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UNM

Unum Group

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3369
SEC CIK
0000005513
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202602
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 4, 2022 00:32 UTC
Till Mark PaulEVP & CEO, Unum International
Tax withholdingCommon Stock 1,069 $26.88 $28,734.72
Disclosure

SEC source: 0000005513-22-000056 · wf-form4_164635394641596.xml · nonDerivative · entry 1

Till Mark Paul · CIK 0001843662 · EVP & CEO, Unum International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,045

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,274 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 9,840 restricted stock units and 1,205 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:30 UTC
Simonds Michael QEVP, Chief Operating Officer
GrantCommon Stock 35,807 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000054 · wf-form4_164635379663355.xml · nonDerivative · entry 4

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,519

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.

F8 · balance_after: Includes 65,668 stock-settled RSUs, 31,217 SSUs, and 123,634 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:30 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 4,560 $26.88 $122,572.80
Disclosure

SEC source: 0000005513-22-000054 · wf-form4_164635379663355.xml · nonDerivative · entry 3

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,712

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 10,281.000 stock-settled RSUs.

F6 · balance_after: Includes 29,861 stock-settled RSUs, 31,217 SSUs, and 123,634 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:30 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 3,868 $26.88 $103,971.84
Disclosure

SEC source: 0000005513-22-000054 · wf-form4_164635379663355.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,272

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,721.000 stock-settled RSUs.

F4 · balance_after: Includes 40,142 stock-settled RSUs, 31,217 SSUs, and 117,913 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:30 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 1,851 $26.88 $49,754.88
Disclosure

SEC source: 0000005513-22-000054 · wf-form4_164635379663355.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,140

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,305.586 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 48,863 restricted stock units, 31,217 stock success units ("SSUs"), and 113,060 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:26 UTC
Pyne Christopher WEVP, Group Benefits
GrantCommon Stock 8,394 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000052 · wf-form4_164635357938266.xml · nonDerivative · entry 4

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,930

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.

F8 · balance_after: Includes 18,331 stock-settled RSUs, 8,205 SSUs, and 31,394 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:26 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 843 $26.88 $22,659.84
Disclosure

SEC source: 0000005513-22-000052 · wf-form4_164635357938266.xml · nonDerivative · entry 3

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,536

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,872.000 stock-settled RSUs.

F6 · balance_after: Includes 9,937 stock-settled RSUs, 8,205 SSUs, and 31,394 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:26 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 1,169 $26.88 $31,422.72
Disclosure

SEC source: 0000005513-22-000052 · wf-form4_164635357938266.xml · nonDerivative · entry 2

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,379

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,982.000 stock-settled RSUs.

F4 · balance_after: Includes 12,809 stock-settled RSUs, 8,205 SSUs, and 29,365 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:26 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 746 $26.88 $20,052.48
Disclosure

SEC source: 0000005513-22-000052 · wf-form4_164635357938266.xml · nonDerivative · entry 1

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,548

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,539.733 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 16,791 restricted stock units, 8,205 stock success units ("SSUs"), and 26,552 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:23 UTC
Pashley CherieSVP, Chief Accounting Officer
GrantCommon Stock 9,301 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000050 · wf-form4_164635339800769.xml · nonDerivative · entry 5

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,446

F9 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.

F10 · balance_after: Includes 18,412 stock-settled RSUs and 7,034 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:23 UTC
Pashley CherieSVP, Chief Accounting Officer
Tax withholdingCommon Stock 273 $26.88 $7,338.24
Disclosure

SEC source: 0000005513-22-000050 · wf-form4_164635339800769.xml · nonDerivative · entry 4

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,145

F7 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 919.000 stock-settled RSUs.

F8 · balance_after: Includes 9,111 stock-settled RSUs and 7,034 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:23 UTC
Pashley CherieSVP, Chief Accounting Officer
Tax withholdingCommon Stock 738 $26.88 $19,837.44
Disclosure

SEC source: 0000005513-22-000050 · wf-form4_164635339800769.xml · nonDerivative · entry 3

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,418

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,043.000 stock-settled RSUs.

F6 · balance_after: Includes 10,030 stock-settled RSUs and 6,388 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:23 UTC
Pashley CherieSVP, Chief Accounting Officer
Tax withholdingCommon Stock 488 $26.88 $13,117.44
Disclosure

SEC source: 0000005513-22-000050 · wf-form4_164635339800769.xml · nonDerivative · entry 2

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,156

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,951.000 stock-settled RSUs.

F4 · balance_after: Includes 13,073 stock-settled RSUs and 4,083 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:23 UTC
Pashley CherieSVP, Chief Accounting Officer
Tax withholdingCommon Stock 392 $26.88 $10,536.96
Disclosure

SEC source: 0000005513-22-000050 · wf-form4_164635339800769.xml · nonDerivative · entry 1

Pashley Cherie · CIK 0001804726 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,644

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,321.677 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 15,024 restricted stock units and 2,620 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:20 UTC
McKenney Richard PDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 22,545 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · derivative · entry 7

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,229

Underlying: Common Stock · 22,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.

F11 · derivative.exercise_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

F11 · derivative.expiration_date: The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:20 UTC
McKenney Richard PDirector · President and CEO
GrantCommon Stock 156,250 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · nonDerivative · entry 6

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,638

F8 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.

F9 · balance_after: Includes 271,851 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:20 UTC
McKenney Richard PDirector · President and CEO
Disposition to issuerCommon Stock 22,545 $26.88 $606,009.60
Disclosure

SEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · nonDerivative · entry 5

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,388

F6 · balance_after: Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:20 UTC
McKenney Richard PDirector · President and CEO
Exercise / conversionCommon Stock 22,545 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · nonDerivative · entry 4

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · balance_after: Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 651,465 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:20 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 17,903 $26.88 $481,232.64
Disclosure

SEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · nonDerivative · entry 3

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,388

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 45,496.000 stock-settled RSUs.

F6 · balance_after: Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:20 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 8,872 $26.88 $238,479.36
Disclosure

SEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887,291

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,545.000 stock-settled RSUs.

F4 · balance_after: Includes 161,097 stock-settled RSUs, 124,867 SSUs, and 601,327 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:20 UTC
McKenney Richard PDirector · President and CEO
Tax withholdingCommon Stock 12,626 $26.88 $339,386.88
Disclosure

SEC source: 0000005513-22-000048 · wf-form4_164635322390011.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896,163

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,084.003 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 183,642 restricted stock units, 124,867 stock success units ("SSUs"), and 587,654 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:17 UTC
Leiper MarthaEVP, Chief Investment Officer
GrantCommon Stock 11,049 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000046 · wf-form4_164635300930345.xml · nonDerivative · entry 3

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,010

F5 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.

F6 · balance_after: Includes 21,168 stock-settled RSUs, 3,350 SSUs, and 20,492 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:17 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 763 $26.88 $20,509.44
Disclosure

SEC source: 0000005513-22-000046 · wf-form4_164635300930345.xml · nonDerivative · entry 2

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,961

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,130.000 stock-settled RSUs.

F4 · balance_after: Includes 10,119 stock-settled RSUs, 3,350 SSUs, and 20,492 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:17 UTC
Leiper MarthaEVP, Chief Investment Officer
Tax withholdingCommon Stock 890 $26.88 $23,923.20
Disclosure

SEC source: 0000005513-22-000046 · wf-form4_164635300930345.xml · nonDerivative · entry 1

Leiper Martha · CIK 0001607473 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,724

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,652.000 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 13,249 restricted stock units, 3,350 stock success units ("SSUs"), and 18,125 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:04 UTC
IGLESIAS LISA GEVP, General Counsel
GrantCommon Stock 13,811 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000044 · wf-form4_164635223063655.xml · nonDerivative · entry 4

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,814

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.

F8 · balance_after: Includes 28,372 stock-settled RSUs, 13,245 SSUs, and 65,197 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:04 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,097 $26.88 $29,487.36
Disclosure

SEC source: 0000005513-22-000044 · wf-form4_164635223063655.xml · nonDerivative · entry 3

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,003

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,504.000 stock-settled RSUs.

F6 · balance_after: Includes 14,561 stock-settled RSUs, 13,245 SSUs, and 65,197 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:04 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 1,280 $26.88 $34,406.40
Disclosure

SEC source: 0000005513-22-000044 · wf-form4_164635223063655.xml · nonDerivative · entry 2

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,100

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,256.000 stock-settled RSUs.

F4 · balance_after: Includes 19,065 stock-settled RSUs, 13,245 SSUs, and 61,790 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:04 UTC
IGLESIAS LISA GEVP, General Counsel
Tax withholdingCommon Stock 951 $26.88 $25,562.88
Disclosure

SEC source: 0000005513-22-000044 · wf-form4_164635223063655.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,380

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,902.856 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 24,321 restricted stock units, 13,245 stock success units ("SSUs"), and 57,814 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:56 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
GrantCommon Stock 12,556 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000042 · wf-form4_164635178110742.xml · nonDerivative · entry 4

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,942

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.

F8 · balance_after: Includes 26,135 stock-settled RSUs, 6,280 SSUs, and 35,527 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:56 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 997 $26.88 $26,799.36
Disclosure

SEC source: 0000005513-22-000042 · wf-form4_164635178110742.xml · nonDerivative · entry 3

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,386

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,094.000 stock-settled RSUs.

F6 · balance_after: Includes 13,579 stock-settled RSUs, 6,280 SSUs, and 35,527 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:56 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 1,245 $26.88 $33,465.60
Disclosure

SEC source: 0000005513-22-000042 · wf-form4_164635178110742.xml · nonDerivative · entry 2

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,383

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,110.000 stock-settled RSUs.

F4 · balance_after: Includes 17,673 stock-settled RSUs, 6,280 SSUs, and 32,430 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:56 UTC
Bhasin PuneetEVP, Chief Info & Digital Off.
Tax withholdingCommon Stock 775 $26.88 $20,832.00
Disclosure

SEC source: 0000005513-22-000042 · wf-form4_164635178110742.xml · nonDerivative · entry 1

Bhasin Puneet · CIK 0001478633 · EVP, Chief Info & Digital Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,628

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,182.148 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 22,783 restricted stock units, 6,280 stock success units ("SSUs"), and 28,565 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 23:53 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
GrantCommon Stock 12,789 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000040 · wf-form4_164635155920848.xml · nonDerivative · entry 4

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,272

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.

F8 · balance_after: Includes 25,887 stock-settled RSUs, 11,149 SSUs, and 54,236 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2022 Filed Mar 3, 2022 23:53 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 1,155 $26.88 $31,046.40
Disclosure

SEC source: 0000005513-22-000040 · wf-form4_164635155920848.xml · nonDerivative · entry 3

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,483

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,981.000 stock-settled RSUs.

F6 · balance_after: Includes 13,098 stock-settled RSUs, 11,149 SSUs, and 54,236 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2022 Filed Mar 3, 2022 23:53 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 1,412 $26.88 $37,954.56
Disclosure

SEC source: 0000005513-22-000040 · wf-form4_164635155920848.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,638

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,867.000 stock-settled RSUs.

F4 · balance_after: Includes 17,079 stock-settled RSUs, 11,149 SSUs, and 51,410 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2022 Filed Mar 3, 2022 23:53 UTC
Arnold Timothy GeraldEVP, VB & President, Colonial
Tax withholdingCommon Stock 989 $26.88 $26,584.32
Disclosure

SEC source: 0000005513-22-000040 · wf-form4_164635155920848.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, VB & President, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,050

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,410.106 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 21,946 restricted stock units, 11,149 stock success units ("SSUs"), and 47,955 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2022 Filed Mar 3, 2022 23:41 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
GrantCommon Stock 12,091 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000038 · wf-form4_164635086993416.xml · nonDerivative · entry 4

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,875

F7 · shares: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.

F8 · balance_after: Includes 22,389 stock-settled RSUs, 1,490 SSUs, and 17,996 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2022 Filed Mar 3, 2022 23:41 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 831 $26.88 $22,337.28
Disclosure

SEC source: 0000005513-22-000038 · wf-form4_164635086993416.xml · nonDerivative · entry 3

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,784

F5 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,412.000 stock-settled RSUs.

F6 · balance_after: Includes 10,298 stock-settled RSUs, 1,490 SSUs, and 17,996 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2022 Filed Mar 3, 2022 23:41 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 797 $26.88 $21,423.36
Disclosure

SEC source: 0000005513-22-000038 · wf-form4_164635086993416.xml · nonDerivative · entry 2

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,615

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,270.000 stock-settled RSUs.

F4 · balance_after: Includes 13,710 stock-settled RSUs, 1,490 SSUs, and 15,415 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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March 01, 2022 Filed Mar 3, 2022 23:41 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 608 $26.88 $16,343.04
Disclosure

SEC source: 0000005513-22-000038 · wf-form4_164635086993416.xml · nonDerivative · entry 1

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,412

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,494.833 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 16,980 restricted stock units, 1,490 stock success units ("SSUs"), and 12,942 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2022 Filed Feb 24, 2022 02:16 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 179 $28.82 $5,158.78
Disclosure

SEC source: 0000005513-22-000005 · wf-form4_164566896071081.xml · nonDerivative · entry 3

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,020

F6 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 734 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

F7 · balance_after: Includes 19,475 stock-settled RSUs, 1,490 SSUs, and 11,055 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2022 Filed Feb 24, 2022 02:16 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
Tax withholdingCommon Stock 1,247 $28.82 $35,938.54
Disclosure

SEC source: 0000005513-22-000005 · wf-form4_164566896071081.xml · nonDerivative · entry 2

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,199

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.

F5 · balance_after: Includes 19,475 stock-settled RSUs, 2,224 SSUs, and 10,500 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2022 Filed Feb 24, 2022 02:16 UTC
Ahmed Elizabeth ClaireEVP, People & Communications
GrantCommon Stock 4,650.285 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000005 · wf-form4_164566896071081.xml · nonDerivative · entry 1

Ahmed Elizabeth Claire · CIK 0001756408 · EVP, People & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,446

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021.

F2 · balance_after: Includes 19,475 restricted stock units, 2,224 stock success units, and 11,747 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 491.358 shares of common stock under the issuer's employee stock purchase plan and 105.713 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 19, 2022 Filed Feb 24, 2022 02:37 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 920 $28.82 $26,514.40
Disclosure

SEC source: 0000005513-22-000023 · wf-form4_164567023937663.xml · nonDerivative · entry 3

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,076

F6 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,738 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

F7 · balance_after: Includes 34,571 stock-settled RSUs, 7,590 SSUs, and 21,915 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2022 Filed Feb 24, 2022 02:37 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
Tax withholdingCommon Stock 395 $28.82 $11,383.90
Disclosure

SEC source: 0000005513-22-000023 · wf-form4_164567023937663.xml · nonDerivative · entry 2

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,996

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.

F5 · balance_after: Includes 34,571 stock-settled RSUs, 11,328 SSUs, and 19,097 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2022 Filed Feb 24, 2022 02:37 UTC
Zabel Steven AndrewEVP, Chief Financial Officer
GrantCommon Stock 1,330.633 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000023 · wf-form4_164567023937663.xml · nonDerivative · entry 1

Zabel Steven Andrew · CIK 0001780643 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,391

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021.

F2 · balance_after: Includes 34,571 restricted stock units, 11,328 stock success units, and 19,492 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 220.256 shares of common stock under the issuer's employee stock purchase plan and 90.737 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 19, 2022 Filed Feb 24, 2022 02:35 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 6,819 $28.82 $196,523.58
Disclosure

SEC source: 0000005513-22-000021 · wf-form4_164567011904375.xml · nonDerivative · entry 3

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,169

F6 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 15,375 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

F7 · balance_after: Includes 55,169 stock-settled RSUs, 31,217 SSUs, and 106,783 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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February 19, 2022 Filed Feb 24, 2022 02:35 UTC
Simonds Michael QEVP, Chief Operating Officer
Tax withholdingCommon Stock 5,273 $28.82 $151,967.86
Disclosure

SEC source: 0000005513-22-000021 · wf-form4_164567011904375.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,988

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.

F5 · balance_after: Includes 55,169 stock-settled RSUs, 46,592 SSUs, and 98,227 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Read SEC document
February 19, 2022 Filed Feb 24, 2022 02:35 UTC
Simonds Michael QEVP, Chief Operating Officer
GrantCommon Stock 11,756.729 $0.00 $0.00
Disclosure

SEC source: 0000005513-22-000021 · wf-form4_164567011904375.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,261

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021.

F2 · balance_after: Includes 55,169 restricted stock units, 46,592 stock success units, and 103,500 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of 267.186 stock-settled RSUs and 3,792.894 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

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February 19, 2022 Filed Feb 24, 2022 02:33 UTC
Pyne Christopher WEVP, Group Benefits
Tax withholdingCommon Stock 1,226 $28.82 $35,333.32
Disclosure

SEC source: 0000005513-22-000019 · wf-form4_164567001363639.xml · nonDerivative · entry 3

Pyne Christopher W · CIK 0001802189 · EVP, Group Benefits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,294

F6 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,042 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

F7 · balance_after: Includes 19,331 stock-settled RSUs, 8,205 SSUs, and 24,758 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.