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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
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3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
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Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2019 Filed Mar 21, 2019 20:42 UTC GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020778 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:43 UTC GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020780 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:43 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantCommon Stock 60.871 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020781 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,394.075

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:44 UTC GrantCommon Stock 156 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020782 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,669

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:44 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 73.822 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020783 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,100.124

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:45 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 51.142 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020784 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,879.809

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:45 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 74.582 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020786 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,007.745

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:46 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 122.361 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020787 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884,366.882

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:46 UTC GrantCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020788 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,732

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:46 UTC
WILSON D ELLENEVP & Chief HR Officer
GrantCommon Stock 68.296 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020790 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,554.144

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:47 UTC
WITTY ANDREWEVP & CEO, Optum
GrantCommon Stock 206.682 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020791 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · EVP & CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,605.752

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:16 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 860 $0.00 Strike: $28.10 $0.00
Disclosure

SEC source: 0001209191-19-019685 · doc4.xml · derivative · entry 6

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 860 shares

Expires 2019-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:16 UTC Exercise / conversionNon-qualified stock options (right to buy) · Derivative 5,000 $0.00 Strike: $20.68 $0.00
Disclosure

SEC source: 0001209191-19-019685 · doc4.xml · derivative · entry 5

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:16 UTC SaleCommon Stock 430 $253.48 $108,996.40
Disclosure

SEC source: 0001209191-19-019685 · doc4.xml · nonDerivative · entry 4

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,656

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:16 UTC Exercise / conversionCommon Stock 860 $28.10 $24,166.00
Disclosure

SEC source: 0001209191-19-019685 · doc4.xml · nonDerivative · entry 3

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:16 UTC SaleCommon Stock 2,500 $253.38 $633,439.50
Disclosure

SEC source: 0001209191-19-019685 · doc4.xml · nonDerivative · entry 2

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,226

F1 · price: This transaction was executed in multiple trades ranging from $253.368 to $253.38 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:16 UTC Exercise / conversionCommon Stock 5,000 $20.68 $103,400.00
Disclosure

SEC source: 0001209191-19-019685 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:38 UTC SaleCommon Stock 5,000 $245.01 $1,225,055.00
Disclosure

SEC source: 0001209191-19-019515 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Partnership

Disclosed balance after: 1,493,500

F1 · price: This transaction was executed in multiple trades ranging from $245.00 to $245.05 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:35 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantNon-Qualified Stock Options (right to buy) · Derivative 64,130 $0.00 Strike: $262.98 $0.00
Disclosure

SEC source: 0001209191-19-014625 · doc4.xml · derivative · entry 8

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,130

Underlying: Common Stock · 64,130 shares

Expires 2029-02-26

F4 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:35 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantCommon Stock 11,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014625 · doc4.xml · nonDerivative · entry 3

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087,912.572

F3 · shares: The restricted stock units will vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:35 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Tax withholdingCommon Stock 28,766 $262.98 $7,564,882.68
Disclosure

SEC source: 0001209191-19-014625 · doc4.xml · nonDerivative · entry 2

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,076,504.572

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2016-2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:35 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
GrantCommon Stock 63,086 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014625 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,105,270.572

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2016-2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:36 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantNon-Qualified Stock Options (right to buy) · Derivative 36,074 $0.00 Strike: $262.98 $0.00
Disclosure

SEC source: 0001209191-19-014627 · doc4.xml · derivative · entry 4

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,074

Underlying: Common Stock · 36,074 shares

Expires 2029-02-26

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:36 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantCommon Stock 6,417 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014627 · doc4.xml · nonDerivative · entry 3

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,333.204

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 26, 2019, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Awards is 12,834.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:36 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 10,152 $262.98 $2,669,772.96
Disclosure

SEC source: 0001209191-19-014627 · doc4.xml · nonDerivative · entry 2

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,916.204

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2016-2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:36 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
GrantCommon Stock 22,266 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014627 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,068.204

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2016-2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:37 UTC
REX JOHN FEVP Chief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 37,410 $0.00 Strike: $262.98 $0.00
Disclosure

SEC source: 0001209191-19-014630 · doc4.xml · derivative · entry 4

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,410

Underlying: Common Stock · 37,410 shares

Expires 2029-02-26

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:37 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 6,655 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014630 · doc4.xml · nonDerivative · entry 3

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,026.302

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 26,2019, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Share Awards is 13,309.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:37 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 8,300 $262.98 $2,182,734.00
Disclosure

SEC source: 0001209191-19-014630 · doc4.xml · nonDerivative · entry 2

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,371.302

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2016-2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:37 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 16,869 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014630 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,671.302

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2016-2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:39 UTC
ROOS THOMAS EChief Accounting Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 18,171 $0.00 Strike: $262.98 $0.00
Disclosure

SEC source: 0001209191-19-014633 · doc4.xml · derivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,171

Underlying: Common Stock · 18,171 shares

Expires 2029-02-26

F2 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:39 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 3,233 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014633 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,828.667

F1 · shares: The restricted stock units vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:40 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 24,049 $0.00 Strike: $262.98 $0.00
Disclosure

SEC source: 0001209191-19-014636 · doc4.xml · derivative · entry 4

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,049

Underlying: Common Stock · 24,049 shares

Expires 2029-02-26

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:40 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 4,278 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014636 · doc4.xml · nonDerivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,933.163

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 26, 2019, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 8,556.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:40 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 9,538 $262.98 $2,508,303.24
Disclosure

SEC source: 0001209191-19-014636 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,655.163

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2016-2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:40 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 20,916 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014636 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,193.163

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2016-2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:41 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 68,406 $0.00 Strike: $262.98 $0.00
Disclosure

SEC source: 0001209191-19-014639 · doc4.xml · derivative · entry 5

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,406

Underlying: Common Stock · 68,406 shares

Expires 2029-02-26

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:41 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 12,169 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014639 · doc4.xml · nonDerivative · entry 3

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884,244.521

F3 · shares: The restricted stock units will vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 26, 2019, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Awards is 24,337.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:41 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 21,910 $262.98 $5,761,891.80
Disclosure

SEC source: 0001209191-19-014639 · doc4.xml · nonDerivative · entry 2

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,075.521

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2016-2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:41 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 44,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014639 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 893,985.521

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2016-2018.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:42 UTC
WILSON D ELLENEVP & Chief HR Officer
GrantNon-Qualified Stock Options (right to buy) · Derivative 21,377 $0.00 Strike: $262.98 $0.00
Disclosure

SEC source: 0001209191-19-014642 · doc4.xml · derivative · entry 4

WILSON D ELLEN · CIK 0001633390 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,377

Underlying: Common Stock · 21,377 shares

Expires 2029-02-26

F5 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:42 UTC
WILSON D ELLENEVP & Chief HR Officer
GrantCommon Stock 3,803 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014642 · doc4.xml · nonDerivative · entry 3

WILSON D ELLEN · CIK 0001633390 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,485.848

F3 · shares: The restricted stock units vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

F4 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 26, 2019, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Shares is 7,606.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 22:42 UTC
WILSON D ELLENEVP & Chief HR Officer
Tax withholdingCommon Stock 7,423 $262.98 $1,952,100.54
Disclosure

SEC source: 0001209191-19-014642 · doc4.xml · nonDerivative · entry 2

WILSON D ELLEN · CIK 0001633390 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,682.848

F2 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2016-2018.

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February 26, 2019 Filed Feb 28, 2019 22:42 UTC
WILSON D ELLENEVP & Chief HR Officer
GrantCommon Stock 16,278 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014642 · doc4.xml · nonDerivative · entry 1

WILSON D ELLEN · CIK 0001633390 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,105.848

F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2016-2018.

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February 26, 2019 Filed Feb 28, 2019 22:43 UTC
WITTY ANDREWEVP & CEO, Optum
GrantNon-Qualified Stock Options (right to buy) · Derivative 50,770 $0.00 Strike: $262.98 $0.00
Disclosure

SEC source: 0001209191-19-014645 · doc4.xml · derivative · entry 2

WITTY ANDREW · CIK 0001711304 · EVP & CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,770

Underlying: Common Stock · 50,770 shares

Expires 2029-02-26

F3 · derivative.exercise_date: The stock options vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

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February 26, 2019 Filed Feb 28, 2019 22:43 UTC
WITTY ANDREWEVP & CEO, Optum
GrantCommon Stock 9,032 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-014645 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · EVP & CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,399.07

F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 26 from the years 2020 through 2023.

F2 · balance_after: Amount does not include Performance Share Awards granted to the executive officer on February 26, 2019, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of Performance Shares that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of Performance Awards is 18,063.

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February 13, 2019 Filed Feb 14, 2019 23:10 UTC
HEMSLEY STEPHEN JDirector · Executive Chair of the Board
Tax withholdingCommon Stock 901 $263.80 $237,683.80
Disclosure

SEC source: 0001209191-19-010394 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director · Executive Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,042,184.572

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February 13, 2019 Filed Feb 14, 2019 23:10 UTC
Nelson Steven HEVP & CEO, UnitedHealthcare
Tax withholdingCommon Stock 675 $263.80 $178,065.00
Disclosure

SEC source: 0001209191-19-010396 · doc4.xml · nonDerivative · entry 1

Nelson Steven H · CIK 0001320490 · EVP & CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,802.204

Read SEC document
February 13, 2019 Filed Feb 14, 2019 23:12 UTC
REX JOHN FEVP Chief Financial Officer
Tax withholdingCommon Stock 688 $263.80 $181,494.40
Disclosure

SEC source: 0001209191-19-010399 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,802.302

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February 13, 2019 Filed Feb 14, 2019 23:12 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 440 $263.80 $116,072.00
Disclosure

SEC source: 0001209191-19-010401 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,595.667

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.