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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
Parsed reports
3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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May 202600
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Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2017 Filed Dec 15, 2017 00:18 UTC GrantCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065758 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,086

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:18 UTC GrantCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065759 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,566

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:19 UTC GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065760 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:19 UTC GrantCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065761 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,253

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:20 UTC GrantCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065762 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,852

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:21 UTC GrantCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065763 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,207

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:21 UTC
WITTY ANDREWDirector
GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065764 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:22 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantCommon Stock 447.609 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065765 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566,139.524

F1 · shares: Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.

F2 · balance_after: Includes 64,224 shares transferred from Grantor Retained Annuity Trust #2 and 85,472 shares transferred from Grantor Retained Annuity Trust #3 to satisfy annuity payments on October 17, 2017. These transfers were exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:22 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantCommon Stock 65.648 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065766 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,630.213

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:23 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantCommon Stock 122.88 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065767 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,887.777

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:26 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 63.476 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065769 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,840.357

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:27 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 59.481 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065770 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,877.882

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:28 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 134.994 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065771 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,600.992

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:28 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 52.57 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065772 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,167.87

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:57 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 86.921 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065776 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,156.435

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:41 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 5,000 $0.00 Strike: $25.08 $0.00
Disclosure

SEC source: 0001209191-17-064231 · doc4.xml · derivative · entry 3

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:41 UTC SaleCommon Stock 5,000 $222.20 $1,111,003.00
Disclosure

SEC source: 0001209191-17-064231 · doc4.xml · nonDerivative · entry 2

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,989

F1 · price: This transaction was executed in multiple trades ranging from $222.17 to $222.26 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
December 04, 2017 Filed Dec 6, 2017 22:41 UTC Exercise / conversionCommon Stock 5,000 $25.08 $125,400.00
Disclosure

SEC source: 0001209191-17-064231 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 21:41 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 600 $0.00 Strike: $48.08 $0.00
Disclosure

SEC source: 0001209191-17-063036 · doc4.xml · derivative · entry 6

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 21:41 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 5,000 $0.00 Strike: $56.67 $0.00
Disclosure

SEC source: 0001209191-17-063036 · doc4.xml · derivative · entry 5

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 21:41 UTC SaleCommon Stock 600 $223.48 $134,086.80
Disclosure

SEC source: 0001209191-17-063036 · doc4.xml · nonDerivative · entry 4

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,137

Read SEC document
November 29, 2017 Filed Nov 30, 2017 21:41 UTC Exercise / conversionCommon Stock 600 $48.08 $28,848.00
Disclosure

SEC source: 0001209191-17-063036 · doc4.xml · nonDerivative · entry 3

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 21:41 UTC SaleCommon Stock 5,000 $223.30 $1,116,475.00
Disclosure

SEC source: 0001209191-17-063036 · doc4.xml · nonDerivative · entry 2

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,137

Read SEC document
November 29, 2017 Filed Nov 30, 2017 21:41 UTC Exercise / conversionCommon Stock 5,000 $56.67 $283,350.00
Disclosure

SEC source: 0001209191-17-063036 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2017 Filed Dec 4, 2017 21:09 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063509 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,805,294

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:06 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062321 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815,294

Read SEC document
November 14, 2017 Filed Nov 15, 2017 21:43 UTC SaleCommon Stock 457 $211.03 $96,442.54
Disclosure

SEC source: 0001209191-17-060919 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,755

Read SEC document
November 03, 2017 Filed Nov 6, 2017 21:16 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 1,853 $212.87 $394,448.11
Disclosure

SEC source: 0001209191-17-059401 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,776.881

Read SEC document
October 19, 2017 Filed Oct 20, 2017 20:56 UTC
ROOS THOMAS EChief Accounting Officer
SaleCommon Stock 975 $205.47 $200,333.25
Disclosure

SEC source: 0001209191-17-057655 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,629.881

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:57 UTC GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055214 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,364

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:58 UTC GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055215 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825,294

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:58 UTC GrantCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055216 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,181

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:58 UTC GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055217 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,989

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:59 UTC GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055218 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,496

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:59 UTC GrantCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055222 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:00 UTC GrantCommon Stock 412 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055224 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,111

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:00 UTC GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055225 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,212

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:01 UTC GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055226 · doc4.xml · nonDerivative · entry 2

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,137

F2 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:01 UTC GrantCommon Stock 64 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055226 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,978

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 21:01 UTC
WITTY ANDREWDirector
GrantCommon Stock 140 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-055227 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 20:42 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 1,090 $0.00 Strike: $47.90 $0.00
Disclosure

SEC source: 0001209191-17-053988 · doc4.xml · derivative · entry 5

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,090 shares

Expires 2017-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 20:42 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $48.14 $0.00
Disclosure

SEC source: 0001209191-17-053988 · doc4.xml · derivative · entry 4

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 20:42 UTC Exercise / conversionCommon Stock 1,090 $47.90 $52,211.00
Disclosure

SEC source: 0001209191-17-053988 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 20:42 UTC Exercise / conversionCommon Stock 5,000 $48.14 $240,700.00
Disclosure

SEC source: 0001209191-17-053988 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,823,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 21:46 UTC GrantCommon Stock 84 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053494 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,142

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 21:47 UTC GrantCommon Stock 84 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053495 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,818,982

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 21:48 UTC GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053496 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 801

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 21:48 UTC GrantCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053497 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,767

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 21:48 UTC GrantCommon Stock 78 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053498 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,274

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 19, 2017 Filed Sep 20, 2017 21:49 UTC GrantCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053499 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,699

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.