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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
Parsed reports
3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2018 Filed Dec 17, 2018 22:00 UTC GrantCommon Stock 99 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062976 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,228

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:02 UTC GrantCommon Stock 146 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062979 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,148

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:01 UTC GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062977 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:01 UTC GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062978 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:02 UTC GrantCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062981 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,250

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:03 UTC GrantCommon Stock 71 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062982 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,515

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:03 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantCommon Stock 402.974 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062983 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049,720.325

F1 · shares: Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:05 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantCommon Stock 60.576 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062985 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,619.269

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:05 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 68.277 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062986 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,893.302

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:06 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 50.24 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062987 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,510.667

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:06 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 76.853 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062988 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,576.163

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:07 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 121.083 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062989 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,137.737

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:07 UTC
WILSON D ELLENEVP Human Capital
GrantCommon Stock 68.5 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062990 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP Human Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,147.848

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:08 UTC
WITTY ANDREWEVP & CEO, Optum
GrantCommon Stock 164.862 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062991 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · EVP & CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,367.07

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 22:21 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Exercise / conversionStock Appreciation Rights · Derivative 169,683 $0.00 Strike: $29.74 $0.00
Disclosure

SEC source: 0001209191-18-060961 · doc4.xml · derivative · entry 9

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 169,683 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock appreciation rights, which vested at a rate of 25% annually on February 23 from the years 2010 through 2013, were due to expire on February 23, 2019. As of the date of this filing, Mr. Hemsley is the direct beneficial owner of 2,049,317.351 UNH shares.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 22:21 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Tax withholdingCommon Stock 87,092 $282.55 $24,607,844.60
Disclosure

SEC source: 0001209191-18-060961 · doc4.xml · nonDerivative · entry 3

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049,317.351

Read SEC document
November 30, 2018 Filed Dec 4, 2018 22:21 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Exercise / conversionCommon Stock 169,683 $29.74 $5,046,372.42
Disclosure

SEC source: 0001209191-18-060961 · doc4.xml · nonDerivative · entry 2

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,136,409.351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reflects exercise of stock appreciation rights. As of the date of this filing, Mr. Hemsley continues to beneficially own all net shares acquired as a result of the exercise.

Read SEC document
November 30, 2018 Filed Dec 4, 2018 22:21 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GiftCommon Stock 59,560 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060961 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966,726.351

F1 · shares: Represents conveyance of shares to charitable foundation.

F2 · balance_after: Reflects 184,525 UNH shares transferred from GRAT #1 set forth in footnote (4), 45,568 UNH shares transferred from GRAT #2, and 61,415 UNH shares transferred from GRAT #3 to the reporting person to satisfy annuity payments on November 7, 2018. These transactions were exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 21:50 UTC SaleCommon Stock 6,090 $281.72 $1,715,685.76
Disclosure

SEC source: 0001209191-18-060266 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711,584

F1 · price: This transaction was executed in multiple trades ranging from $281.701 to $281.78 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 21:51 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 880 $0.00 Strike: $29.74 $0.00
Disclosure

SEC source: 0001209191-18-060267 · doc4.xml · derivative · entry 6

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 880 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 21:51 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 5,000 $0.00 Strike: $27.59 $0.00
Disclosure

SEC source: 0001209191-18-060267 · doc4.xml · derivative · entry 5

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 21:51 UTC SaleCommon Stock 880 $279.59 $246,040.96
Disclosure

SEC source: 0001209191-18-060267 · doc4.xml · nonDerivative · entry 4

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,444

Read SEC document
November 28, 2018 Filed Nov 29, 2018 21:51 UTC Exercise / conversionCommon Stock 880 $29.74 $26,171.20
Disclosure

SEC source: 0001209191-18-060267 · doc4.xml · nonDerivative · entry 3

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 21:51 UTC SaleCommon Stock 5,000 $279.81 $1,399,025.00
Disclosure

SEC source: 0001209191-18-060267 · doc4.xml · nonDerivative · entry 2

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,444

Read SEC document
November 28, 2018 Filed Nov 29, 2018 21:51 UTC Exercise / conversionCommon Stock 5,000 $27.59 $137,950.00
Disclosure

SEC source: 0001209191-18-060267 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:37 UTC SaleCommon Stock 163 $274.83 $44,796.48
Disclosure

SEC source: 0001209191-18-058281 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,153

Read SEC document
November 07, 2018 Filed Dec 4, 2018 22:21 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GiftCommon Stock 292,657 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060961 · doc4.xml · nonDerivative · entry 5

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT 1

Disclosed balance after: 0

F4 · ownership.nature: On November 7, 2018, 184,525 shares held in GRAT #1 were distributed to the reporting person and are reported as directly owned.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 21:19 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 2,218 $261.01 $578,920.18
Disclosure

SEC source: 0001209191-18-057382 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,460.427

F1 · shares: Represents the withholding of shares to satisfy tax obligations upon the vesting of Restricted Stock Units.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 20:49 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 2,320 $0.00 Strike: $22.43 $0.00
Disclosure

SEC source: 0001209191-18-056538 · doc4.xml · derivative · entry 3

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,320 shares

Expires 2018-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2018 Filed Oct 30, 2018 20:49 UTC Exercise / conversionCommon Stock 2,320 $22.43 $52,037.60
Disclosure

SEC source: 0001209191-18-056538 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,717,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:35 UTC GrantCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053187 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,414

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:36 UTC GrantCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053193 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:36 UTC GrantCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053190 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715,354

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:37 UTC GrantCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053196 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,129

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:37 UTC GrantCommon Stock 279 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053198 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:38 UTC GrantCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053200 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:38 UTC GrantCommon Stock 302 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053203 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,002

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:39 UTC GrantCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053208 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,316

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:39 UTC GrantCommon Stock 117 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053210 · doc4.xml · nonDerivative · entry 2

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,444

F2 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:39 UTC GrantCommon Stock 47 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053210 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,327

F1 · shares: Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 20:39 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $25.08 $0.00
Disclosure

SEC source: 0001209191-18-052460 · doc4.xml · derivative · entry 3

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 20:39 UTC Exercise / conversionCommon Stock 5,000 $25.08 $125,400.00
Disclosure

SEC source: 0001209191-18-052460 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:33 UTC GrantCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051795 · doc4.xml · nonDerivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,251

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:34 UTC GrantCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051796 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710,191

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:34 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051797 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,196

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:35 UTC GrantCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051798 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,966

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:36 UTC GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051799 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:37 UTC GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051800 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

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September 18, 2018 Filed Sep 20, 2018 20:38 UTC GrantCommon Stock 149 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051801 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,700

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

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September 18, 2018 Filed Sep 20, 2018 20:39 UTC GrantCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051802 · doc4.xml · nonDerivative · entry 1

Shine Kenneth Irwin · CIK 0001455025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,153

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.