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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
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3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
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Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2018 Filed Apr 4, 2018 20:47 UTC GrantCommon Stock 202 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023718 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:47 UTC GrantCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023722 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,066

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:48 UTC GrantCommon Stock 202 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023724 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,150

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:49 UTC GrantCommon Stock 202 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023727 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,677

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
March 29, 2018 Filed Mar 30, 2018 20:17 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $36.25 $0.00
Disclosure

SEC source: 0001209191-18-022208 · doc4.xml · derivative · entry 3

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2018 Filed Mar 30, 2018 20:17 UTC Exercise / conversionCommon Stock 5,000 $36.25 $181,250.00
Disclosure

SEC source: 0001209191-18-022208 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:21 UTC GrantCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021074 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,711

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:22 UTC GrantCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021075 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771,331

F2 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:23 UTC GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021078 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:23 UTC GrantCommon Stock 96 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021079 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,380

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:24 UTC GrantCommon Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021081 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,833

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:25 UTC GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021084 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:26 UTC GrantCommon Stock 141 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021085 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,691

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:28 UTC GrantCommon Stock 96 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021086 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,948

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:29 UTC GrantCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021088 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,475

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:30 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantCommon Stock 398.862 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021089 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,019.183

F1 · shares: Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:31 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantCommon Stock 59.956 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021090 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,279.412

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:32 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantCommon Stock 101.929 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021091 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,330.559

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:34 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 75.341 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021092 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,726.776

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:34 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 64.475 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021093 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,034.349

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:37 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 76.068 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021094 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,223.95

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:38 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 123.162 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021095 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,117.249

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 20:39 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 67.8 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021096 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,327.67

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 20:22 UTC SaleCommon Stock 10,000 $224.36 $2,243,610.00
Disclosure

SEC source: 0001209191-18-021075 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771,257

F1 · price: This transaction was executed in multiple trades ranging from $223.90 to $224.56 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:11 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
SaleCommon Stock 22,184 $228.94 $5,078,804.96
Disclosure

SEC source: 0001209191-18-020636 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,228.63

F1 · price: This transaction was executed in multiple trades ranging from $225.885 to $230.740 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:12 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
SaleCommon Stock 14,232.732 $230.22 $3,276,631.10
Disclosure

SEC source: 0001209191-18-020640 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,219.456

F1 · price: This transaction was executed in multiple trades ranging from $230.12 to $230.455 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:32 UTC SaleCommon Stock 400 $229.00 $91,600.00
Disclosure

SEC source: 0001209191-18-015873 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781,257

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:32 UTC SaleCommon Stock 10,000 $229.90 $2,299,016.00
Disclosure

SEC source: 0001209191-18-015873 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,781,657

F1 · price: This transaction was executed in multiple trades ranging from $229.22 to $231.11 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:21 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 1,090 $0.00 Strike: $48.08 $0.00
Disclosure

SEC source: 0001209191-18-011320 · doc4.xml · derivative · entry 3

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,090 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 21:21 UTC Exercise / conversionCommon Stock 1,090 $48.08 $52,407.20
Disclosure

SEC source: 0001209191-18-011320 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:36 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantNon-Qualified Stock Options (right to buy) · Derivative 53,042 $0.00 Strike: $226.64 $0.00
Disclosure

SEC source: 0001209191-18-010009 · doc4.xml · derivative · entry 10

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,042

Underlying: Common Stock · 53,042 shares

Expires 2028-02-13

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:36 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantCommon Stock 9,928 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010009 · doc4.xml · nonDerivative · entry 4

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547,620.321

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

F4 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 13, 2018, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 19,856.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:36 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Tax withholdingCommon Stock 22,694 $226.64 $5,143,368.16
Disclosure

SEC source: 0001209191-18-010009 · doc4.xml · nonDerivative · entry 3

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537,692.321

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2015-2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:36 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantCommon Stock 49,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010009 · doc4.xml · nonDerivative · entry 2

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560,386.321

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2015-2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:34 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantNon-Qualified Stock Options (right to buy) · Derivative 39,781 $0.00 Strike: $226.64 $0.00
Disclosure

SEC source: 0001209191-18-010010 · doc4.xml · derivative · entry 5

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,781

Underlying: Common Stock · 39,781 shares

Expires 2028-02-13

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:34 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantCommon Stock 7,446 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010010 · doc4.xml · nonDerivative · entry 4

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,452.188

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 13, 2018, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Awards is 14,892.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:34 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 7,525 $226.64 $1,705,466.00
Disclosure

SEC source: 0001209191-18-010010 · doc4.xml · nonDerivative · entry 3

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,006.188

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2015-2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:34 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantCommon Stock 16,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010010 · doc4.xml · nonDerivative · entry 2

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,531.188

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2015-2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:38 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantNon-Qualified Stock Options (right to buy) · Derivative 49,505 $0.00 Strike: $226.64 $0.00
Disclosure

SEC source: 0001209191-18-010024 · doc4.xml · derivative · entry 5

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,505

Underlying: Common Stock · 49,505 shares

Expires 2028-02-13

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:38 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantCommon Stock 9,266 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010024 · doc4.xml · nonDerivative · entry 4

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,412.63

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 13, 2018, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 18,532.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:38 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
Tax withholdingCommon Stock 15,616 $226.64 $3,539,210.24
Disclosure

SEC source: 0001209191-18-010024 · doc4.xml · nonDerivative · entry 3

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,146.63

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2015-2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:38 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantCommon Stock 35,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010024 · doc4.xml · nonDerivative · entry 2

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,762.63

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2015-2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:38 UTC
REX JOHN FEVP Chief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 29,468 $0.00 Strike: $226.64 $0.00
Disclosure

SEC source: 0001209191-18-010033 · doc4.xml · derivative · entry 5

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,468

Underlying: Common Stock · 29,468 shares

Expires 2028-02-13

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:38 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 5,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010033 · doc4.xml · nonDerivative · entry 4

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,651.435

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 13, 2018, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Share Awards is 11,031.

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February 13, 2018 Filed Feb 14, 2018 22:38 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 6,024 $226.64 $1,365,279.36
Disclosure

SEC source: 0001209191-18-010033 · doc4.xml · nonDerivative · entry 3

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,135.435

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2015-2017.

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February 13, 2018 Filed Feb 14, 2018 22:38 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 12,243 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010033 · doc4.xml · nonDerivative · entry 2

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,159.435

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2015-2017.

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February 13, 2018 Filed Feb 14, 2018 22:39 UTC
WILSON D ELLENEVP Human Capital
GrantNon-Qualified Stock Options (right to buy) · Derivative 20,628 $0.00 Strike: $226.64 $0.00
Disclosure

SEC source: 0001209191-18-010041 · doc4.xml · derivative · entry 6

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,628

Underlying: Common Stock · 20,628 shares

Expires 2028-02-13

F6 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

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February 13, 2018 Filed Feb 14, 2018 22:39 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 8,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010041 · doc4.xml · nonDerivative · entry 5

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,259.87

F4 · shares: The restricted stock units vest 100% on the second anniversary of the grant date.

F5 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 13, 2018, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 7,722.

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February 13, 2018 Filed Feb 14, 2018 22:39 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 3,861 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010041 · doc4.xml · nonDerivative · entry 4

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,434.87

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 13 from the years 2019 through 2022.

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February 13, 2018 Filed Feb 14, 2018 22:39 UTC
WILSON D ELLENEVP Human Capital
Tax withholdingCommon Stock 5,856 $226.64 $1,327,203.84
Disclosure

SEC source: 0001209191-18-010041 · doc4.xml · nonDerivative · entry 3

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,573.87

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2015-2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.