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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2020 Filed Mar 2, 2020 18:12 UTC
Vena Vincenzo JCHIEF OPERATING OFFICER
PurchaseCommon Stock 3,206 $155.92 $499,863.81
Disclosure

SEC source: 0000100885-20-000090 · edgardoc.xml · nonDerivative · entry 1

Vena Vincenzo J · CIK 0001764389 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,206

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:01 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 130,458 $0.00 Strike: $186.11 $0.00
Disclosure

SEC source: 0000100885-20-000067 · edgardoc.xml · derivative · entry 5

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,458

Underlying: Common Stock · 130,458 shares

Expires 2030-02-06

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:01 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
GrantCommon Stock 67,702 $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000067 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,349.832

F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:01 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 32,770 $186.11 $6,098,824.70
Disclosure

SEC source: 0000100885-20-000067 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,647.832

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:05 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
GrantNon-Qualified Stock Option (right to buy) · Derivative 18,639 $0.00 Strike: $186.11 $0.00
Disclosure

SEC source: 0000100885-20-000069 · edgardoc.xml · derivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,639

Underlying: Common Stock · 18,639 shares

Expires 2030-02-06

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:05 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
Tax withholdingCommon Stock 4,098 $186.11 $762,678.78
Disclosure

SEC source: 0000100885-20-000069 · edgardoc.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,878

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:05 UTC
Ferguson Rhonda SEVP CLO & CORP SEC
GrantCommon Stock 9,672 $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000069 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP CLO & CORP SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,976

F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:21 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
GrantNon-Qualified Stock Option (right to buy) · Derivative 19,881 $0.00 Strike: $186.11 $0.00
Disclosure

SEC source: 0000100885-20-000071 · edgardoc.xml · derivative · entry 3

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,881

Underlying: Common Stock · 19,881 shares

Expires 2030-02-06

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:21 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 10,318 $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000071 · edgardoc.xml · nonDerivative · entry 2

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,136

F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:21 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,641 $186.11 $305,406.51
Disclosure

SEC source: 0000100885-20-000071 · edgardoc.xml · nonDerivative · entry 1

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,818

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:36 UTC
Lischer Thomas AEVP OPERATIONS
GrantNon-Qualified Stock Option (right to buy) · Derivative 13,668 $0.00 Strike: $186.11 $0.00
Disclosure

SEC source: 0000100885-20-000073 · edgardoc.xml · derivative · entry 3

Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,668

Underlying: Common Stock · 13,668 shares

Expires 2030-02-06

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:36 UTC
Lischer Thomas AEVP OPERATIONS
GrantCommon Stock 7,094 $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000073 · edgardoc.xml · nonDerivative · entry 2

Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,452.0206

F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 00:36 UTC
Lischer Thomas AEVP OPERATIONS
Tax withholdingCommon Stock 1,440 $186.11 $267,998.40
Disclosure

SEC source: 0000100885-20-000073 · edgardoc.xml · nonDerivative · entry 1

Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,358.0206

Read SEC document
February 06, 2020 Filed Feb 10, 2020 18:20 UTC
Rocker Kenyatta GEVP MARKETING & SALES
GrantNon-Qualified Stock Option (right to buy) · Derivative 15,531 $0.00 Strike: $186.11 $0.00
Disclosure

SEC source: 0000100885-20-000075 · edgardoc.xml · derivative · entry 5

Rocker Kenyatta G · CIK 0001749673 · EVP MARKETING & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,531

Underlying: Common Stock · 15,531 shares

Expires 2030-02-06

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 18:20 UTC
Rocker Kenyatta GEVP MARKETING & SALES
GrantCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000075 · edgardoc.xml · nonDerivative · entry 3

Rocker Kenyatta G · CIK 0001749673 · EVP MARKETING & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 816.55

Read SEC document
February 06, 2020 Filed Feb 10, 2020 18:20 UTC
Rocker Kenyatta GEVP MARKETING & SALES
GrantCommon Stock 8,060 $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000075 · edgardoc.xml · nonDerivative · entry 2

Rocker Kenyatta G · CIK 0001749673 · EVP MARKETING & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,167

F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 18:20 UTC
Rocker Kenyatta GEVP MARKETING & SALES
Tax withholdingCommon Stock 1,538 $186.11 $286,237.18
Disclosure

SEC source: 0000100885-20-000075 · edgardoc.xml · nonDerivative · entry 1

Rocker Kenyatta G · CIK 0001749673 · EVP MARKETING & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,107

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:53 UTC
Rynaski Todd M.VP & CONTROLLER
GrantNon-Qualified Stock Option (right to buy) · Derivative 6,834 $0.00 Strike: $186.11 $0.00
Disclosure

SEC source: 0000100885-20-000077 · edgardoc.xml · derivative · entry 6

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,834

Underlying: Common Stock · 6,834 shares

Expires 2030-02-06

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:53 UTC
Rynaski Todd M.VP & CONTROLLER
GrantCommon Stock 3,548 $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000077 · edgardoc.xml · nonDerivative · entry 2

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,379

F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 21:53 UTC
Rynaski Todd M.VP & CONTROLLER
Tax withholdingCommon Stock 1,435 $186.11 $267,067.85
Disclosure

SEC source: 0000100885-20-000077 · edgardoc.xml · nonDerivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,831

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:22 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
GrantNon-Qualified Stock Option (right to buy) · Derivative 18,639 $0.00 Strike: $186.11 $0.00
Disclosure

SEC source: 0000100885-20-000079 · edgardoc.xml · derivative · entry 3

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,639

Underlying: Common Stock · 18,639 shares

Expires 2030-02-06

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 22:22 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
GrantCommon Stock 9,672 $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000079 · edgardoc.xml · nonDerivative · entry 1

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,934

F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 23:07 UTC
Vena Vincenzo JCHIEF OPERATING OFFICER
Disposition to issuerCommon Stock 7,798 $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000081 · edgardoc.xml · nonDerivative · entry 2

Vena Vincenzo J · CIK 0001764389 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,966

Read SEC document
February 06, 2020 Filed Feb 10, 2020 23:07 UTC
Vena Vincenzo JCHIEF OPERATING OFFICER
Tax withholdingCommon Stock 3,428 $186.11 $637,985.08
Disclosure

SEC source: 0000100885-20-000081 · edgardoc.xml · nonDerivative · entry 1

Vena Vincenzo J · CIK 0001764389 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,764

Read SEC document
February 04, 2020 Filed Feb 5, 2020 21:24 UTC
Rocker Kenyatta GEVP MARKETING & SALES
Tax withholdingCommon Stock 39 $183.24 $7,146.36
Disclosure

SEC source: 0000100885-20-000051 · edgardoc.xml · nonDerivative · entry 2

Rocker Kenyatta G · CIK 0001749673 · EVP MARKETING & SALES

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 740.55

F1 · security: Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 21:24 UTC
Rocker Kenyatta GEVP MARKETING & SALES
Tax withholdingCommon Stock 269 $183.24 $49,291.56
Disclosure

SEC source: 0000100885-20-000051 · edgardoc.xml · nonDerivative · entry 1

Rocker Kenyatta G · CIK 0001749673 · EVP MARKETING & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,645

Read SEC document
February 04, 2020 Filed Feb 5, 2020 21:42 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 350 $183.24 $64,134.00
Disclosure

SEC source: 0000100885-20-000053 · edgardoc.xml · nonDerivative · entry 1

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,459

Read SEC document
February 04, 2020 Filed Feb 5, 2020 23:06 UTC
Lischer Thomas AEVP OPERATIONS
Tax withholdingCommon Stock 379 $183.24 $69,447.96
Disclosure

SEC source: 0000100885-20-000055 · edgardoc.xml · nonDerivative · entry 1

Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,798.0206

Read SEC document
January 31, 2020 Filed Feb 4, 2020 00:10 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,563 $0.00 Strike: $75.52 $0.00
Disclosure

SEC source: 0000100885-20-000048 · edgardoc.xml · derivative · entry 4

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,563 shares

Expires 2026-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option became exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 00:10 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,727 $183.07 $499,231.89
Disclosure

SEC source: 0000100885-20-000048 · edgardoc.xml · nonDerivative · entry 3

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,809

Read SEC document
January 31, 2020 Filed Feb 4, 2020 00:10 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 4,358 $183.07 $797,819.06
Disclosure

SEC source: 0000100885-20-000048 · edgardoc.xml · nonDerivative · entry 2

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,536

Read SEC document
January 31, 2020 Filed Feb 4, 2020 00:10 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 10,563 $75.52 $797,717.76
Disclosure

SEC source: 0000100885-20-000048 · edgardoc.xml · nonDerivative · entry 1

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 23:10 UTC
Ferguson Rhonda SEVP CHIEF LEGAL OFFICER & CORP
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $124.86 $0.00
Disclosure

SEC source: 0000100885-20-000038 · edgardoc.xml · derivative · entry 4

Ferguson Rhonda S · CIK 0001677193 · EVP CHIEF LEGAL OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,654

Underlying: Common Stock · 4,000 shares

Expires 2028-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F1 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
January 27, 2020 Filed Jan 28, 2020 23:10 UTC
Ferguson Rhonda SEVP CHIEF LEGAL OFFICER & CORP
Tax withholdingCommon Stock 379 $185.68 $70,372.72
Disclosure

SEC source: 0000100885-20-000038 · edgardoc.xml · nonDerivative · entry 3

Ferguson Rhonda S · CIK 0001677193 · EVP CHIEF LEGAL OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,304

Read SEC document
January 27, 2020 Filed Jan 28, 2020 23:10 UTC
Ferguson Rhonda SEVP CHIEF LEGAL OFFICER & CORP
Tax withholdingCommon Stock 2,690 $185.68 $499,479.20
Disclosure

SEC source: 0000100885-20-000038 · edgardoc.xml · nonDerivative · entry 2

Ferguson Rhonda S · CIK 0001677193 · EVP CHIEF LEGAL OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,683

Read SEC document
January 27, 2020 Filed Jan 28, 2020 23:10 UTC
Ferguson Rhonda SEVP CHIEF LEGAL OFFICER & CORP
Exercise / conversionCommon Stock 4,000 $124.86 $499,440.00
Disclosure

SEC source: 0000100885-20-000038 · edgardoc.xml · nonDerivative · entry 1

Ferguson Rhonda S · CIK 0001677193 · EVP CHIEF LEGAL OFFICER & CORP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 22:50 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $75.52 $0.00
Disclosure

SEC source: 0000100885-20-000031 · edgardoc.xml · derivative · entry 5

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2026-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
January 21, 2020 Filed Jan 22, 2020 22:50 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
Tax withholdingCommon Stock 857 $185.32 $158,819.24
Disclosure

SEC source: 0000100885-20-000031 · edgardoc.xml · nonDerivative · entry 3

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,762

Read SEC document
January 21, 2020 Filed Jan 22, 2020 22:50 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
Tax withholdingCommon Stock 2,038 $185.32 $377,682.16
Disclosure

SEC source: 0000100885-20-000031 · edgardoc.xml · nonDerivative · entry 2

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,619

Read SEC document
January 21, 2020 Filed Jan 22, 2020 22:50 UTC
Whited Elizabeth FEVP & CHIEF HR OFFICER
Exercise / conversionCommon Stock 5,000 $75.52 $377,600.00
Disclosure

SEC source: 0000100885-20-000031 · edgardoc.xml · nonDerivative · entry 1

Whited Elizabeth F · CIK 0001690609 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 13:51 UTC
Hamann Jennifer LEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 1,000 $183.00 $183,000.00
Disclosure

SEC source: 0000100885-20-000027 · edgardoc.xml · nonDerivative · entry 1

Hamann Jennifer L · CIK 0001798280 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,331

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2019.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:48 UTC GrantPhantom Stock · Derivative 384 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000015 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,166

Underlying: Common Stock · 384 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:49 UTC GrantPhantom Stock · Derivative 420 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000016 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,232

Underlying: Common Stock · 420 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:50 UTC GrantPhantom Stock · Derivative 226 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000017 · edgardoc.xml · derivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331

Underlying: Common Stock · 226 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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January 02, 2020 Filed Jan 6, 2020 20:51 UTC GrantPhantom Stock · Derivative 257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000018 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,276

Underlying: Common Stock · 257 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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January 02, 2020 Filed Jan 6, 2020 20:53 UTC GrantPhantom Stock · Derivative 427 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000019 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,856

Underlying: Common Stock · 427 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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January 02, 2020 Filed Jan 6, 2020 20:54 UTC
Lute Jane HDirector
GrantPhantom Stock · Derivative 241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000020 · edgardoc.xml · derivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,246

Underlying: Common Stock · 241 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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January 02, 2020 Filed Jan 6, 2020 20:56 UTC GrantPhantom Stock · Derivative 724 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000021 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,813

Underlying: Common Stock · 724 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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January 02, 2020 Filed Jan 6, 2020 20:58 UTC GrantPhantom Stock · Derivative 380 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000022 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,513

Underlying: Common Stock · 380 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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January 02, 2020 Filed Jan 6, 2020 21:14 UTC GrantPhantom Stock · Derivative 231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-20-000023 · edgardoc.xml · derivative · entry 2

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,516

Underlying: Common Stock · 231 shares

Expires not disclosed

F3 · security: Distribution ratio for Phantom Stock Units is 1:1.

F4 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F4 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.