Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | Director | February 08, 2017 | February 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITEDHEALTH GROUP INC
Report date February 08, 2017 · Filed February 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.31 · Expires 2027-02-08 | Direct | 139,395 |
Reported balance
After 2017-02-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-08 · Grant · Acquired 139,395 · Balance 139,395 F2: The stock options will vest at a rate of 25% annually on February 8 from the years 2018 through 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy Wholly Owned Affiliate | 8,605,210 |
Reported balance
Holding disclosure · report date 2017-02-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 8,605,210 F1: The reported shares are owned by CSHG 1122 FUNDO DE INVESTIMENTO MULTIMERCADO - CREDITO PRIVADO INVESTIMENTO NO EXTERIOR, which is a wholly owned affiliate of the reporting person. These shares are restricted and have not been registered under the Securities Act of 1933, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are owned by CSHG 1122 FUNDO DE INVESTIMENTO MULTIMERCADO - CREDITO PRIVADO INVESTIMENTO NO EXTERIOR, which is a wholly owned affiliate of the reporting person. These shares are restricted and have not been registered under the Securities Act of 1933, as amended.
F2: The stock options will vest at a rate of 25% annually on February 8 from the years 2018 through 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2017 Filed Feb 10, 2017 23:01 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 139,395 | $0.00 Strike: $160.31 | $0.00 |
DisclosureSEC source: 0001209191-17-009700 · doc4.xml · derivative · entry 2 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,395 Underlying: Common Stock · 139,395 shares Expires 2027-02-08 F2 · derivative.exercise_date: The stock options will vest at a rate of 25% annually on February 8 from the years 2018 through 2021. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 01:55 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 57,200 | $0.00 Strike: $55.03 | $0.00 |
DisclosureSEC source: 0001209191-16-156610 · doc4.xml · derivative · entry 4 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,200 shares Expires 2022-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vested at a rate of 25% annually on December 21 from the years 2013 through 2016. Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 01:55 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 19,512 | $161.33 | $3,147,870.96 |
DisclosureSEC source: 0001209191-16-156610 · doc4.xml · nonDerivative · entry 2 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,305 Read SEC document |
| December 21, 2016 Filed Dec 23, 2016 01:55 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 57,200 | $55.03 | $3,147,716.00 |
DisclosureSEC source: 0001209191-16-156610 · doc4.xml · nonDerivative · entry 1 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2016 Filed Apr 29, 2016 20:27 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 44,354 | $0.00 Strike: $108.97 | $0.00 |
DisclosureSEC source: 0001209191-16-116463 · doc4.xml · derivative · entry 10 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,062 Underlying: Common Stock · 44,354 shares Expires 2025-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 10 from the years 2016 through 2019. Read SEC document |
| April 27, 2016 Filed Apr 29, 2016 20:27 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 89,512 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0001209191-16-116463 · doc4.xml · derivative · entry 9 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,513 Underlying: Common Stock · 89,512 shares Expires 2024-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| April 27, 2016 Filed Apr 29, 2016 20:27 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 171,600 | $0.00 Strike: $55.03 | $0.00 |
DisclosureSEC source: 0001209191-16-116463 · doc4.xml · derivative · entry 8 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,200 Underlying: Common Stock · 171,600 shares Expires 2022-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options vests at a rate of 25% annually on December 21 from the years 2013 through 2016. Read SEC document |
| April 27, 2016 Filed Apr 29, 2016 20:27 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 36,395 | $132.80 | $4,833,256.00 |
DisclosureSEC source: 0001209191-16-116463 · doc4.xml · nonDerivative · entry 6 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,617 Read SEC document |
| April 27, 2016 Filed Apr 29, 2016 20:27 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 44,354 | $108.97 | $4,833,255.38 |
DisclosureSEC source: 0001209191-16-116463 · doc4.xml · nonDerivative · entry 5 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2016 Filed Apr 29, 2016 20:27 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 47,345 | $132.80 | $6,287,416.00 |
DisclosureSEC source: 0001209191-16-116463 · doc4.xml · nonDerivative · entry 4 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,658 Read SEC document |
| April 27, 2016 Filed Apr 29, 2016 20:27 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 89,512 | $70.24 | $6,287,322.88 |
DisclosureSEC source: 0001209191-16-116463 · doc4.xml · nonDerivative · entry 3 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2016 Filed Apr 29, 2016 20:27 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 71,109 | $132.80 | $9,443,275.20 |
DisclosureSEC source: 0001209191-16-116463 · doc4.xml · nonDerivative · entry 2 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,491 Read SEC document |
| April 27, 2016 Filed Apr 29, 2016 20:27 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 171,600 | $55.03 | $9,443,148.00 |
DisclosureSEC source: 0001209191-16-116463 · doc4.xml · nonDerivative · entry 1 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2016 Filed Feb 11, 2016 22:16 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 202,386 | $0.00 Strike: $111.16 | $0.00 |
DisclosureSEC source: 0001209191-16-097628 · doc4.xml · derivative · entry 2 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,386 Underlying: Common Stock · 202,386 shares Expires 2026-02-09 F2 · derivative.exercise_date: The stock options will vest at a rate of 25% annually on February 9 from the years 2017 through 2020. Read SEC document |
| February 10, 2015 Filed Feb 19, 2015 23:20 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 177,416 | $0.00 Strike: $108.97 | $0.00 |
DisclosureSEC source: 0001209191-15-016237 · doc4.xml · derivative · entry 2 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,416 Underlying: Common Stock · 177,416 shares Expires 2025-02-10 F2 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 10 from the years 2016 through 2019. Read SEC document |
| February 12, 2014 Filed Feb 15, 2014 00:12 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 179,025 | $0.00 Strike: $70.24 | $0.00 |
DisclosureSEC source: 0001209191-14-011007 · doc4.xml · derivative · entry 2 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,025 Underlying: Common Stock · 179,025 shares Expires 2024-02-12 F2 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 12 from the years 2015 through 2018. Read SEC document |
| December 21, 2012 Filed Dec 27, 2012 21:32 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 228,800 | $0.00 Strike: $55.03 | $0.00 |
DisclosureSEC source: 0001209191-12-059486 · doc4.xml · derivative · entry 2 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,800 Underlying: Common Stock · 228,800 shares Expires 2022-12-21 F2 · derivative.exercise_date: The stock options vests at a rate of 25% annually on December 21 from the years 2013 through 2016. Read SEC document |
| November 02, 2012 Filed Nov 6, 2012 21:46 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | PurchaseCommon Stock | 8,416,905 | $55.84 | $469,999,975.20 |
DisclosureSEC source: 0001209191-12-051971 · doc4.xml · nonDerivative · entry 1 Bueno Edson de Godoy · CIK 0001561409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wholly Owned Affiliate Disclosed balance after: 8,416,905 F1 · ownership.nature: The reported shares are owned by CSHG 1122 FUNDO DE INVESTIMENTO MULTIMERCADO - CREDITO PRIVADO INVESTIMENTO NO EXTERIOR, which is a wholly owned affiliate of the reporting person. These shares are restricted and have not been registered under the Securiteis Act of 1933, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.