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UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
Parsed reports
3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Aug 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 19, 2017 Filed Sep 20, 2017 21:49 UTC GrantCommon Stock 111 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053500 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,990

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 21:50 UTC GrantCommon Stock 80 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053501 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,914

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 21:51 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantCommon Stock 74.749 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053502 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,564.565

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 21:59 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantCommon Stock 509.665 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053505 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,995.914

F1 · shares: Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

F3 · balance_after: Includes 257,803 shares transferred from Grantor Retained Annuity Trust #1 to satisfy an annuity payment on August 31, 2017. This transfer was exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 21:59 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantCommon Stock 139.916 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053506 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,764.897

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 21:59 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 98.972 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053507 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,069.514

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 22:00 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 89.337 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053508 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,604.881

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 22:00 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 67.726 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053509 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,818.401

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 22:01 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 153.71 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053510 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,465.998

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 22:01 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 59.858 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053511 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,115.3

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:39 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
SaleCommon Stock 50,574 $198.11 $10,019,427.55
Disclosure

SEC source: 0001209191-17-053161 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,624.981

F1 · price: This transaction was executed in multiple trades ranging from $197.28 to $199.49 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:43 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 600 $0.00 Strike: $47.90 $0.00
Disclosure

SEC source: 0001209191-17-051892 · doc4.xml · derivative · entry 6

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires 2017-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:43 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 5,000 $0.00 Strike: $48.14 $0.00
Disclosure

SEC source: 0001209191-17-051892 · doc4.xml · derivative · entry 5

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:43 UTC SaleCommon Stock 600 $199.49 $119,692.20
Disclosure

SEC source: 0001209191-17-051892 · doc4.xml · nonDerivative · entry 4

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,834

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:43 UTC Exercise / conversionCommon Stock 600 $47.90 $28,740.00
Disclosure

SEC source: 0001209191-17-051892 · doc4.xml · nonDerivative · entry 3

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:43 UTC SaleCommon Stock 5,000 $199.49 $997,425.00
Disclosure

SEC source: 0001209191-17-051892 · doc4.xml · nonDerivative · entry 2

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,834

Read SEC document
September 05, 2017 Filed Sep 7, 2017 20:43 UTC Exercise / conversionCommon Stock 5,000 $48.14 $240,700.00
Disclosure

SEC source: 0001209191-17-051892 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 21:10 UTC SaleCommon Stock 15,000 $191.71 $2,875,626.00
Disclosure

SEC source: 0001209191-17-049839 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,818,898

F1 · price: This transaction was executed in multiple trades ranging from $191.35 to $192.10 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:27 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantNon-Qualified Stock Options (right to buy) · Derivative 7,934 $0.00 Strike: $194.50 $0.00
Disclosure

SEC source: 0001209191-17-049444 · doc4.xml · derivative · entry 2

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,934

Underlying: Common Stock · 7,934 shares

Expires 2027-08-15

F3 · derivative.exercise_date: The stock options vest at a rate of 25% annually on August 15 from the years 2018 through 2021.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:27 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantCommon Stock 1,286 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-049444 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,198.981

F1 · shares: The restricted stock units will vest at a rate of 25% annually on August 15 from the years 2018 through 2021.

F2 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on August 15, 2017, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 2,571.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:29 UTC GrantNon-Qualified Stock Options (right to buy · Derivative 30,031 $0.00 Strike: $194.50 $0.00
Disclosure

SEC source: 0001209191-17-049445 · doc4.xml · derivative · entry 3

WICHMANN DAVID S · CIK 0001268489 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,031

Underlying: Common Stock · 30,031 shares

Expires 2027-08-15

F4 · derivative.exercise_date: The stock options vest at a rate of 25% annually on August 15 from the years 2018 through 2021.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 21:29 UTC GrantCommon Stock 4,866 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-049445 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,312.288

F1 · shares: The restricted stock units will vest at a rate of 25% annually on August 15 from the years 2018 through 2021.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

F3 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on August 15, 2017, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 9,731.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 20:46 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $56.67 $0.00
Disclosure

SEC source: 0001209191-17-047725 · doc4.xml · derivative · entry 3

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 4, 2017 20:46 UTC SaleCommon Stock 5,000 $193.98 $969,915.00
Disclosure

SEC source: 0001209191-17-047725 · doc4.xml · nonDerivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,058

Read SEC document
August 03, 2017 Filed Aug 4, 2017 20:46 UTC Exercise / conversionCommon Stock 5,000 $56.67 $283,350.00
Disclosure

SEC source: 0001209191-17-047725 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2017 Filed Jul 25, 2017 20:42 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 1,080 $0.00 Strike: $48.43 $0.00
Disclosure

SEC source: 0001209191-17-046180 · doc4.xml · derivative · entry 3

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,080 shares

Expires 2017-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2017 Filed Jul 25, 2017 20:42 UTC Exercise / conversionCommon Stock 1,080 $48.43 $52,304.40
Disclosure

SEC source: 0001209191-17-046180 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:57 UTC GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044116 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,058

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:58 UTC GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044118 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,818

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:59 UTC GrantCommon Stock 402 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044119 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:00 UTC GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044120 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,658

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:01 UTC GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044123 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,196

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:01 UTC GrantCommon Stock 436 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044124 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,539

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:03 UTC GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044125 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,879

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:05 UTC GrantCommon Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044129 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,834

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 20:19 UTC GrantCommon Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042118 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,823

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 20:20 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $52.22 $0.00
Disclosure

SEC source: 0001209191-17-042119 · doc4.xml · derivative · entry 4

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 20:20 UTC Exercise / conversionCommon Stock 5,000 $52.22 $261,100.00
Disclosure

SEC source: 0001209191-17-042119 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 20:20 UTC GrantCommon Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042119 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827,583

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 20:21 UTC GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042122 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 20:23 UTC GrantCommon Stock 114 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042124 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,423

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 20:24 UTC GrantCommon Stock 81 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042126 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,961

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 20:25 UTC GrantCommon Stock 167 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042127 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,103

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 20:26 UTC GrantCommon Stock 116 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042128 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,644

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 20:27 UTC GrantCommon Stock 83 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042129 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,599

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 27, 2017 Filed Jun 28, 2017 20:28 UTC
HEMSLEY STEPHEN JDirector · Chief Exec Officer
GrantCommon Stock 534.238 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042130 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157,526.045

F1 · shares: Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.

F2 · balance_after: Excludes 630,000 shares previously owned directly which were contributed to a grantor retained annuity trust on February 21, 2017.

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June 27, 2017 Filed Jun 28, 2017 20:29 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantCommon Stock 141.732 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042131 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,912.981

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

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June 27, 2017 Filed Jun 28, 2017 20:30 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 103.937 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042132 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,814.338

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

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June 27, 2017 Filed Jun 28, 2017 20:31 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 93.82 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042133 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,423.659

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

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June 27, 2017 Filed Jun 28, 2017 20:31 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 71.124 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042134 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,594.471

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.