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UNH

UNITEDHEALTH GROUP INC

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SEC CIK
0000731766
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3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
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Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2016 Filed Mar 24, 2016 21:23 UTC
WICHMANN DAVID SPresident & CFO
GrantCommon Stock 327.624 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-110457 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,539.461

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 22, 2016 Filed Mar 24, 2016 21:24 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 137.164 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-110458 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,039.756

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 14, 2016 Filed Mar 15, 2016 20:59 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 420 $0.00 Strike: $47.82 $0.00
Disclosure

SEC source: 0001209191-16-108572 · doc4.xml · derivative · entry 5

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 420 shares

Expires 2016-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2016 Filed Mar 15, 2016 20:59 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 5,000 $0.00 Strike: $45.01 $0.00
Disclosure

SEC source: 0001209191-16-108572 · doc4.xml · derivative · entry 4

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2016-07-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2016 Filed Mar 15, 2016 20:59 UTC SaleCommon Stock 5,420 $124.51 $674,819.81
Disclosure

SEC source: 0001209191-16-108572 · doc4.xml · nonDerivative · entry 3

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,605

Read SEC document
March 14, 2016 Filed Mar 15, 2016 20:59 UTC Exercise / conversionCommon Stock 420 $47.82 $20,084.40
Disclosure

SEC source: 0001209191-16-108572 · doc4.xml · nonDerivative · entry 2

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2016 Filed Mar 15, 2016 20:59 UTC Exercise / conversionCommon Stock 5,000 $45.01 $225,050.00
Disclosure

SEC source: 0001209191-16-108572 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2016 Filed Mar 8, 2016 21:27 UTC
WILSON D ELLENEVP Human Capital
SaleCommon Stock 4,113 $121.51 $499,752.94
Disclosure

SEC source: 0001209191-16-106949 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,902.592

F1 · price: This transaction was executed in multiple trades ranging from $121.48 to $121.54 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
March 02, 2016 Filed Mar 4, 2016 21:29 UTC
WICHMANN DAVID SPresident & CFO
Exercise / conversionStock Appreciation Rights · Derivative 150,000 $0.00 Strike: $48.58 $0.00
Disclosure

SEC source: 0001209191-16-106104 · doc4.xml · derivative · entry 4

WICHMANN DAVID S · CIK 0001268489 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2016-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock appreciation rights vested at a rate of 25% on May 2 from the years 2007 through 2010.

Read SEC document
March 02, 2016 Filed Mar 4, 2016 21:29 UTC
WICHMANN DAVID SPresident & CFO
Tax withholdingCommon Stock 103,324 $121.67 $12,571,431.08
Disclosure

SEC source: 0001209191-16-106104 · doc4.xml · nonDerivative · entry 2

WICHMANN DAVID S · CIK 0001268489 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,211.837

Read SEC document
March 02, 2016 Filed Mar 4, 2016 21:29 UTC
WICHMANN DAVID SPresident & CFO
Exercise / conversionCommon Stock 150,000 $48.58 $7,287,000.00
Disclosure

SEC source: 0001209191-16-106104 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,535.837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2016 Filed Feb 17, 2016 22:15 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 530 $0.00 Strike: $49.80 $0.00
Disclosure

SEC source: 0001209191-16-099382 · doc4.xml · derivative · entry 5

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 530 shares

Expires 2016-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2016 Filed Feb 17, 2016 22:15 UTC Exercise / conversionNon-qualified stock option (right to buy) · Derivative 8,000 $0.00 Strike: $55.47 $0.00
Disclosure

SEC source: 0001209191-16-099382 · doc4.xml · derivative · entry 4

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2016-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2016 Filed Feb 17, 2016 22:15 UTC SaleCommon Stock 8,530 $114.00 $972,420.00
Disclosure

SEC source: 0001209191-16-099382 · doc4.xml · nonDerivative · entry 3

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,605

Read SEC document
February 16, 2016 Filed Feb 17, 2016 22:15 UTC Exercise / conversionCommon Stock 530 $49.80 $26,394.00
Disclosure

SEC source: 0001209191-16-099382 · doc4.xml · nonDerivative · entry 2

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2016 Filed Feb 17, 2016 22:15 UTC Exercise / conversionCommon Stock 8,000 $55.47 $443,760.00
Disclosure

SEC source: 0001209191-16-099382 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2016 Filed Feb 17, 2016 22:12 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
Tax withholdingCommon Stock 3,160 $111.82 $353,351.20
Disclosure

SEC source: 0001209191-16-099369 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124,365.377

Read SEC document
February 12, 2016 Filed Feb 17, 2016 22:12 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
Tax withholdingCommon Stock 1,945 $111.82 $217,489.90
Disclosure

SEC source: 0001209191-16-099372 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,329.363

Read SEC document
February 12, 2016 Filed Feb 17, 2016 22:13 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 1,329 $111.82 $148,608.78
Disclosure

SEC source: 0001209191-16-099374 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,510.003

Read SEC document
February 12, 2016 Filed Feb 17, 2016 22:13 UTC
WICHMANN DAVID SPresident & CFO
Tax withholdingCommon Stock 1,993 $111.82 $222,857.26
Disclosure

SEC source: 0001209191-16-099376 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,535.837

Read SEC document
February 12, 2016 Filed Feb 17, 2016 22:13 UTC
WILSON D ELLENEVP Human Capital
Tax withholdingCommon Stock 1,235 $111.82 $138,097.70
Disclosure

SEC source: 0001209191-16-099378 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,015.592

Read SEC document
February 10, 2016 Filed Feb 12, 2016 01:00 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
Tax withholdingCommon Stock 2,045 $112.74 $230,553.30
Disclosure

SEC source: 0001209191-16-097705 · doc4.xml · nonDerivative · entry 4

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127,525.377

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 9, 2016, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 42,057.

Read SEC document
February 10, 2016 Filed Feb 12, 2016 01:01 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
Tax withholdingCommon Stock 1,258 $112.74 $141,826.92
Disclosure

SEC source: 0001209191-16-097706 · doc4.xml · nonDerivative · entry 4

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,274.363

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 9, 2016, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Awards is 29,687.

Read SEC document
February 10, 2016 Filed Feb 12, 2016 01:03 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 871 $112.74 $98,196.54
Disclosure

SEC source: 0001209191-16-097708 · doc4.xml · nonDerivative · entry 4

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,839.003

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 9, 2016, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 13,944.

Read SEC document
February 10, 2016 Filed Feb 12, 2016 01:04 UTC
WICHMANN DAVID SPresident & CFO
Tax withholdingCommon Stock 1,303 $112.74 $146,900.22
Disclosure

SEC source: 0001209191-16-097709 · doc4.xml · nonDerivative · entry 4

WICHMANN DAVID S · CIK 0001268489 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,528.837

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 9, 2016, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 29,687.

Read SEC document
February 10, 2016 Filed Feb 12, 2016 01:05 UTC
WILSON D ELLENEVP Human Capital
Tax withholdingCommon Stock 473 $112.74 $53,326.02
Disclosure

SEC source: 0001209191-16-097710 · doc4.xml · nonDerivative · entry 2

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,250.592

F2 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 9, 2016, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 10,852.

Read SEC document
February 09, 2016 Filed Feb 11, 2016 22:16 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 202,386 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0001209191-16-097628 · doc4.xml · derivative · entry 2

Bueno Edson de Godoy · CIK 0001561409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,386

Underlying: Common Stock · 202,386 shares

Expires 2026-02-09

F2 · derivative.exercise_date: The stock options will vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:00 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 118,270 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0001209191-16-097705 · doc4.xml · derivative · entry 6

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,270

Underlying: Common Stock · 118,270 shares

Expires 2026-02-09

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:00 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
Tax withholdingCommon Stock 44,102 $111.16 $4,902,378.32
Disclosure

SEC source: 0001209191-16-097705 · doc4.xml · nonDerivative · entry 3

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129,570.377

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2013-2015.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:00 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
GrantCommon Stock 91,496 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-097705 · doc4.xml · nonDerivative · entry 2

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,173,672.377

F2 · shares: Represents the settlement of Performance Share Awards for the performance period 2013-2015.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:00 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
GrantCommon Stock 21,029 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-097705 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,082,176.377

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:01 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantNon-Qualified Stock Options (right to buy) · Derivative 83,485 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0001209191-16-097706 · doc4.xml · derivative · entry 5

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,485

Underlying: Common Stock · 83,485 shares

Expires 2026-02-09

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:01 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
Tax withholdingCommon Stock 25,830 $111.16 $2,871,262.80
Disclosure

SEC source: 0001209191-16-097706 · doc4.xml · nonDerivative · entry 3

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,532.363

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2013-2015.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:01 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantCommon Stock 54,899 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-097706 · doc4.xml · nonDerivative · entry 2

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,362.363

F2 · shares: Represents the settlement of Performance Share Awards for the performance period 2013-2015.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:01 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantCommon Stock 14,844 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-097706 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,463.363

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:02 UTC
ROOS THOMAS EChief Accounting Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 37,948 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0001209191-16-097707 · doc4.xml · derivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,948

Underlying: Common Stock · 37,948 shares

Expires 2026-02-09

F2 · derivative.exercise_date: The stock options will vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:02 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 6,748 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-097707 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,029.157

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:03 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 39,213 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0001209191-16-097708 · doc4.xml · derivative · entry 5

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,213

Underlying: Common Stock · 39,213 shares

Expires 2026-02-09

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:03 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 11,761 $111.16 $1,307,352.76
Disclosure

SEC source: 0001209191-16-097708 · doc4.xml · nonDerivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,710.003

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2013-2015.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:03 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 24,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-097708 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,471.003

F2 · shares: Represents the settlement of Performance Share Awards for the performance period 2013-2015.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:03 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 6,972 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-097708 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,071.003

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:04 UTC
WICHMANN DAVID SPresident & CFO
GrantNon-Qualified Stock Options (right to buy · Derivative 83,485 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0001209191-16-097709 · doc4.xml · derivative · entry 6

WICHMANN DAVID S · CIK 0001268489 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,485

Underlying: Common Stock · 83,485 shares

Expires 2026-02-09

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:04 UTC
WICHMANN DAVID SPresident & CFO
Tax withholdingCommon Stock 26,462 $111.16 $2,941,515.92
Disclosure

SEC source: 0001209191-16-097709 · doc4.xml · nonDerivative · entry 3

WICHMANN DAVID S · CIK 0001268489 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,831.837

F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2013-2015.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:04 UTC
WICHMANN DAVID SPresident & CFO
GrantCommon Stock 54,899 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-097709 · doc4.xml · nonDerivative · entry 2

WICHMANN DAVID S · CIK 0001268489 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,293.837

F2 · shares: Represents the settlement of Performance Share Awards for the performance period 2013-2015.

Read SEC document
February 09, 2016 Filed Feb 12, 2016 01:04 UTC
WICHMANN DAVID SPresident & CFO
GrantCommon Stock 14,844 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-097709 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,394.837

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

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February 09, 2016 Filed Feb 12, 2016 01:05 UTC
WILSON D ELLENEVP Human Capital
GrantNon-Qualified Stock Options (right to buy) · Derivative 30,516 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0001209191-16-097710 · doc4.xml · derivative · entry 3

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,516

Underlying: Common Stock · 30,516 shares

Expires 2026-02-09

F3 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

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February 09, 2016 Filed Feb 12, 2016 01:05 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 5,426 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-097710 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,723.592

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

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February 08, 2016 Filed Feb 10, 2017 23:04 UTC
WILSON D ELLENEVP Human Capital
GrantNon-Qualified Stock Options (right to buy) · Derivative 26,137 $0.00 Strike: $160.31 $0.00
Disclosure

SEC source: 0001209191-17-009707 · doc4.xml · derivative · entry 3

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,137

Underlying: Common Stock · 26,137 shares

Expires 2027-02-08

F3 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 8 from the years 2018 through 2021.

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February 05, 2016 Filed Feb 9, 2016 21:56 UTC
WILSON D ELLENEVP Human Capital
Tax withholdingCommon Stock 1,176 $111.72 $131,382.72
Disclosure

SEC source: 0001209191-16-096832 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,297.592

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February 05, 2016 Filed Feb 9, 2016 21:57 UTC
WICHMANN DAVID SPresident & CFO
Tax withholdingCommon Stock 1,736 $111.72 $193,945.92
Disclosure

SEC source: 0001209191-16-096836 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,550.837

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.