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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
Parsed reports
3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2018 Filed Jul 5, 2018 20:08 UTC GrantCommon Stock 304 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041547 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:08 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041551 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:09 UTC GrantCommon Stock 329 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041553 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,551

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:10 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041557 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,230

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 20:10 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041562 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,407

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:41 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $25.63 $0.00
Disclosure

SEC source: 0001209191-18-040385 · doc4.xml · derivative · entry 3

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:41 UTC Exercise / conversionCommon Stock 5,000 $25.63 $128,150.00
Disclosure

SEC source: 0001209191-18-040385 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:42 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 5,000 $0.00 Strike: $25.63 $0.00
Disclosure

SEC source: 0001209191-18-040387 · doc4.xml · derivative · entry 3

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:42 UTC Tax withholdingCommon Stock 523 $245.34 $128,312.82
Disclosure

SEC source: 0001209191-18-040387 · doc4.xml · nonDerivative · entry 2

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,230

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:42 UTC Exercise / conversionCommon Stock 5,000 $25.63 $128,150.00
Disclosure

SEC source: 0001209191-18-040387 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:44 UTC
WITTY ANDREWExecutive Vice President
GrantCommon Stock 178.379 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039888 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,032.379

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:46 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 134.635 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039890 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,251.884

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:47 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 70.482 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039892 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,544.831

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:48 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 83.154 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039893 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,307.104

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:49 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 74.115 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039896 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,401.785

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:51 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
GrantCommon Stock 111.424 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039898 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,789.983

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:52 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 73.877 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039900 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,641.653

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:53 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantCommon Stock 65.543 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039902 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,344.955

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:54 UTC GrantCommon Stock 82 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039904 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,995

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:54 UTC GrantCommon Stock 82 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039906 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748,155

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:55 UTC GrantCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039907 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:56 UTC GrantCommon Stock 106 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039909 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,688

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:57 UTC GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039912 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:58 UTC GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039915 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 20:59 UTC GrantCommon Stock 156 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039918 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,222

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 21:00 UTC GrantCommon Stock 105 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039920 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,053

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 21:01 UTC GrantCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039921 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,753

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
June 26, 2018 Filed Jun 28, 2018 21:55 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantCommon Stock 436.014 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-039944 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734,250.197

F1 · shares: Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.

F2 · balance_after: Includes 220,695 shares transferred from Grantor Retained Annuity Trust #4 to satisfy an annuity payment on April 26, 2018, and excludes an aggregate of 34,900 shares previously directly owned which were contributed to each Grantor Retained Annuity Trust as set forth in footnotes 3 through 6 on May 14, 2018. These transfers were exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:33 UTC
RENFRO LARRY CVice Chmn, UHG and CEO, Optum
SaleCommon Stock 19,652 $254.55 $5,002,436.25
Disclosure

SEC source: 0001209191-18-038567 · doc4.xml · nonDerivative · entry 1

RENFRO LARRY C · CIK 0001235046 · Vice Chmn, UHG and CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,678.559

F1 · price: This transaction was executed in multiple trades ranging from $252.58 to $255.81 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
June 07, 2018 Filed Jun 8, 2018 20:22 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 1,159 $248.98 $288,567.82
Disclosure

SEC source: 0001209191-18-036680 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,567.776

F1 · shares: Represents the withholding of shares to satisfy tax obligations upon the vesting of Restricted Stock Units.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 20:45 UTC
WITTY ANDREWExecutive Vice President
GrantNon-Qualified Stock Options (right to buy) · Derivative 47,096 $0.00 Strike: $244.43 $0.00
Disclosure

SEC source: 0001209191-18-036378 · doc4.xml · derivative · entry 3

WITTY ANDREW · CIK 0001711304 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,096

Underlying: Common Stock · 47,096 shares

Expires 2028-06-05

F4 · derivative.exercise_date: The stock options vest at a rate of 25% annually on June 5 from the years 2019 through 2022.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 20:45 UTC
WITTY ANDREWExecutive Vice President
GrantCommon Stock 40,912 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036378 · doc4.xml · nonDerivative · entry 2

WITTY ANDREW · CIK 0001711304 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,854

F2 · shares: The restricted stock units will vest at a rate of 20% annually on June 5 from the years 2019 through 2023.

F3 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on June 5, 2018, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Awards is 17,183.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 20:45 UTC
WITTY ANDREWExecutive Vice President
GrantCommon Stock 8,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036378 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,942

F1 · shares: The restricted stock units will vest at a rate of 25% annually on June 5 from the years 2019 through 2022.

Read SEC document
May 30, 2018 Filed May 31, 2018 20:40 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 1,540 $0.00 Strike: $33.94 $0.00
Disclosure

SEC source: 0001209191-18-034398 · doc4.xml · derivative · entry 3

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,540 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed May 31, 2018 20:40 UTC Exercise / conversionCommon Stock 1,540 $33.94 $52,267.60
Disclosure

SEC source: 0001209191-18-034398 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748,073

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 23, 2018 23:46 UTC SaleCommon Stock 15,000 $248.82 $3,732,261.00
Disclosure

SEC source: 0001209191-18-032770 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,746,533

F1 · price: This transaction was executed in multiple trades ranging from $248.75 to $248.90 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:15 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 1,185 $238.28 $282,361.80
Disclosure

SEC source: 0001209191-18-030194 · doc4.xml · nonDerivative · entry 4

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,474.349

Read SEC document
May 11, 2018 Filed May 15, 2018 20:15 UTC
ROOS THOMAS EChief Accounting Officer
Exercise / conversionCommon Stock 1,625 $111.16 $180,635.00
Disclosure

SEC source: 0001209191-18-030194 · doc4.xml · nonDerivative · entry 3

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,659.349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 15, 2018 20:15 UTC
ROOS THOMAS EChief Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,625 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0001209191-18-030194 · doc4.xml · derivative · entry 6

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,073

Underlying: Common Stock · 1,625 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 15, 2018 20:15 UTC
ROOS THOMAS EChief Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,250 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0001209191-18-030194 · doc4.xml · derivative · entry 5

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,698

Underlying: Common Stock · 3,250 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 15, 2018 20:15 UTC
ROOS THOMAS EChief Accounting Officer
SaleCommon Stock 3,250 $233.35 $758,394.00
Disclosure

SEC source: 0001209191-18-030194 · doc4.xml · nonDerivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,034.349

Read SEC document
May 10, 2018 Filed May 15, 2018 20:15 UTC
ROOS THOMAS EChief Accounting Officer
Exercise / conversionCommon Stock 3,250 $111.16 $361,270.00
Disclosure

SEC source: 0001209191-18-030194 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,284.349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 21:36 UTC SaleCommon Stock 15,000 $234.20 $3,513,027.00
Disclosure

SEC source: 0001209191-18-026129 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761,533

F1 · price: This transaction was executed in multiple trades ranging from $234.20 to $234.27 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 20:50 UTC SaleCommon Stock 202 $237.42 $47,959.04
Disclosure

SEC source: 0001209191-18-025729 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,948

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:40 UTC GrantCommon Stock 202 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023701 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,913

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:42 UTC GrantCommon Stock 202 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023703 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776,533

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 20:44 UTC GrantCommon Stock 202 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023705 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,582

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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April 02, 2018 Filed Apr 4, 2018 20:43 UTC GrantCommon Stock 346 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023704 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,877

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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April 02, 2018 Filed Apr 4, 2018 20:45 UTC GrantCommon Stock 202 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023710 · doc4.xml · nonDerivative · entry 1

LAWSON RODGER A · CIK 0001187442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,035

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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April 02, 2018 Filed Apr 4, 2018 20:46 UTC GrantCommon Stock 181 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-023714 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.