Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | EVP OPERATIONS | February 06, 2020 | February 08, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date February 06, 2020 · Filed February 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,358.0206 |
Reported balance
After 2020-02-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-02-06 · Tax withholding · Disposed 1,440 · Balance 26,358.0206 |
| Common StockSEC Table I · non-derivative | Direct | 33,452.0206 |
Reported balance
After 2020-02-06 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-02-06 · Grant · Acquired 7,094 · Balance 33,452.0206 F1: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $186.11 · Expires 2030-02-06 | Direct | 13,668 |
Reported balance
After 2020-02-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-02-06 · Grant · Acquired 13,668 · Balance 13,668 F2: This option becomes exercisable in three equal installments starting one year from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.
F2: This option becomes exercisable in three equal installments starting one year from the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2020 Filed Feb 8, 2020 00:36 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 13,668 | $0.00 Strike: $186.11 | $0.00 |
DisclosureSEC source: 0000100885-20-000073 · edgardoc.xml · derivative · entry 3 Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,668 Underlying: Common Stock · 13,668 shares Expires 2030-02-06 F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 06, 2020 Filed Feb 8, 2020 00:36 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 7,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-20-000073 · edgardoc.xml · nonDerivative · entry 2 Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,452.0206 F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| February 06, 2020 Filed Feb 8, 2020 00:36 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,440 | $186.11 | $267,998.40 |
DisclosureSEC source: 0000100885-20-000073 · edgardoc.xml · nonDerivative · entry 1 Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,358.0206 Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 23:06 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 379 | $183.24 | $69,447.96 |
DisclosureSEC source: 0000100885-20-000055 · edgardoc.xml · nonDerivative · entry 1 Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,798.0206 Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:51 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 2,861 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-19-000272 · edgardoc.xml · nonDerivative · entry 1 Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,173.0526 F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 13,173 | $0.00 Strike: $161.57 | $0.00 |
DisclosureSEC source: 0000100885-19-000070 · edgardoc.xml · derivative · entry 4 Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,173 Underlying: Common Stock · 13,173 shares Expires 2029-02-07 F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date. F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,022 | $161.57 | $165,124.54 |
DisclosureSEC source: 0000100885-19-000070 · edgardoc.xml · nonDerivative · entry 3 Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,299.9416 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 1,120 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-19-000070 · edgardoc.xml · nonDerivative · entry 2 Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,321.9416 Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 16:53 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantCommon Stock | 7,428 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-19-000070 · edgardoc.xml · nonDerivative · entry 1 Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,441.9416 F1 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 19:49 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 244 | $161.30 | $39,357.20 |
DisclosureSEC source: 0000100885-19-000048 · edgardoc.xml · nonDerivative · entry 1 Lischer Thomas A · CIK 0001749672 · EVP OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,013.9416 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.