Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2014 Filed Feb 27, 2014 23:11 UTC |
RENFRO LARRY CEVP, UHG and CEO, Optum
|
SaleCommon Stock | 29,855 | $75.34 | $2,249,266.74 |
DisclosureSEC source: 0001209191-14-015007 · doc4.xml · nonDerivative · entry 4 RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,180.723 F1 · price: This transaction was executed in multiple trades ranging from $75.13 to $75.83 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 23:11 UTC |
RENFRO LARRY CEVP, UHG and CEO, Optum
|
Tax withholdingCommon Stock | 62,945 | $75.32 | $4,741,017.40 |
DisclosureSEC source: 0001209191-14-015007 · doc4.xml · nonDerivative · entry 3 RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,035.723 Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 23:11 UTC |
RENFRO LARRY CEVP, UHG and CEO, Optum
|
Exercise / conversionCommon Stock | 92,800 | $29.74 | $2,759,872.00 |
DisclosureSEC source: 0001209191-14-015007 · doc4.xml · nonDerivative · entry 2 RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,980.723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 23:11 UTC |
RENFRO LARRY CEVP, UHG and CEO, Optum
|
SaleCommon Stock | 86,558 | $75.34 | $6,521,253.75 |
DisclosureSEC source: 0001209191-14-015007 · doc4.xml · nonDerivative · entry 1 RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,180.723 F1 · price: This transaction was executed in multiple trades ranging from $75.13 to $75.83 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Read SEC document |
| February 24, 2014 Filed Mar 26, 2014 21:08 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
GiftCommon Stock | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-023215 · doc4.xml · nonDerivative · entry 1 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,700.283 Read SEC document |
| February 20, 2014 Filed Feb 21, 2014 21:30 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
SaleCommon Stock | 250 | $73.69 | $18,423.00 |
DisclosureSEC source: 0001209191-14-013108 · doc4.xml · nonDerivative · entry 6 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,970.283 Read SEC document |
| February 19, 2014 Filed Feb 21, 2014 21:30 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
Exercise / conversionStock Appreciation Rights · Derivative | 19,006 | $0.00 Strike: $33.00 | $0.00 |
DisclosureSEC source: 0001209191-14-013108 · doc4.xml · derivative · entry 8 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,006 shares Expires 2020-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 9 from the years 2011 through 2014. Read SEC document |
| February 19, 2014 Filed Feb 21, 2014 21:30 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 3,310 | $0.00 Strike: $57.38 | $0.00 |
DisclosureSEC source: 0001209191-14-013108 · doc4.xml · derivative · entry 7 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,932 Underlying: Common Stock · 3,310 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 6 from the years 2014 through 2017. Read SEC document |
| February 19, 2014 Filed Feb 21, 2014 21:30 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
SaleCommon Stock | 24,575 | $73.59 | $1,808,579.92 |
DisclosureSEC source: 0001209191-14-013108 · doc4.xml · nonDerivative · entry 5 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,220.283 F1 · price: This transaction was executed in multiple trades ranging from $73.56 to $73.625 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Read SEC document |
| February 19, 2014 Filed Feb 21, 2014 21:30 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
Tax withholdingCommon Stock | 13,562 | $73.55 | $997,485.10 |
DisclosureSEC source: 0001209191-14-013108 · doc4.xml · nonDerivative · entry 4 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,795.283 Read SEC document |
| February 19, 2014 Filed Feb 21, 2014 21:30 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
Exercise / conversionCommon Stock | 19,006 | $33.00 | $627,198.00 |
DisclosureSEC source: 0001209191-14-013108 · doc4.xml · nonDerivative · entry 3 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,357.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2014 Filed Feb 21, 2014 21:30 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
Tax withholdingCommon Stock | 2,934 | $73.55 | $215,795.70 |
DisclosureSEC source: 0001209191-14-013108 · doc4.xml · nonDerivative · entry 2 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,351.283 Read SEC document |
| February 19, 2014 Filed Feb 21, 2014 21:30 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
Exercise / conversionCommon Stock | 3,310 | $57.38 | $189,927.80 |
DisclosureSEC source: 0001209191-14-013108 · doc4.xml · nonDerivative · entry 1 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,285.283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 21:43 UTC |
WILENSKY GAIL RDirector
|
Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 520 | $0.00 Strike: $38.88 | $0.00 |
DisclosureSEC source: 0001209191-14-011843 · doc4.xml · derivative · entry 9 WILENSKY GAIL R · CIK 0001018538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 520 shares Expires 2014-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 21:43 UTC |
WILENSKY GAIL RDirector
|
Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 10,000 | $0.00 Strike: $36.88 | $0.00 |
DisclosureSEC source: 0001209191-14-011843 · doc4.xml · derivative · entry 8 WILENSKY GAIL R · CIK 0001018538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2014-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 21:43 UTC |
WILENSKY GAIL RDirector
|
Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 580 | $0.00 Strike: $31.16 | $0.00 |
DisclosureSEC source: 0001209191-14-011843 · doc4.xml · derivative · entry 7 WILENSKY GAIL R · CIK 0001018538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 580 shares Expires 2014-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 21:43 UTC |
WILENSKY GAIL RDirector
|
Exercise / conversionNon-qualified stock option (right to buy) · Derivative | 10,000 | $0.00 Strike: $30.90 | $0.00 |
DisclosureSEC source: 0001209191-14-011843 · doc4.xml · derivative · entry 6 WILENSKY GAIL R · CIK 0001018538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2014-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 21:43 UTC |
WILENSKY GAIL RDirector
|
SaleCommon Stock | 21,100 | $74.03 | $1,561,984.47 |
DisclosureSEC source: 0001209191-14-011843 · doc4.xml · nonDerivative · entry 5 WILENSKY GAIL R · CIK 0001018538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,932 F1 · price: This transaction was executed in multiple trades ranging from $73.98 to $74.07 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 21:43 UTC |
WILENSKY GAIL RDirector
|
Exercise / conversionCommon Stock | 520 | $38.88 | $20,215.00 |
DisclosureSEC source: 0001209191-14-011843 · doc4.xml · nonDerivative · entry 4 WILENSKY GAIL R · CIK 0001018538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 21:43 UTC |
WILENSKY GAIL RDirector
|
Exercise / conversionCommon Stock | 10,000 | $36.88 | $368,800.00 |
DisclosureSEC source: 0001209191-14-011843 · doc4.xml · nonDerivative · entry 3 WILENSKY GAIL R · CIK 0001018538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 21:43 UTC |
WILENSKY GAIL RDirector
|
Exercise / conversionCommon Stock | 580 | $31.16 | $18,069.90 |
DisclosureSEC source: 0001209191-14-011843 · doc4.xml · nonDerivative · entry 2 WILENSKY GAIL R · CIK 0001018538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2014 Filed Feb 19, 2014 21:43 UTC |
WILENSKY GAIL RDirector
|
Exercise / conversionCommon Stock | 10,000 | $30.90 | $309,000.00 |
DisclosureSEC source: 0001209191-14-011843 · doc4.xml · nonDerivative · entry 1 WILENSKY GAIL R · CIK 0001018538 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:12 UTC |
Bueno Edson de GodoyDirector
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 179,025 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0001209191-14-011007 · doc4.xml · derivative · entry 2 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,025 Underlying: Common Stock · 179,025 shares Expires 2024-02-12 F2 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC |
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 50,351 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0001209191-14-011008 · doc4.xml · derivative · entry 5 BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,351 Underlying: Common Stock · 50,351 shares Expires 2024-02-12 F6 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC |
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
|
Tax withholdingCommon Stock | 51,558 | $70.24 | $3,621,433.92 |
DisclosureSEC source: 0001209191-14-011008 · doc4.xml · nonDerivative · entry 4 BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,349.5423 F4 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2011-2013. F5 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 12, 2014, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 32,034. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC |
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
|
GrantCommon Stock | 106,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-011008 · doc4.xml · nonDerivative · entry 3 BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,907.5423 F3 · shares: Represents the settlement of Performance Share Awards for the performance period 2011-2013. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC |
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
|
GrantCommon Stock | 42,711 | $70.24 | $3,000,020.64 |
DisclosureSEC source: 0001209191-14-011008 · doc4.xml · nonDerivative · entry 2 BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,941.5423 F2 · shares: The restricted stock units will vest 100% on the third anniversary of the grant date. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC |
BOUDREAUX GAILEVP & CEO, UnitedHealthcare
|
GrantCommon Stock | 16,017 | $70.24 | $1,125,034.08 |
DisclosureSEC source: 0001209191-14-011008 · doc4.xml · nonDerivative · entry 1 BOUDREAUX GAIL · CIK 0001287920 · EVP & CEO, UnitedHealthcare 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,230.5423 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC |
HEMSLEY STEPHEN JDirector · President & Chief Exec Officer
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 106,296 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0001209191-14-011009 · doc4.xml · derivative · entry 5 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,296 Underlying: Common Stock · 106,296 shares Expires 2024-02-12 F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC |
HEMSLEY STEPHEN JDirector · President & Chief Exec Officer
|
Tax withholdingCommon Stock | 80,200 | $70.24 | $5,633,248.00 |
DisclosureSEC source: 0001209191-14-011009 · doc4.xml · nonDerivative · entry 3 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,754,994.868 F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2011-2013. F4 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 12, 2014, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 67,626. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC |
HEMSLEY STEPHEN JDirector · President & Chief Exec Officer
|
GrantCommon Stock | 166,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-011009 · doc4.xml · nonDerivative · entry 2 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,835,194.868 F2 · shares: Represents the settlement of Performance Share Awards for the performance period 2011-2013. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:13 UTC |
HEMSLEY STEPHEN JDirector · President & Chief Exec Officer
|
GrantCommon Stock | 33,813 | $70.24 | $2,375,025.12 |
DisclosureSEC source: 0001209191-14-011009 · doc4.xml · nonDerivative · entry 1 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,668,804.868 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:14 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 11,190 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0001209191-14-011010 · doc4.xml · derivative · entry 4 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,190 Underlying: Common Stock · 11,190 shares Expires 2024-02-12 F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:14 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
Tax withholdingCommon Stock | 10,926 | $70.24 | $767,442.24 |
DisclosureSEC source: 0001209191-14-011010 · doc4.xml · nonDerivative · entry 3 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,975.283 F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2011-2013. F4 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 12, 2014, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 7,119. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:14 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
GrantCommon Stock | 23,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-011010 · doc4.xml · nonDerivative · entry 2 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,901.283 F2 · shares: Represents the settlement of Performance Share Awards for the performance period 2011-2013. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:14 UTC |
RANGEN ERIC SSr VP & Chief Acctg Officer
|
GrantCommon Stock | 3,560 | $70.24 | $250,054.40 |
DisclosureSEC source: 0001209191-14-011010 · doc4.xml · nonDerivative · entry 1 RANGEN ERIC S · CIK 0001175737 · Sr VP & Chief Acctg Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,131.283 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:14 UTC |
RENFRO LARRY CEVP, UHG and CEO, Optum
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 50,351 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0001209191-14-011011 · doc4.xml · derivative · entry 5 RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,351 Underlying: Common Stock · 50,351 shares Expires 2024-02-12 F6 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:14 UTC |
RENFRO LARRY CEVP, UHG and CEO, Optum
|
Tax withholdingCommon Stock | 50,435 | $70.24 | $3,542,554.40 |
DisclosureSEC source: 0001209191-14-011011 · doc4.xml · nonDerivative · entry 4 RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,738.723 F4 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2011-2013. F5 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 12, 2014, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 32,034. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:14 UTC |
RENFRO LARRY CEVP, UHG and CEO, Optum
|
GrantCommon Stock | 106,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-011011 · doc4.xml · nonDerivative · entry 3 RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,173.723 F3 · shares: Represents the settlement of Performance Share Awards for the performance period 2011-2013. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:14 UTC |
RENFRO LARRY CEVP, UHG and CEO, Optum
|
GrantCommon Stock | 42,711 | $70.24 | $3,000,020.64 |
DisclosureSEC source: 0001209191-14-011011 · doc4.xml · nonDerivative · entry 2 RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,207.723 F2 · shares: The restricted stock units will vest 100% on the third anniversary of the grant date. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:14 UTC |
RENFRO LARRY CEVP, UHG and CEO, Optum
|
GrantCommon Stock | 16,017 | $70.24 | $1,125,034.08 |
DisclosureSEC source: 0001209191-14-011011 · doc4.xml · nonDerivative · entry 1 RENFRO LARRY C · CIK 0001235046 · EVP, UHG and CEO, Optum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,496.723 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:15 UTC |
SHORT MARIANNE DEVP & Chief Legal Officer
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 33,568 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0001209191-14-011012 · doc4.xml · derivative · entry 3 SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,568 Underlying: Common Stock · 33,568 shares Expires 2024-02-12 F4 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:15 UTC |
SHORT MARIANNE DEVP & Chief Legal Officer
|
GrantCommon Stock | 14,237 | $70.24 | $1,000,006.88 |
DisclosureSEC source: 0001209191-14-011012 · doc4.xml · nonDerivative · entry 2 SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,728.054 F2 · shares: The restricted stock units will vest 100% on the third anniversary of the grant date. F3 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 12, 2014, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 21,356. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:15 UTC |
SHORT MARIANNE DEVP & Chief Legal Officer
|
GrantCommon Stock | 10,678 | $70.24 | $750,022.72 |
DisclosureSEC source: 0001209191-14-011012 · doc4.xml · nonDerivative · entry 1 SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,491.054 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:15 UTC |
WICHMANN DAVID SEVP & CFO, Pres UHG Operations
|
GrantNon-Qualified Stock Option (right to buy · Derivative | 50,351 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0001209191-14-011013 · doc4.xml · derivative · entry 6 WICHMANN DAVID S · CIK 0001268489 · EVP & CFO, Pres UHG Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,351 Underlying: Common Stock · 50,351 shares Expires 2024-02-12 F6 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:15 UTC |
WICHMANN DAVID SEVP & CFO, Pres UHG Operations
|
Tax withholdingCommon Stock | 51,558 | $70.24 | $3,621,433.92 |
DisclosureSEC source: 0001209191-14-011013 · doc4.xml · nonDerivative · entry 4 WICHMANN DAVID S · CIK 0001268489 · EVP & CFO, Pres UHG Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,441.926 F4 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2011-2013. F5 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 12, 2014, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 32,034. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:15 UTC |
WICHMANN DAVID SEVP & CFO, Pres UHG Operations
|
GrantCommon Stock | 106,966 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-011013 · doc4.xml · nonDerivative · entry 3 WICHMANN DAVID S · CIK 0001268489 · EVP & CFO, Pres UHG Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,999.926 F3 · shares: Represents the settlement of Performance Share Awards for the performance period 2011-2013. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:15 UTC |
WICHMANN DAVID SEVP & CFO, Pres UHG Operations
|
GrantCommon Stock | 42,711 | $70.24 | $3,000,020.64 |
DisclosureSEC source: 0001209191-14-011013 · doc4.xml · nonDerivative · entry 2 WICHMANN DAVID S · CIK 0001268489 · EVP & CFO, Pres UHG Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,033.926 F2 · shares: The restricted stock units will vest 100% on the third anniversary of the grant date. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:15 UTC |
WICHMANN DAVID SEVP & CFO, Pres UHG Operations
|
GrantCommon Stock | 16,017 | $70.24 | $1,125,034.08 |
DisclosureSEC source: 0001209191-14-011013 · doc4.xml · nonDerivative · entry 1 WICHMANN DAVID S · CIK 0001268489 · EVP & CFO, Pres UHG Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,322.926 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| February 12, 2014 Filed Apr 18, 2014 20:46 UTC Amendment |
HEMSLEY STEPHEN JDirector · President & Chief Exec Officer
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 83,918 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0001209191-14-028359 · doc4a.xml · derivative · entry 3 HEMSLEY STEPHEN J · CIK 0001180162 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,918 Underlying: Common Stock · 83,918 shares Expires 2024-02-12 F1 · date: The total award value for equity grants made to the reporting person on February 12, 2014 remains unchanged from the total award value of the equity grants reported in the reporting person's original Form 4 filing; this amendment is being filed to reflect the accurate mix of equity grants. F6 · shares: In the reporting person's original Form 4 filing, the number of shares in the "Number of Derivative Securities Acquired or Disposed of," "Title and Amount of Underlying Securities - Amount or Number of Shares" and "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)" columns were incorrectly reported. F7 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. F6 · derivative.underlying_shares: In the reporting person's original Form 4 filing, the number of shares in the "Number of Derivative Securities Acquired or Disposed of," "Title and Amount of Underlying Securities - Amount or Number of Shares" and "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)" columns were incorrectly reported. F6 · balance_after: In the reporting person's original Form 4 filing, the number of shares in the "Number of Derivative Securities Acquired or Disposed of," "Title and Amount of Underlying Securities - Amount or Number of Shares" and "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)" columns were incorrectly reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.