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UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2017 Filed Apr 4, 2017 14:46 UTC GrantPhantom Stock · Derivative 495 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000083 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,388

Underlying: Common Stock · 495 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 14:57 UTC GrantPhantom Stock · Derivative 328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000085 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,193

Underlying: Common Stock · 328 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 14:58 UTC GrantPhantom Stock · Derivative 590 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000087 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590

Underlying: Common Stock · 590 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 15:04 UTC GrantPhantom Stock · Derivative 465 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000089 · edgardoc.xml · derivative · entry 1

KRULAK CHARLES C · CIK 0001234269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,118

Underlying: Common Stock · 465 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 15:18 UTC
Lute Jane HDirector
GrantPhantom Stock · Derivative 313 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000091 · edgardoc.xml · derivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336

Underlying: Common Stock · 313 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 15:28 UTC GrantPhantom Stock · Derivative 925 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000093 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,136

Underlying: Common Stock · 925 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 15:42 UTC GrantPhantom Stock · Derivative 685 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000095 · edgardoc.xml · derivative · entry 1

MCCONNELL MICHAEL W · CIK 0001277000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,920

Underlying: Common Stock · 685 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 16:40 UTC GrantPhantom Stock · Derivative 453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000097 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,107

Underlying: Common Stock · 453 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 19:22 UTC GrantPhantom Stock · Derivative 561 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000100 · edgardoc.xml · derivative · entry 1

ROGEL STEVEN R · CIK 0001190563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,988

Underlying: Common Stock · 561 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 19:22 UTC GrantPhantom Stock · Derivative 418 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000101 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,982

Underlying: Common Stock · 418 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 15:36 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $31.19 $0.00
Disclosure

SEC source: 0000100885-17-000073 · edgardoc.xml · derivative · entry 4

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires 2018-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 15:36 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
SaleCommon Stock 1,000 $106.89 $106,890.00
Disclosure

SEC source: 0000100885-17-000073 · edgardoc.xml · nonDerivative · entry 2

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,583

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 15:36 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
Exercise / conversionCommon Stock 1,000 $31.19 $31,190.00
Disclosure

SEC source: 0000100885-17-000073 · edgardoc.xml · nonDerivative · entry 1

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 15:10 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 630 $107.65 $67,819.50
Disclosure

SEC source: 0000100885-17-000058 · edgardoc.xml · nonDerivative · entry 3

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,866

Read SEC document
February 07, 2017 Filed Feb 8, 2017 15:33 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
OtherCommon Stock 316.6729 $107.65 $34,089.84
Disclosure

SEC source: 0000100885-17-000060 · edgardoc.xml · nonDerivative · entry 5

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferral Account

Disclosed balance after: 316.6729

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 15:33 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 11.3271 $107.65 $1,219.36
Disclosure

SEC source: 0000100885-17-000060 · edgardoc.xml · nonDerivative · entry 4

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,627.5031

Read SEC document
February 07, 2017 Filed Feb 8, 2017 15:33 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
OtherCommon Stock 316.6729 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000060 · edgardoc.xml · nonDerivative · entry 3

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,638.8302

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 16:39 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 3,928 $107.65 $422,849.20
Disclosure

SEC source: 0000100885-17-000062 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,084

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:12 UTC
BUTLER ERIC LEVP CHIEF ADMIN OFFICER & CORP
Tax withholdingCommon Stock 1,483 $107.65 $159,644.95
Disclosure

SEC source: 0000100885-17-000064 · edgardoc.xml · nonDerivative · entry 3

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,648.272

Read SEC document
February 07, 2017 Filed Feb 8, 2017 18:20 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
Tax withholdingCommon Stock 437 $107.65 $47,043.05
Disclosure

SEC source: 0000100885-17-000066 · edgardoc.xml · nonDerivative · entry 3

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,583

Read SEC document
February 07, 2017 Filed Feb 8, 2017 20:38 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT & CEO
OtherCommon Stock 6,663.5548 $107.65 $717,331.67
Disclosure

SEC source: 0000100885-17-000068 · edgardoc.xml · nonDerivative · entry 5

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferral Account

Disclosed balance after: 48,068.4342

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 07, 2017 Filed Feb 8, 2017 20:38 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT & CEO
Tax withholdingCommon Stock 306.4452 $107.65 $32,988.83
Disclosure

SEC source: 0000100885-17-000068 · edgardoc.xml · nonDerivative · entry 4

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,365.832

Read SEC document
February 07, 2017 Filed Feb 8, 2017 20:38 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT & CEO
OtherCommon Stock 6,663.5548 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000068 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,672.2772

F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 15:10 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
Disposition to issuerCommon Stock 1,401 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000058 · edgardoc.xml · nonDerivative · entry 2

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,496

Read SEC document
February 06, 2017 Filed Feb 8, 2017 15:10 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
Tax withholdingCommon Stock 1,347 $107.69 $145,058.43
Disclosure

SEC source: 0000100885-17-000058 · edgardoc.xml · nonDerivative · entry 1

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,897

Read SEC document
February 06, 2017 Filed Feb 8, 2017 15:33 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
Disposition to issuerCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000060 · edgardoc.xml · nonDerivative · entry 2

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,955.5031

Read SEC document
February 06, 2017 Filed Feb 8, 2017 15:33 UTC
Rynaski Todd M.VP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 265 $107.69 $28,537.85
Disclosure

SEC source: 0000100885-17-000060 · edgardoc.xml · nonDerivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,287.5031

Read SEC document
February 06, 2017 Filed Feb 8, 2017 16:39 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Disposition to issuerCommon Stock 7,676 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000062 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,012

Read SEC document
February 06, 2017 Filed Feb 8, 2017 16:39 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 8,758 $107.69 $943,149.02
Disclosure

SEC source: 0000100885-17-000062 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,688

Read SEC document
February 06, 2017 Filed Feb 8, 2017 18:12 UTC
BUTLER ERIC LEVP CHIEF ADMIN OFFICER & CORP
Disposition to issuerCommon Stock 3,428 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000064 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,131.272

Read SEC document
February 06, 2017 Filed Feb 8, 2017 18:12 UTC
BUTLER ERIC LEVP CHIEF ADMIN OFFICER & CORP
Tax withholdingCommon Stock 3,911 $107.69 $421,175.59
Disclosure

SEC source: 0000100885-17-000064 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP CHIEF ADMIN OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,559.272

Read SEC document
February 06, 2017 Filed Feb 8, 2017 18:20 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
Disposition to issuerCommon Stock 1,221 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000066 · edgardoc.xml · nonDerivative · entry 2

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,020

Read SEC document
February 06, 2017 Filed Feb 8, 2017 18:20 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
Tax withholdingCommon Stock 977 $107.69 $105,213.13
Disclosure

SEC source: 0000100885-17-000066 · edgardoc.xml · nonDerivative · entry 1

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,241

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:38 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT & CEO
Disposition to issuerCommon Stock 6,855 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000068 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,335.832

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:38 UTC
FRITZ LANCE MCHAIRMAN, PRESIDENT & CEO
Tax withholdingCommon Stock 7,821 $107.69 $842,243.49
Disclosure

SEC source: 0000100885-17-000068 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN, PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,190.832

Read SEC document
February 02, 2017 Filed Feb 3, 2017 15:15 UTC
Ferguson Rhonda SEVP & CHIEF LEGAL OFFICER
GrantNon-Qualified Stock Option (right to buy) · Derivative 21,990 $0.00 Strike: $107.30 $0.00
Disclosure

SEC source: 0000100885-17-000040 · edgardoc.xml · derivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP & CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,990

Underlying: Common Stock · 21,990 shares

Expires 2027-02-02

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 15:15 UTC
Ferguson Rhonda SEVP & CHIEF LEGAL OFFICER
GrantCommon Stock 9,324 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000040 · edgardoc.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP & CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,836

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 15:15 UTC
Ferguson Rhonda SEVP & CHIEF LEGAL OFFICER
GrantCommon Stock 932 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000040 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP & CHIEF LEGAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,512

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 15:42 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
GrantNon-Qualified Stock Option (right to buy) · Derivative 35,181 $0.00 Strike: $107.30 $0.00
Disclosure

SEC source: 0000100885-17-000042 · edgardoc.xml · derivative · entry 3

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,181

Underlying: Common Stock · 35,181 shares

Expires 2027-02-02

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 15:42 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
GrantCommon Stock 14,916 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000042 · edgardoc.xml · nonDerivative · entry 2

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,244

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 15:42 UTC
Scott Cameron AEVP & CHIEF OPERATING OFFICER
GrantCommon Stock 1,492 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000042 · edgardoc.xml · nonDerivative · entry 1

Scott Cameron A · CIK 0001636688 · EVP & CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,328

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 16:07 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
GrantNon-Qualified Stock Option (right to buy) · Derivative 16,491 $0.00 Strike: $107.30 $0.00
Disclosure

SEC source: 0000100885-17-000044 · edgardoc.xml · derivative · entry 4

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,491

Underlying: Common Stock · 16,491 shares

Expires 2027-02-02

F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 16:07 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
GrantCommon Stock 6,990 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000044 · edgardoc.xml · nonDerivative · entry 2

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,218

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 16:07 UTC
Whited Elizabeth FEVP & CHIEF MARKETING OFFICER
GrantCommon Stock 699 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000044 · edgardoc.xml · nonDerivative · entry 1

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF MARKETING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,228

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

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February 02, 2017 Filed Feb 3, 2017 16:30 UTC
BUTLER ERIC LEVP & CHIEF ADMIN OFFICER
GrantNon-Qualified Stock Option (right to buy) · Derivative 35,181 $0.00 Strike: $107.30 $0.00
Disclosure

SEC source: 0000100885-17-000046 · edgardoc.xml · derivative · entry 4

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,181

Underlying: Common Stock · 35,181 shares

Expires 2027-02-02

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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February 02, 2017 Filed Feb 3, 2017 16:30 UTC
BUTLER ERIC LEVP & CHIEF ADMIN OFFICER
GrantCommon Stock 14,916 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000046 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,470.272

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

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February 02, 2017 Filed Feb 3, 2017 16:30 UTC
BUTLER ERIC LEVP & CHIEF ADMIN OFFICER
GrantCommon Stock 1,492 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000046 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP & CHIEF ADMIN OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,554.272

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

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February 02, 2017 Filed Feb 3, 2017 16:57 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
GrantNon-Qualified Stock Option (right to buy) · Derivative 68,163 $0.00 Strike: $107.30 $0.00
Disclosure

SEC source: 0000100885-17-000048 · edgardoc.xml · derivative · entry 7

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,163

Underlying: Common Stock · 68,163 shares

Expires 2027-02-02

F5 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F5 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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February 02, 2017 Filed Feb 3, 2017 16:57 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 28,896 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000048 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,446

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

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February 02, 2017 Filed Feb 3, 2017 16:57 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 2,890 $0.00 $0.00
Disclosure

SEC source: 0000100885-17-000048 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,550

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.