08, 2014 Filed Sep 9, 2014 20:14 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,200 $0.00 Strike: $14.78 $0.00
Disclosure

SEC source: 0000100885-14-000142 · edgardoc.xml · derivative · entry 3

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,200 shares

Expires 2015-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 08, 2014 Filed Sep 9, 2014 20:14 UTC SaleCommon Stock 12,200 $107.53 $1,311,829.40
Disclosure

SEC source: 0000100885-14-000142 · edgardoc.xml · nonDerivative · entry 2

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $107.51 to $107.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 08, 2014 Filed Sep 9, 2014 20:14 UTC Exercise / conversionCommon Stock 12,200 $14.78 $180,316.00
Disclosure

SEC source: 0000100885-14-000142 · edgardoc.xml · nonDerivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

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September 03, 2014 Filed Sep 5, 2014 16:28 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,200 $0.00 Strike: $14.78 $0.00
Disclosure

SEC source: 0000100885-14-000140 · edgardoc.xml · derivative · entry 4

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,200 shares

Expires 2015-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2014 Filed Sep 5, 2014 16:28 UTC SaleCommon Stock 6,200 $106.44 $659,928.00
Disclosure

SEC source: 0000100885-14-000140 · edgardoc.xml · nonDerivative · entry 2

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,540

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September 03, 2014 Filed Sep 5, 2014 16:28 UTC Exercise / conversionCommon Stock 12,200 $14.78 $180,316.00
Disclosure

SEC source: 0000100885-14-000140 · edgardoc.xml · nonDerivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On June 6, 2014, Union Pacific Corporation effected a 2-for-1 stock split in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock split.

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August 29, 2014 Filed Sep 2, 2014 17:11 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,626 $0.00 Strike: $66.00 $0.00
Disclosure

SEC source: 0000100885-14-000138 · edgardoc.xml · derivative · entry 10

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,252

Underlying: Common Stock · 7,626 shares

Expires 2013-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F5 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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August 29, 2014 Filed Sep 2, 2014 17:11 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,376 $0.00 Strike: $57.37 $0.00
Disclosure

SEC source: 0000100885-14-000138 · edgardoc.xml · derivative · entry 9

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Underlying: Common Stock · 9,376 shares

Expires 2022-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F5 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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August 29, 2014 Filed Sep 2, 2014 17:11 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,346 $0.00 Strike: $46.80 $0.00
Disclosure

SEC source: 0000100885-14-000138 · edgardoc.xml · derivative · entry 8

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,346 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F5 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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August 29, 2014 Filed Sep 2, 2014 17:11 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
SaleCommon Stock 14,346 $105.04 $1,506,867.98
Disclosure

SEC source: 0000100885-14-000138 · edgardoc.xml · nonDerivative · entry 6

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,410

F2 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2014.

F3 · price: This transaction was executed in multiple trades at prices ranging from $104.63 to $105.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.