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SHORT MARIANNE D

Disclosed activity across 1 company

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11646
SEC CIK
0001565456

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNITEDHEALTH GROUP INCUNH · Entity 2809EVP & Chief Legal OfficerFebruary 25, 2022March 01, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNITEDHEALTH GROUP INC

Report date February 25, 2022 · Filed March 01, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect138,314.7 Reported balance After 2022-02-25 transaction · row 1
1 source row

Row 1 · 2022-02-25 · Tax withholding · Disposed 485 · Balance 138,314.7

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2022 Filed Mar 1, 2022 23:23 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 485 $475.75 $230,738.75
Disclosure

SEC source: 0001209191-22-014324 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,314.7

Read SEC document
February 14, 2022 Filed Feb 16, 2022 23:14 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 5,229 $474.40 $2,480,637.60
Disclosure

SEC source: 0001209191-22-010278 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,799.7

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2019-2021.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 23:14 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 11,466 $474.40 $5,439,470.40
Disclosure

SEC source: 0001209191-22-010278 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,028.7

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2019-2021.

Read SEC document
February 13, 2022 Filed Feb 15, 2022 22:30 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 693 $478.13 $331,344.09
Disclosure

SEC source: 0001209191-22-009859 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,562.7

Read SEC document
February 13, 2022 Filed Feb 15, 2022 22:30 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 332 $478.13 $158,739.16
Disclosure

SEC source: 0001209191-22-009859 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,255.7

Read SEC document
December 15, 2021 Filed Dec 16, 2021 23:09 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 122.672 $494.38 $60,646.58
Disclosure

SEC source: 0001209191-21-070058 · doc4.xml · nonDerivative · entry 4

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,587.7

F2 · shares: Represents the cancellation of shares for the payment of a FICA tax liability.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 23:09 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 36.22 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070058 · doc4.xml · nonDerivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,710.372

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
November 12, 2021 Filed Dec 16, 2021 23:09 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GiftCommon Stock 6,505 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070058 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,674.152

Read SEC document
September 21, 2021 Filed Sep 23, 2021 20:40 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 41.969 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-057427 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,956.152

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
July 29, 2021 Filed Dec 16, 2021 23:09 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GiftCommon Stock 9,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-070058 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,179.152

Read SEC document
June 29, 2021 Filed Jul 1, 2021 21:28 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 43.313 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044500 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,914.183

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 22:38 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 9,993 $348.69 $3,484,459.17
Disclosure

SEC source: 0001209191-21-002288 · doc4.xml · nonDerivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,756.099

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:38 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 39,213 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0001209191-21-002288 · doc4.xml · derivative · entry 4

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,213 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:38 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 24,222 $351.45 $8,512,821.90
Disclosure

SEC source: 0001209191-21-002288 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,749.099

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:38 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 39,213 $111.16 $4,358,917.08
Disclosure

SEC source: 0001209191-21-002288 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,971.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 30, 2020 Filed Dec 30, 2020 23:09 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 8,562 $347.08 $2,971,698.96
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · nonDerivative · entry 6

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,758.099

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 23:09 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 34,375 $0.00 Strike: $108.97 $0.00
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · derivative · entry 8

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,375 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 10 from the years 2016 through 2019.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 23:09 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 21,531 $347.99 $7,492,572.69
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · nonDerivative · entry 5

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,320.099

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 23:09 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 34,375 $108.97 $3,745,843.75
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · nonDerivative · entry 4

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,851.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 23:09 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 9,681 $348.00 $3,368,988.00
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · nonDerivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,476.099

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 23:09 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 33,568 $0.00 Strike: $70.24 $0.00
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · derivative · entry 7

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,568 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 12 from the years 2015 through 2018.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 23:09 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 19,045 $343.21 $6,536,434.45
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,157.099

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 23:09 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 33,568 $70.24 $2,357,816.32
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,202.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 22:19 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 535.413 $339.34 $181,687.05
Disclosure

SEC source: 0001209191-20-064147 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,634.099

F2 · shares: Represents the cancellation of shares for the payment of a FICA tax liability.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:19 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 53.924 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064147 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,169.512

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 21:24 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 61.983 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051935 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,115.588

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 20:29 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 10,336 $312.34 $3,228,346.24
Disclosure

SEC source: 0001209191-20-048773 · doc4.xml · nonDerivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,053.605

F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/14/2020.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:29 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 34,967 $0.00 Strike: $57.38 $0.00
Disclosure

SEC source: 0001209191-20-048773 · doc4.xml · derivative · entry 4

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,967 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 6 from the years 2014 through 2017.

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:29 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 19,462 $310.41 $6,041,199.42
Disclosure

SEC source: 0001209191-20-048773 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,389.605

Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:29 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 34,967 $57.38 $2,006,406.46
Disclosure

SEC source: 0001209191-20-048773 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,851.605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 20:23 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $57.38 $0.00
Disclosure

SEC source: 0001209191-20-046359 · doc4.xml · derivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,967

Underlying: Common Stock · 18,000 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 6 from the years 2014 through 2017.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 20:23 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 12,000 $321.34 $3,856,068.00
Disclosure

SEC source: 0001209191-20-046359 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,884.605

F1 · price: This transaction was executed in multiple trades ranging from $321.26 to $321.56 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 20:23 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 18,000 $57.38 $1,032,840.00
Disclosure

SEC source: 0001209191-20-046359 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,884.605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:58 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 61.578 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040475 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,884.605

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 05, 2020 Filed Jul 2, 2020 20:58 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GiftCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040475 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,823.027

Read SEC document
March 24, 2020 Filed Mar 26, 2020 20:38 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 71.044 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021274 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,888.027

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:04 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 496 $263.00 $130,448.00
Disclosure

SEC source: 0001209191-20-013992 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,816.983

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Options (right to buy) · Derivative 42,744 $0.00 Strike: $302.20 $0.00
Disclosure

SEC source: 0001209191-20-010120 · doc4.xml · derivative · entry 6

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,744

Underlying: Common Stock · 42,744 shares

Expires 2030-02-13

F4 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 7,446 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010120 · doc4.xml · nonDerivative · entry 5

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,312.983

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2021 through 2024.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 7,981 $302.20 $2,411,858.20
Disclosure

SEC source: 0001209191-20-010120 · doc4.xml · nonDerivative · entry 4

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,866.983

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 17,502 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010120 · doc4.xml · nonDerivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,847.983

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2017-2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 4,147 $302.20 $1,253,223.40
Disclosure

SEC source: 0001209191-20-010120 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,345.983

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:24 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 500 $302.20 $151,100.00
Disclosure

SEC source: 0001209191-20-010120 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,492.983

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:00 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 456 $289.22 $131,884.32
Disclosure

SEC source: 0001209191-20-008364 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,992.983

Read SEC document
February 07, 2020 Filed Feb 11, 2020 22:00 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Tax withholdingCommon Stock 568 $289.22 $164,276.96
Disclosure

SEC source: 0001209191-20-008364 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,448.983

Read SEC document
January 17, 2020 Filed Jan 21, 2020 22:56 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GiftCommon Stock 3,370 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-004324 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,016.983

Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:26 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 80.233 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061364 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,386.983

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

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September 24, 2019 Filed Sep 26, 2019 22:01 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 103.085 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-050902 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,306.75

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

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June 25, 2019 Filed Jun 27, 2019 21:50 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 93.246 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039333 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,100.991

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

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March 19, 2019 Filed Mar 21, 2019 20:45 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantCommon Stock 74.582 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020786 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,007.745

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.