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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

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0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2016 Filed Feb 8, 2016 18:15 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
GrantNon-Qualified Stock Option (right to buy) · Derivative 52,812 $0.00 Strike: $75.52 $0.00
Disclosure

SEC source: 0000100885-16-000272 · edgardoc.xml · derivative · entry 5

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,812

Underlying: Common Stock · 52,812 shares

Expires 2026-02-04

F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 18:15 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
GrantCommon Stock 15,894 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000272 · edgardoc.xml · nonDerivative · entry 2

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,585

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 04, 2016 Filed Feb 8, 2016 18:15 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
GrantCommon Stock 3,973 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000272 · edgardoc.xml · nonDerivative · entry 1

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,691

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 04, 2016 Filed Feb 9, 2016 14:46 UTC Amendment GrantNon-Qualified Stock Option (right to buy) · Derivative 52,812 $0.00 Strike: $75.52 $0.00
Disclosure

SEC source: 0000100885-16-000274 · edgardoc.xml · derivative · entry 1

Scott Cameron A · CIK 0001636688 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,812

Underlying: Common Stock · 52,812 shares

Expires 2026-02-04

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_price: This filing is being amended solely to reflect the accurate exercise price on the date of grant. This amended form reflects the correct exercise price and replaces in its entirety the previous filing.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 04, 2016 Filed Feb 9, 2016 14:51 UTC Amendment
Rynaski Todd M.VP CONTROLLER & CAO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 8,802 $0.00 Strike: $75.52 $0.00
Disclosure

SEC source: 0000100885-16-000276 · edgardoc.xml · derivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,802

Underlying: Common Stock · 8,802 shares

Expires 2026-02-04

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_price: This filing is being amended solely to reflect the accurate exercise price on the date of grant. This amended form reflects the correct exercise price and replaces in its entirety the previous filing.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 04, 2016 Filed Feb 9, 2016 15:48 UTC Amendment
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 105,621 $0.00 Strike: $75.52 $0.00
Disclosure

SEC source: 0000100885-16-000280 · edgardoc.xml · derivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,621

Underlying: Common Stock · 105,621 shares

Expires 2026-02-04

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_price: This filing is being amended solely to reflect the accurate exercise price on the date of grant. This amended form reflects the correct exercise price and replaces in its entirety the previous filing.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 04, 2016 Filed Feb 9, 2016 14:53 UTC Amendment
BUTLER ERIC LEVP MKTG & SALES
GrantNon-Qualified Stock Option (right to buy) · Derivative 52,812 $0.00 Strike: $75.52 $0.00
Disclosure

SEC source: 0000100885-16-000278 · edgardoc.xml · derivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,812

Underlying: Common Stock · 52,812 shares

Expires 2026-02-04

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_price: This filing is being amended solely to reflect the accurate exercise price on the date of grant. This amended form reflects the correct exercise price and replaces in its entirety the previous filing.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 04, 2016 Filed Feb 9, 2016 15:52 UTC Amendment
FRITZ LANCE MCHAIRMAN, PRESIDENT, & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 246,447 $0.00 Strike: $75.52 $0.00
Disclosure

SEC source: 0000100885-16-000282 · edgardoc.xml · derivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,447

Underlying: Common Stock · 246,447 shares

Expires 2026-02-04

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_price: This filing is being amended solely to reflect the accurate exercise price on the date of grant. This amended form reflects the correct exercise price and replaces in its entirety the previous filing.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 02, 2016 Filed Feb 3, 2016 15:59 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 1,272 $71.71 $91,215.12
Disclosure

SEC source: 0000100885-16-000241 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,470

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
February 02, 2016 Filed Feb 3, 2016 15:59 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 3,033 $71.71 $217,496.43
Disclosure

SEC source: 0000100885-16-000241 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,742

Read SEC document
February 02, 2016 Filed Feb 3, 2016 16:25 UTC Tax withholdingCommon Stock 486 $71.71 $34,851.06
Disclosure

SEC source: 0000100885-16-000245 · edgardoc.xml · nonDerivative · entry 1

Scott Cameron A · CIK 0001636688 · EVP OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,379

Read SEC document
February 02, 2016 Filed Feb 3, 2016 16:14 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 139 $71.71 $9,967.69
Disclosure

SEC source: 0000100885-16-000243 · edgardoc.xml · nonDerivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,099.5031

Read SEC document
February 02, 2016 Filed Feb 3, 2016 16:52 UTC
BUTLER ERIC LEVP MKTG & SALES
Tax withholdingCommon Stock 280 $71.71 $20,078.80
Disclosure

SEC source: 0000100885-16-000247 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,872

F1 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
February 02, 2016 Filed Feb 3, 2016 16:52 UTC
BUTLER ERIC LEVP MKTG & SALES
Tax withholdingCommon Stock 742 $71.71 $53,208.82
Disclosure

SEC source: 0000100885-16-000247 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,152

Read SEC document
February 02, 2016 Filed Feb 3, 2016 17:08 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
OtherCommon Stock 1,776.8749 $71.71 $127,419.70
Disclosure

SEC source: 0000100885-16-000249 · edgardoc.xml · nonDerivative · entry 3

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferral Account

Disclosed balance after: 11,543.5115

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 02, 2016 Filed Feb 3, 2016 17:08 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
OtherCommon Stock 1,776.8749 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000249 · edgardoc.xml · nonDerivative · entry 2

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,718

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 02, 2016 Filed Feb 3, 2016 17:08 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
Tax withholdingCommon Stock 141.1251 $71.71 $10,120.08
Disclosure

SEC source: 0000100885-16-000249 · edgardoc.xml · nonDerivative · entry 1

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,494.8749

Read SEC document
February 02, 2016 Filed Feb 3, 2016 18:06 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT, & CEO
OtherCommon Stock 7,213.7636 $71.71 $517,298.99
Disclosure

SEC source: 0000100885-16-000252 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferral Account

Disclosed balance after: 40,674.3417

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 02, 2016 Filed Feb 3, 2016 18:06 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT, & CEO
Tax withholdingCommon Stock 282.2364 $71.71 $20,239.17
Disclosure

SEC source: 0000100885-16-000252 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,118.832

Read SEC document
February 02, 2016 Filed Feb 3, 2016 18:06 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT, & CEO
OtherCommon Stock 7,213.7636 $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000252 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT, & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,401.0684

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
January 25, 2016 Filed Jan 26, 2016 17:48 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,400 $0.00 Strike: $21.52 $0.00
Disclosure

SEC source: 0000100885-16-000239 · edgardoc.xml · derivative · entry 3

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,400 shares

Expires 2016-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.

Read SEC document
January 25, 2016 Filed Jan 26, 2016 17:48 UTC SaleCommon Stock 8,400 $69.44 $583,296.84
Disclosure

SEC source: 0000100885-16-000239 · edgardoc.xml · nonDerivative · entry 2

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
January 25, 2016 Filed Jan 26, 2016 17:48 UTC Exercise / conversionCommon Stock 8,400 $21.52 $180,768.00
Disclosure

SEC source: 0000100885-16-000239 · edgardoc.xml · nonDerivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person exercised stock options that were due to expire on January 26, 2016.

F2 · shares: On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 15:15 UTC GrantPhantom Stock · Derivative 586 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000216 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,218

Underlying: Common Stock · 586 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 15:29 UTC GrantPhantom Stock · Derivative 632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000218 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,683

Underlying: Common Stock · 632 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 15:34 UTC GrantPhantom Stock · Derivative 433 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000220 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,362

Underlying: Common Stock · 433 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 15:44 UTC GrantPhantom Stock · Derivative 809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000222 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,709

Underlying: Common Stock · 809 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 15:48 UTC GrantPhantom Stock · Derivative 596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000224 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,571

Underlying: Common Stock · 596 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 15:55 UTC GrantPhantom Stock · Derivative 1,116 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000226 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,165

Underlying: Common Stock · 1,116 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 16:14 UTC GrantPhantom Stock · Derivative 1,325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000228 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,213

Underlying: Common Stock · 1,325 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 16:19 UTC GrantPhantom Stock · Derivative 582 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000230 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,620

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 16:24 UTC GrantPhantom Stock · Derivative 712 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000232 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,937

Underlying: Common Stock · 712 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 04, 2016 Filed Jan 5, 2016 16:30 UTC GrantPhantom Stock · Derivative 541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-16-000234 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,679

Underlying: Common Stock · 541 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 09, 2015 Filed Dec 10, 2015 18:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,400 $0.00 Strike: $21.52 $0.00
Disclosure

SEC source: 0000100885-15-000214 · edgardoc.xml · derivative · entry 3

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,400 shares

Expires 2016-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2015 Filed Dec 10, 2015 18:08 UTC SaleCommon Stock 2,070 $77.51 $160,454.60
Disclosure

SEC source: 0000100885-15-000214 · edgardoc.xml · nonDerivative · entry 2

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,010

F2 · price: This transaction was executed in multiple trades at prices ranging from $77.51 to $77.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 09, 2015 Filed Dec 10, 2015 18:08 UTC Exercise / conversionCommon Stock 8,400 $21.52 $180,768.00
Disclosure

SEC source: 0000100885-15-000214 · edgardoc.xml · nonDerivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person exercised stock options that were due to expire on January 26, 2016.

Read SEC document
December 04, 2015 Filed Dec 7, 2015 17:55 UTC PurchaseCommon Stock 50,000 $78.06 $3,903,240.00
Disclosure

SEC source: 0000100885-15-000212 · edgardoc.xml · nonDerivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,588.5494

F1 · price: This transaction was executed in multiple trades at prices ranging from $78.055 to $78.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 01, 2015 Filed Dec 2, 2015 16:03 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,400 $0.00 Strike: $21.52 $0.00
Disclosure

SEC source: 0000100885-15-000210 · edgardoc.xml · derivative · entry 5

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,400 shares

Expires 2016-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2015 Filed Dec 2, 2015 16:03 UTC SaleCommon Stock 2,400 $83.84 $201,216.24
Disclosure

SEC source: 0000100885-15-000210 · edgardoc.xml · nonDerivative · entry 3

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,540

Read SEC document
December 01, 2015 Filed Dec 2, 2015 16:03 UTC Exercise / conversionCommon Stock 8,400 $21.52 $180,768.00
Disclosure

SEC source: 0000100885-15-000210 · edgardoc.xml · nonDerivative · entry 2

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The reporting person exercised stock options that were due to expire on January 26, 2016.

Read SEC document
December 01, 2015 Filed Dec 2, 2015 16:03 UTC SaleCommon Stock 2,945 $83.81 $246,820.45
Disclosure

SEC source: 0000100885-15-000210 · edgardoc.xml · nonDerivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,540

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November 17, 2015 Filed Nov 18, 2015 18:43 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
GiftCommon Stock 2,376 $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000204 · edgardoc.xml · nonDerivative · entry 1

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,636

F1 · security: The reporting person made a gift of shares to a donor-advised charitable fund.

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October 26, 2015 Filed Oct 26, 2015 21:31 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $93.60 $0.00
Disclosure

SEC source: 0000100885-15-000192 · edgardoc.xml · derivative · entry 8

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,927

Underlying: Common Stock · 30,000 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

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October 26, 2015 Filed Oct 26, 2015 21:31 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 7,587 $96.92 $735,332.04
Disclosure

SEC source: 0000100885-15-000192 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,702

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October 26, 2015 Filed Oct 26, 2015 21:31 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 14,486 $96.92 $1,403,983.12
Disclosure

SEC source: 0000100885-15-000192 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,289

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October 26, 2015 Filed Oct 26, 2015 21:31 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Exercise / conversionCommon Stock 30,000 $46.80 $1,404,000.00
Disclosure

SEC source: 0000100885-15-000192 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2015 Filed Oct 2, 2015 13:27 UTC GrantPhantom Stock · Derivative 503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000162 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,632

Underlying: Common Stock · 503 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 01, 2015 Filed Oct 2, 2015 13:34 UTC GrantPhantom Stock · Derivative 543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000164 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,051

Underlying: Common Stock · 543 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 01, 2015 Filed Oct 2, 2015 13:44 UTC GrantPhantom Stock · Derivative 371 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000166 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,929

Underlying: Common Stock · 371 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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October 01, 2015 Filed Oct 2, 2015 13:52 UTC GrantPhantom Stock · Derivative 693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-15-000168 · edgardoc.xml · derivative · entry 1

HOPE RICHARDS JUDITH · CIK 0001227314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,900

Underlying: Common Stock · 693 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1. End of period holdings include Phantom Stock Units granted prior to 8/15/96 which are exempt from Section 16 reporting.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.