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Nasdaq · USD

UMBF

UMB FINANCIAL CORP

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Tapewire entity
2021
SEC CIK
0000101382
Parsed reports
1,215

Last 12 months

Inside the activity.

6 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202522
Dec 202502
Jan 202600
Feb 202624
Mar 202600
Apr 202600
May 202600
Jun 202604
Jul 202602
Aug 2026011
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2017 Filed Jun 8, 2017 22:39 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $75.21 $7,521.00
Disclosure

SEC source: 0001127602-17-020984 · form4.xml · nonDerivative · entry 8

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,060.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:39 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.91 $7,491.00
Disclosure

SEC source: 0001127602-17-020984 · form4.xml · nonDerivative · entry 7

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,860.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:39 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $75.15 $7,515.00
Disclosure

SEC source: 0001127602-17-020984 · form4.xml · nonDerivative · entry 6

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,960.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:39 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $75.30 $7,530.00
Disclosure

SEC source: 0001127602-17-020984 · form4.xml · nonDerivative · entry 5

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,160.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:39 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $75.22 $7,522.00
Disclosure

SEC source: 0001127602-17-020984 · form4.xml · nonDerivative · entry 4

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,260.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:39 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $75.33 $7,533.00
Disclosure

SEC source: 0001127602-17-020984 · form4.xml · nonDerivative · entry 3

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,360.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:39 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $75.26 $7,526.00
Disclosure

SEC source: 0001127602-17-020984 · form4.xml · nonDerivative · entry 2

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,460.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:39 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $75.47 $7,547.00
Disclosure

SEC source: 0001127602-17-020984 · form4.xml · nonDerivative · entry 1

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,560.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
Exercise / conversionStock Option (Right to Buy) · Derivative 6,043 $0.00 Strike: $57.40 $0.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · derivative · entry 32

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,044

Underlying: Common Stock · 6,043 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
Exercise / conversionStock Option (Right to Buy) · Derivative 7,408 $0.00 Strike: $45.58 $0.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · derivative · entry 31

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648

Underlying: Common Stock · 7,408 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $75.42 $7,542.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 29

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,660.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 35 $75.40 $2,639.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 28

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,760.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $75.05 $7,505.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 27

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,795.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $75.06 $7,506.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 26

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,895.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $75.00 $7,500.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 25

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,995.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.94 $7,494.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 24

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,095.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.69 $7,469.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 23

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,195.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.70 $7,470.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 22

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,295.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.58 $7,458.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 21

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,395.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.65 $7,465.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 20

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,495.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 300 $74.45 $22,335.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 19

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,595.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.57 $7,457.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 18

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,895.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.43 $7,443.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 17

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,995.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 200 $74.32 $14,864.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 16

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,095.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 300 $74.40 $22,320.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 15

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,295.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 75 $74.28 $5,571.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 14

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,595.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 25 $74.30 $1,857.50
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 13

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,670.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 200 $74.35 $14,870.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 12

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,695.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.37 $7,437.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 11

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,895.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.39 $7,439.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 10

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,995.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 190 $74.38 $14,132.20
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 9

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,095.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.32 $7,431.50
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 8

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,285.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.36 $7,436.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 7

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,385.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 42 $74.27 $3,119.34
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 6

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,485.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 58 $74.29 $4,308.82
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 5

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,527.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.41 $7,441.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 4

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,585.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
SaleCommon Stock 100 $74.33 $7,433.00
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 3

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,685.6902

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
Exercise / conversionCommon Stock 6,043 $57.40 $346,868.20
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 2

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,785.6902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 8, 2017 22:36 UTC
Hagedorn Michael DPresident of Subsidiary
Exercise / conversionCommon Stock 7,408 $45.58 $337,656.64
Disclosure

SEC source: 0001127602-17-020982 · form4.xml · nonDerivative · entry 1

Hagedorn Michael D · CIK 0001321912 · President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,742.6902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 20:51 UTC
Macke Kevin MExecutive Vice President
SaleCommon Stock 900 $74.67 $67,203.90
Disclosure

SEC source: 0001127602-17-021202 · form4.xml · nonDerivative · entry 2

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,731.9408

Read SEC document
June 08, 2017 Filed Jun 12, 2017 20:51 UTC
Macke Kevin MExecutive Vice President
SaleCommon Stock 100 $74.69 $7,469.00
Disclosure

SEC source: 0001127602-17-021202 · form4.xml · nonDerivative · entry 1

Macke Kevin M · CIK 0001659944 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,631.9408

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 20:58 UTC
Iseman Andrew JCEO of Subsidiary
SaleCommon Stock 2,486 $74.25 $184,585.75
Disclosure

SEC source: 0001127602-17-021205 · form4.xml · nonDerivative · entry 3

Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,068.2287

Read SEC document
June 08, 2017 Filed Jun 12, 2017 20:58 UTC
Iseman Andrew JCEO of Subsidiary
SaleCommon Stock 800 $74.25 $59,400.00
Disclosure

SEC source: 0001127602-17-021205 · form4.xml · nonDerivative · entry 2

Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,554.2287

Read SEC document
June 08, 2017 Filed Jun 12, 2017 20:58 UTC
Iseman Andrew JCEO of Subsidiary
SaleCommon Stock 100 $74.30 $7,430.00
Disclosure

SEC source: 0001127602-17-021205 · form4.xml · nonDerivative · entry 1

Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,354.2287

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 20:53 UTC SaleCommon Stock 1,000 $74.00 $74,000.00
Disclosure

SEC source: 0001127602-17-021203 · form4.xml · nonDerivative · entry 2

KEMPER ALEXANDER C · CIK 0001229108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,309

Read SEC document
June 08, 2017 Filed Jun 12, 2017 20:53 UTC SaleCommon Stock 1,000 $74.46 $74,458.00
Disclosure

SEC source: 0001127602-17-021203 · form4.xml · nonDerivative · entry 1

KEMPER ALEXANDER C · CIK 0001229108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,309

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:41 UTC PurchaseCommon Stock 14.1894 $70.48 $1,000.00
Disclosure

SEC source: 0001127602-17-020486 · form4.xml · nonDerivative · entry 1

GRAVES GREG M · CIK 0001267879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,360.4994

Read SEC document
May 19, 2017 Filed May 22, 2017 16:09 UTC PurchaseCommon Stock 2,000 $70.53 $141,060.00
Disclosure

SEC source: 0001127602-17-018936 · form4.xml · nonDerivative · entry 1

Murphy Timothy R. · CIK 0001680004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,549

Read SEC document
May 16, 2017 Filed May 17, 2017 16:48 UTC
Swett Christian REVP/Chief Credit Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,400 $0.00 Strike: $38.54 $0.00
Disclosure

SEC source: 0001127602-17-018432 · form4.xml · derivative · entry 3

Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2017 Filed May 17, 2017 16:48 UTC
Swett Christian REVP/Chief Credit Officer
Exercise / conversionCommon Stock 1,400 $38.54 $53,956.00
Disclosure

SEC source: 0001127602-17-018432 · form4.xml · nonDerivative · entry 1

Swett Christian R · CIK 0001659989 · EVP/Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,652.6183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.