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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
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3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
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Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2018 Filed Feb 14, 2018 22:39 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 12,842 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010041 · doc4.xml · nonDerivative · entry 2

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,429.87

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2015-2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:41 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantNon-Qualified Stock Options (right to buy · Derivative 65,418 $0.00 Strike: $226.64 $0.00
Disclosure

SEC source: 0001209191-18-010036 · doc4.xml · derivative · entry 6

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,418

Underlying: Common Stock · 65,418 shares

Expires 2028-02-13

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:41 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 12,245 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010036 · doc4.xml · nonDerivative · entry 4

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,994.087

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 13, 2018 as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 24,489.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:41 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,284 $226.64 $3,917,245.76
Disclosure

SEC source: 0001209191-18-010036 · doc4.xml · nonDerivative · entry 3

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,749.087

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2015-2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:41 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 35,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010036 · doc4.xml · nonDerivative · entry 2

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,033.087

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2015-2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:42 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 23,574 $0.00 Strike: $226.64 $0.00
Disclosure

SEC source: 0001209191-18-010046 · doc4.xml · derivative · entry 6

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,574

Underlying: Common Stock · 23,574 shares

Expires 2028-02-13

F6 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:42 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 8,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010046 · doc4.xml · nonDerivative · entry 5

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,147.882

F4 · shares: The restricted stock units vest 100% on the second anniversary of the grant date.

F5 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 13, 2018, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 8,825.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:42 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 4,413 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010046 · doc4.xml · nonDerivative · entry 4

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,322.882

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:42 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 7,525 $226.64 $1,705,466.00
Disclosure

SEC source: 0001209191-18-010046 · doc4.xml · nonDerivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,909.882

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2015-2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:42 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 16,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010046 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,434.882

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2015-2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:02 UTC
ROOS THOMAS EChief Accounting Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 18,860 $0.00 Strike: $226.64 $0.00
Disclosure

SEC source: 0001209191-18-010092 · doc4.xml · derivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,860

Underlying: Common Stock · 18,860 shares

Expires 2028-02-13

F2 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:02 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 3,530 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010092 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,969.874

F1 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 22:36 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Tax withholdingCommon Stock 3,077 $225.69 $694,448.13
Disclosure

SEC source: 0001209191-18-010009 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,510,619.321

Read SEC document
February 12, 2018 Filed Feb 14, 2018 22:34 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 1,410 $225.69 $318,222.90
Disclosure

SEC source: 0001209191-18-010010 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,030.188

Read SEC document
February 12, 2018 Filed Feb 14, 2018 22:38 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
Tax withholdingCommon Stock 1,797 $225.69 $405,564.93
Disclosure

SEC source: 0001209191-18-010024 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,632.63

Read SEC document
February 12, 2018 Filed Feb 14, 2018 22:38 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 1,867 $225.69 $421,363.23
Disclosure

SEC source: 0001209191-18-010033 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,916.435

Read SEC document
February 12, 2018 Filed Feb 14, 2018 22:39 UTC
WILSON D ELLENEVP Human Capital
Tax withholdingCommon Stock 1,731 $225.69 $390,669.39
Disclosure

SEC source: 0001209191-18-010041 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,587.87

Read SEC document
February 12, 2018 Filed Feb 14, 2018 22:41 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,909 $225.69 $430,842.21
Disclosure

SEC source: 0001209191-18-010036 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,903.087

Read SEC document
February 12, 2018 Filed Feb 14, 2018 22:42 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 1,298 $225.69 $292,945.62
Disclosure

SEC source: 0001209191-18-010046 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,933.882

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:21 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Tax withholdingCommon Stock 2,197 $220.96 $485,449.12
Disclosure

SEC source: 0001209191-18-009267 · doc4.xml · nonDerivative · entry 3

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,513,696.321

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:21 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Tax withholdingCommon Stock 2,433 $220.96 $537,595.68
Disclosure

SEC source: 0001209191-18-009267 · doc4.xml · nonDerivative · entry 2

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,893.321

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:23 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
Tax withholdingCommon Stock 1,613 $220.96 $356,408.48
Disclosure

SEC source: 0001209191-18-009269 · doc4.xml · nonDerivative · entry 3

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,429.63

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:23 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
Tax withholdingCommon Stock 1,671 $220.96 $369,224.16
Disclosure

SEC source: 0001209191-18-009269 · doc4.xml · nonDerivative · entry 2

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,042.63

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:26 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 467 $220.96 $103,188.32
Disclosure

SEC source: 0001209191-18-009275 · doc4.xml · nonDerivative · entry 3

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,440.188

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:26 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 502 $220.96 $110,921.92
Disclosure

SEC source: 0001209191-18-009275 · doc4.xml · nonDerivative · entry 2

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,907.188

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:28 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 715 $220.96 $157,986.40
Disclosure

SEC source: 0001209191-18-009279 · doc4.xml · nonDerivative · entry 3

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,783.435

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:28 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 681 $220.96 $150,473.76
Disclosure

SEC source: 0001209191-18-009279 · doc4.xml · nonDerivative · entry 2

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,498.435

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:30 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 857 $220.96 $189,362.72
Disclosure

SEC source: 0001209191-18-009281 · doc4.xml · nonDerivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,439.874

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:32 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 551 $220.96 $121,748.96
Disclosure

SEC source: 0001209191-18-009282 · doc4.xml · nonDerivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,231.882

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:32 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 652 $220.96 $144,065.92
Disclosure

SEC source: 0001209191-18-009282 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,782.882

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:34 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,551 $220.96 $342,708.96
Disclosure

SEC source: 0001209191-18-009289 · doc4.xml · nonDerivative · entry 3

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,812.087

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:34 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,691 $220.96 $373,643.36
Disclosure

SEC source: 0001209191-18-009289 · doc4.xml · nonDerivative · entry 2

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,363.087

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:36 UTC
WILSON D ELLENEVP Human Capital
Tax withholdingCommon Stock 639 $220.96 $141,193.44
Disclosure

SEC source: 0001209191-18-009290 · doc4.xml · nonDerivative · entry 3

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,318.87

Read SEC document
February 09, 2018 Filed Feb 12, 2018 22:36 UTC
WILSON D ELLENEVP Human Capital
Tax withholdingCommon Stock 662 $220.96 $146,275.52
Disclosure

SEC source: 0001209191-18-009290 · doc4.xml · nonDerivative · entry 2

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,957.87

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:21 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Tax withholdingCommon Stock 1,016 $216.46 $219,923.36
Disclosure

SEC source: 0001209191-18-009267 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518,326.321

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:23 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
Tax withholdingCommon Stock 1,002 $216.46 $216,892.92
Disclosure

SEC source: 0001209191-18-009269 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,713.63

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:26 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 384 $216.46 $83,120.64
Disclosure

SEC source: 0001209191-18-009275 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,409.188

F1 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:28 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 977 $216.46 $211,481.42
Disclosure

SEC source: 0001209191-18-009279 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,179.435

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:30 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 599 $216.46 $129,659.54
Disclosure

SEC source: 0001209191-18-009281 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,296.874

F1 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:32 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 443 $216.46 $95,891.78
Disclosure

SEC source: 0001209191-18-009282 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,434.882

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:34 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,111 $216.46 $240,487.06
Disclosure

SEC source: 0001209191-18-009289 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780,054.087

Read SEC document
February 08, 2018 Filed Feb 12, 2018 22:36 UTC
WILSON D ELLENEVP Human Capital
Tax withholdingCommon Stock 548 $216.46 $118,620.08
Disclosure

SEC source: 0001209191-18-009290 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,619.87

Read SEC document
February 07, 2018 Filed Feb 8, 2018 22:03 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $25.16 $0.00
Disclosure

SEC source: 0001209191-18-008468 · doc4.xml · derivative · entry 12

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 22:03 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $20.68 $0.00
Disclosure

SEC source: 0001209191-18-008468 · doc4.xml · derivative · entry 11

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 22:03 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $27.59 $0.00
Disclosure

SEC source: 0001209191-18-008468 · doc4.xml · derivative · entry 10

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 22:03 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $25.08 $0.00
Disclosure

SEC source: 0001209191-18-008468 · doc4.xml · derivative · entry 9

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 22:03 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 1,429 $0.00 Strike: $25.63 $0.00
Disclosure

SEC source: 0001209191-18-008468 · doc4.xml · derivative · entry 8

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,429 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 22:03 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 12,500 $0.00 Strike: $33.94 $0.00
Disclosure

SEC source: 0001209191-18-008468 · doc4.xml · derivative · entry 7

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 22:03 UTC Exercise / conversionCommon Stock 5,000 $25.16 $125,800.00
Disclosure

SEC source: 0001209191-18-008468 · doc4.xml · nonDerivative · entry 6

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 22:03 UTC Exercise / conversionCommon Stock 5,000 $20.68 $103,400.00
Disclosure

SEC source: 0001209191-18-008468 · doc4.xml · nonDerivative · entry 5

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.