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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
Parsed reports
3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2018 Filed Sep 20, 2018 20:40 UTC GrantCommon Stock 73 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051803 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,280

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:42 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantCommon Stock 415.116 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051805 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734,778.351

F1 · shares: Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:43 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 70.334 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051806 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,825.025

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:44 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 67.103 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051807 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,678.427

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:45 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 79.168 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051808 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,499.31

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:46 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 124.732 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051809 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,016.654

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:47 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 70.563 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051810 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,079.348

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:48 UTC
WITTY ANDREWEVP & CEO, Optum
GrantCommon Stock 169.829 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051812 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · EVP & CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,202.208

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 22:48 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantCommon Stock 62.402 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051832 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,558.693

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:39 UTC SaleCommon Stock 10,000 $264.90 $2,649,027.00
Disclosure

SEC source: 0001209191-18-051209 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710,112

F1 · price: This transaction was executed in multiple trades ranging from $264.7861 to $265.04 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:37 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
SaleCommon Stock 8,142 $265.00 $2,157,630.00
Disclosure

SEC source: 0001209191-18-051206 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,496.291

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:40 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 5,000 $0.00 Strike: $25.16 $0.00
Disclosure

SEC source: 0001209191-18-051211 · doc4.xml · derivative · entry 3

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:40 UTC SaleCommon Stock 5,000 $264.86 $1,324,308.50
Disclosure

SEC source: 0001209191-18-051211 · doc4.xml · nonDerivative · entry 2

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,865

F1 · price: This transaction was executed in multiple trades ranging from $264.84 to $264.905 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:40 UTC Exercise / conversionCommon Stock 5,000 $25.16 $125,800.00
Disclosure

SEC source: 0001209191-18-051211 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 20:33 UTC SaleCommon Stock 20,000 $263.41 $5,268,164.00
Disclosure

SEC source: 0001209191-18-050859 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720,112

F1 · price: This transaction was executed in multiple trades ranging from $262.60 to $264.27 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 20:34 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 740 $0.00 Strike: $22.43 $0.00
Disclosure

SEC source: 0001209191-18-050860 · doc4.xml · derivative · entry 5

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 740 shares

Expires 2018-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 20:34 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 5,000 $0.00 Strike: $25.08 $0.00
Disclosure

SEC source: 0001209191-18-050860 · doc4.xml · derivative · entry 4

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 20:34 UTC SaleCommon Stock 5,740 $263.45 $1,512,186.35
Disclosure

SEC source: 0001209191-18-050860 · doc4.xml · nonDerivative · entry 3

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,207

F1 · price: This transaction was executed in multiple trades ranging from $263.28 to $263.52 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 20:34 UTC Exercise / conversionCommon Stock 740 $22.43 $16,598.20
Disclosure

SEC source: 0001209191-18-050860 · doc4.xml · nonDerivative · entry 2

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2018 Filed Sep 13, 2018 20:34 UTC Exercise / conversionCommon Stock 5,000 $25.08 $125,400.00
Disclosure

SEC source: 0001209191-18-050860 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 20:32 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,148 $0.00 Strike: $160.31 $0.00
Disclosure

SEC source: 0001209191-18-050265 · doc4.xml · derivative · entry 9

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,444

Underlying: Common Stock · 9,148 shares

Expires 2027-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 8 from the years 2018 through 2021.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 20:32 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,436 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0001209191-18-050265 · doc4.xml · derivative · entry 8

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,872

Underlying: Common Stock · 10,436 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 20:32 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,594 $0.00 Strike: $108.97 $0.00
Disclosure

SEC source: 0001209191-18-050265 · doc4.xml · derivative · entry 7

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,594

Underlying: Common Stock · 8,594 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 10 from the years 2016 through 2019.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 20:32 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,071 $0.00 Strike: $70.24 $0.00
Disclosure

SEC source: 0001209191-18-050265 · doc4.xml · derivative · entry 6

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,071 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 12 from the years 2015 through 2018.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 20:32 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
SaleCommon Stock 26,033 $270.65 $7,045,800.21
Disclosure

SEC source: 0001209191-18-050265 · doc4.xml · nonDerivative · entry 5

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,638.291

F2 · price: This transaction was executed in multiple trades ranging from $270.343 to $270.925 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 20:32 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Exercise / conversionCommon Stock 9,148 $160.31 $1,466,515.88
Disclosure

SEC source: 0001209191-18-050265 · doc4.xml · nonDerivative · entry 4

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,671.291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 20:32 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Exercise / conversionCommon Stock 10,436 $111.16 $1,160,065.76
Disclosure

SEC source: 0001209191-18-050265 · doc4.xml · nonDerivative · entry 3

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,523.291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 20:32 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Exercise / conversionCommon Stock 8,594 $108.97 $936,488.18
Disclosure

SEC source: 0001209191-18-050265 · doc4.xml · nonDerivative · entry 2

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,087.291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 20:32 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Exercise / conversionCommon Stock 10,071 $70.24 $707,387.04
Disclosure

SEC source: 0001209191-18-050265 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,493.291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 20:46 UTC
WILSON D ELLENEVP Human Capital
Exercise / conversionCommon Stock · Derivative 18,000 $0.00 Strike: $57.38 $0.00
Disclosure

SEC source: 0001209191-18-048688 · doc4.xml · derivative · entry 3

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested at a rate of 25% annually on February 6 from the years 2014 through 2017.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 20:46 UTC
WILSON D ELLENEVP Human Capital
SaleCommon Stock 15,393 $264.29 $4,068,276.00
Disclosure

SEC source: 0001209191-18-048688 · doc4.xml · nonDerivative · entry 2

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,008.785

F1 · price: This transaction was executed in multiple trades ranging from $264.251 to $264.480 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 20:46 UTC
WILSON D ELLENEVP Human Capital
Exercise / conversionCommon Stock 18,000 $57.38 $1,032,840.00
Disclosure

SEC source: 0001209191-18-048688 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,401.785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2018 Filed Aug 16, 2018 20:46 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 473 $260.61 $123,268.53
Disclosure

SEC source: 0001209191-18-047079 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,891.922

F1 · shares: Represents the withholding of shares to satisfy tax obligations upon the vesting of Restricted Stock Units.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 20:33 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $27.59 $0.00
Disclosure

SEC source: 0001209191-18-046035 · doc4.xml · derivative · entry 6

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 20:33 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $25.08 $0.00
Disclosure

SEC source: 0001209191-18-046035 · doc4.xml · derivative · entry 5

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 20:33 UTC SaleCommon Stock 5,000 $258.84 $1,294,205.00
Disclosure

SEC source: 0001209191-18-046035 · doc4.xml · nonDerivative · entry 4

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,172

Read SEC document
August 08, 2018 Filed Aug 9, 2018 20:33 UTC Exercise / conversionCommon Stock 5,000 $27.59 $137,950.00
Disclosure

SEC source: 0001209191-18-046035 · doc4.xml · nonDerivative · entry 3

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2018 Filed Aug 9, 2018 20:33 UTC SaleCommon Stock 5,000 $258.82 $1,294,105.00
Disclosure

SEC source: 0001209191-18-046035 · doc4.xml · nonDerivative · entry 2

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,172

Read SEC document
August 08, 2018 Filed Aug 9, 2018 20:33 UTC Exercise / conversionCommon Stock 5,000 $25.08 $125,400.00
Disclosure

SEC source: 0001209191-18-046035 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:36 UTC SaleCommon Stock 15,000 $254.79 $3,821,913.00
Disclosure

SEC source: 0001209191-18-045295 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740,112

F1 · price: This transaction was executed in multiple trades ranging from $254.571 to $255.000 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 21:36 UTC SaleCommon Stock 177 $255.72 $45,262.44
Disclosure

SEC source: 0001209191-18-043385 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,053

Read SEC document
July 18, 2018 Filed Jul 19, 2018 21:37 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 890 $0.00 Strike: $27.02 $0.00
Disclosure

SEC source: 0001209191-18-043386 · doc4.xml · derivative · entry 3

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 890 shares

Expires 2018-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 21:37 UTC SaleCommon Stock 3,090 $252.10 $779,001.36
Disclosure

SEC source: 0001209191-18-043386 · doc4.xml · nonDerivative · entry 2

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,207

F1 · price: This transaction was executed in multiple trades ranging from $251.996 to $252.16 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

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July 18, 2018 Filed Jul 19, 2018 21:37 UTC Exercise / conversionCommon Stock 890 $27.02 $24,047.80
Disclosure

SEC source: 0001209191-18-043386 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 17, 2018 Filed Jul 19, 2018 21:36 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 1,780 $0.00 Strike: $27.02 $0.00
Disclosure

SEC source: 0001209191-18-043384 · doc4.xml · derivative · entry 3

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,780 shares

Expires 2018-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 17, 2018 Filed Jul 19, 2018 21:36 UTC Exercise / conversionCommon Stock 1,780 $27.02 $48,095.60
Disclosure

SEC source: 0001209191-18-043384 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,755,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 02, 2018 Filed Jul 5, 2018 20:05 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041538 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,172

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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July 02, 2018 Filed Jul 5, 2018 20:06 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041540 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753,332

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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July 02, 2018 Filed Jul 5, 2018 20:07 UTC GrantCommon Stock 304 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041543 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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July 02, 2018 Filed Jul 5, 2018 20:07 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041545 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,865

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.