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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
Parsed reports
3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2020 Filed Dec 30, 2020 23:09 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
SaleCommon Stock 8,562 $347.08 $2,971,698.96
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · nonDerivative · entry 6

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,758.099

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 23:09 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 34,375 $0.00 Strike: $108.97 $0.00
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · derivative · entry 8

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,375 shares

Expires 2025-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 10 from the years 2016 through 2019.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 23:09 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 21,531 $347.99 $7,492,572.69
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · nonDerivative · entry 5

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,320.099

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 23:09 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Exercise / conversionCommon Stock 34,375 $108.97 $3,745,843.75
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · nonDerivative · entry 4

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,851.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 23:09 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
SaleCommon Stock 9,681 $348.00 $3,368,988.00
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · nonDerivative · entry 3

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,476.099

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 23:09 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 33,568 $0.00 Strike: $70.24 $0.00
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · derivative · entry 7

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,568 shares

Expires 2024-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 12 from the years 2015 through 2018.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 23:09 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 19,045 $343.21 $6,536,434.45
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,157.099

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 23:09 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Exercise / conversionCommon Stock 33,568 $70.24 $2,357,816.32
Disclosure

SEC source: 0001209191-20-065574 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,202.099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/16/2020.

Read SEC document
December 23, 2020 Filed Jan 6, 2021 22:41 UTC GiftCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002296 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,487.019

F1 · balance_after: Reflects transfer of 37,830 shares previously owned directly which were contributed to an irrevocable trust on December 17, 2020. This transaction was exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
December 17, 2020 Filed Dec 17, 2020 22:11 UTC GiftCommon Stock 5,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064128 · doc4.xml · nonDerivative · entry 3

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,806

Read SEC document
December 16, 2020 Filed Dec 17, 2020 22:15 UTC
McMahon Dirk CChief Executive Officer, UHC
Tax withholdingCommon Stock 327.185 $339.34 $111,026.96
Disclosure

SEC source: 0001209191-20-064134 · doc4.xml · nonDerivative · entry 2

McMahon Dirk C · CIK 0001781821 · Chief Executive Officer, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,732.03

F2 · shares: Represents the cancellation of shares for the payment of a FICA tax liability.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 22:19 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
Tax withholdingCommon Stock 535.413 $339.34 $181,687.05
Disclosure

SEC source: 0001209191-20-064147 · doc4.xml · nonDerivative · entry 2

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,634.099

F2 · shares: Represents the cancellation of shares for the payment of a FICA tax liability.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 22:19 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
Tax withholdingCommon Stock 465.336 $339.34 $157,907.12
Disclosure

SEC source: 0001209191-20-064149 · doc4.xml · nonDerivative · entry 2

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,872.399

F2 · shares: Represents the cancellation of shares for the payment of a FICA tax liability.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:11 UTC GrantCommon Stock 94 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064128 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,581

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:11 UTC SaleCommon Stock 2,500 $340.00 $850,000.00
Disclosure

SEC source: 0001209191-20-064128 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,336,500

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:12 UTC GrantCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064129 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,221

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

F2 · balance_after: Excludes 2,000 shares previously owned directly which were contributed to an irrevocable trust on October 13, 2020. This transaction was exempt from Section 16 pursuant to Rule 16A-13.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:13 UTC GrantCommon Stock 72.397 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064130 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,061,317.019

F1 · shares: Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest.

F2 · balance_after: Includes 205,012 shares transferred from Grantor Retained Annuity Trust #5 to satisfy an annuity payment on May 26, 2020. This transfer was exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:13 UTC GrantCommon Stock 120 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064131 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,875

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:14 UTC
LEWIS PATRICIA LEVP and Chief HR Officer
GrantCommon Stock 10.801 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064132 · doc4.xml · nonDerivative · entry 1

LEWIS PATRICIA L · CIK 0001809858 · EVP and Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,945.78

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:15 UTC
McMahon Dirk CChief Executive Officer, UHC
GrantCommon Stock 61.144 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064134 · doc4.xml · nonDerivative · entry 1

McMahon Dirk C · CIK 0001781821 · Chief Executive Officer, UHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,059.215

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:15 UTC GrantCommon Stock 13 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064136 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,851

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:16 UTC GrantCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064139 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested but must be retained by the director until the director's completion of service on the Board.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:17 UTC GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064141 · doc4.xml · nonDerivative · entry 1

Noseworthy John H · CIK 0001706596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:17 UTC GrantCommon Stock 178 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064143 · doc4.xml · nonDerivative · entry 1

RENWICK GLENN M · CIK 0001198119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,468

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:18 UTC
REX JOHN FEVP Chief Financial Officer
GrantCommon Stock 64.901 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064144 · doc4.xml · nonDerivative · entry 1

REX JOHN F · CIK 0001676672 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,073.668

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:18 UTC
ROOS THOMAS EChief Accounting Officer
GrantCommon Stock 31.956 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064146 · doc4.xml · nonDerivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,122.163

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:19 UTC
SHORT MARIANNE DEVP & Chief Legal Officer
GrantCommon Stock 53.924 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064147 · doc4.xml · nonDerivative · entry 1

SHORT MARIANNE D · CIK 0001565456 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,169.512

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:19 UTC
WICHMANN DAVID SDirector · Chief Executive Officer
GrantCommon Stock 113.465 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064149 · doc4.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,337.735

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:20 UTC GrantCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064150 · doc4.xml · nonDerivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,555

F1 · shares: Represents dividend equivalents paid on vested deferred stock units. The dividend equivalents are immediately vested and are subject to the same terms as the underlying deferred stock units.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:20 UTC
WITTY ANDREWPresident, UHG & CEO, Optum
GrantCommon Stock 177.584 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064152 · doc4.xml · nonDerivative · entry 1

WITTY ANDREW · CIK 0001711304 · President, UHG & CEO, Optum

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,807.208

F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 22:01 UTC SaleCommon Stock 3,000 $336.50 $1,009,500.00
Disclosure

SEC source: 0001209191-20-063265 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,339,000

Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:01 UTC SaleCommon Stock 2,500 $342.00 $855,000.00
Disclosure

SEC source: 0001209191-20-063265 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,342,000

Read SEC document
December 08, 2020 Filed Dec 10, 2020 23:27 UTC SaleCommon Stock 7,000 $349.78 $2,448,443.90
Disclosure

SEC source: 0001209191-20-062779 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,344,500

F1 · price: This transaction was executed in multiple trades ranging from $349.701 to $349.85 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 21:26 UTC SaleCommon Stock 5,000 $349.41 $1,747,064.00
Disclosure

SEC source: 0001209191-20-057646 · doc4.xml · nonDerivative · entry 3

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,351,500

F3 · price: This transaction was executed in multiple trades ranging from $349.02 to $349.87 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 21:26 UTC SaleCommon Stock 4,300 $350.35 $1,506,520.05
Disclosure

SEC source: 0001209191-20-057646 · doc4.xml · nonDerivative · entry 2

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,356,500

F2 · price: This transaction was executed in multiple trades ranging from $350.16 to $350.67 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 21:26 UTC SaleCommon Stock 700 $349.31 $244,516.02
Disclosure

SEC source: 0001209191-20-057646 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 1,360,800

F1 · price: This transaction was executed in multiple trades ranging from $349.11 to $349.49 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.

Read SEC document
November 04, 2020 Filed Dec 17, 2020 22:18 UTC
ROOS THOMAS EChief Accounting Officer
GiftCommon Stock 304 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064146 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,090.207

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:36 UTC
ROOS THOMAS EChief Accounting Officer
Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 33,073 $0.00 Strike: $111.16 $0.00
Disclosure

SEC source: 0001209191-20-056644 · doc4.xml · derivative · entry 3

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,073 shares

Expires 2026-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The non-qualified stock options vested at a rate of 25% annually on February 9 from the years 2017 through 2020.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:36 UTC
ROOS THOMAS EChief Accounting Officer
Tax withholdingCommon Stock 22,318 $308.93 $6,894,588.15
Disclosure

SEC source: 0001209191-20-056644 · doc4.xml · nonDerivative · entry 2

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,394.207

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:36 UTC
ROOS THOMAS EChief Accounting Officer
Exercise / conversionCommon Stock 33,073 $111.16 $3,676,394.68
Disclosure

SEC source: 0001209191-20-056644 · doc4.xml · nonDerivative · entry 1

ROOS THOMAS E · CIK 0001651737 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,712.207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 21:06 UTC SaleCommon Stock 23,579 $329.86 $7,777,863.26
Disclosure

SEC source: 0001209191-20-055934 · doc4.xml · nonDerivative · entry 2

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,232.622

F3 · price: This transaction was executed in multiple trades ranging from $328.90 to $330.84 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 21:06 UTC SaleCommon Stock 75,000 $329.35 $24,700,950.00
Disclosure

SEC source: 0001209191-20-055934 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,811.622

F1 · price: This transaction was executed in multiple trades ranging from approximately $328.885 to $330.99 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F2 · balance_after: Includes 36,700 shares transferred from GRAT #2 and 178,500 shares transferred from GRAT #6 on October 19, 2020 to satisfy annuity payments. These transactions were exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
October 19, 2020 Filed Oct 27, 2020 21:06 UTC GiftCommon Stock 172,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055934 · doc4.xml · nonDerivative · entry 4

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by GRAT2

Disclosed balance after: 0

F4 · balance_after: On October 19, 2020, 36,700 shares held in GRAT #2 were distributed to the reporting person to satisfy an annuity payment and are reported as directly owned as set forth in footnote (2).

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC GrantCommon Stock 280 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053677 · doc4.xml · nonDerivative · entry 1

FLYNN TIMOTHY PATRICK · CIK 0001550322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,201

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC GrantCommon Stock 164 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053674 · doc4.xml · nonDerivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,487

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 20:47 UTC GrantCommon Stock 467 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053678 · doc4.xml · nonDerivative · entry 1

HEMSLEY STEPHEN J · CIK 0001180162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,611.622

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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October 01, 2020 Filed Oct 5, 2020 20:48 UTC GrantCommon Stock 164 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053680 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,755

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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October 01, 2020 Filed Oct 5, 2020 20:48 UTC GrantCommon Stock 264 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053681 · doc4.xml · nonDerivative · entry 1

MCNABB FREDERICK WILLIAM III · CIK 0001731814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,838

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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October 01, 2020 Filed Oct 5, 2020 20:48 UTC GrantCommon Stock 214 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053682 · doc4.xml · nonDerivative · entry 1

MONTGOMERY RICE VALERIE MD · CIK 0001714561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,712

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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October 01, 2020 Filed Oct 5, 2020 20:49 UTC GrantCommon Stock 264 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053684 · doc4.xml · nonDerivative · entry 1

Noseworthy John H · CIK 0001706596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,103

F1 · shares: Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.