UFI

SEC source: 0001214659-24-020182 · marketforms-67519.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,140

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the first vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the U.S. Securities and Exchange Commission on November 8, 2023.

SEC source: 0001214659-24-020179 · marketforms-67516.xml · nonDerivative · entry 1

BOYD MEREDITH SUZANNE · CIK 0002009657 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,843

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the vesting of restricted stock units that were granted on November 6, 2023 and reported on the reporting person's Initial Statement of Beneficial Ownership of Securities on Form 3 filed with the U.S. Securities and Exchange Commission on February 1, 2024.

SEC source: 0001214659-24-019559 · marketforms-67412.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,056

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the second vesting date of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the U.S. Securities and Exchange Commission on November 21, 2022.

SEC source: 0001214659-24-019557 · marketforms-67410.xml · nonDerivative · entry 1

MOORE BRIAN DAVID · CIK 0002009479 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,080

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the vesting of restricted stock units that were granted on November 21, 2022 and reported on the reporting person's Initial Statement of Beneficial Ownership of Securities on Form 3 filed with the U.S. Securities and Exchange Commission on February 1, 2024.

SEC source: 0001214659-24-019558 · marketforms-67411.xml · nonDerivative · entry 1

EAKER ANDREW JAMES · CIK 0001991763 · EVP, CFO, & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,212

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the vesting of restricted stock units that were granted on November 21, 2022 and reported on the reporting person's Initial Statement of Beneficial Ownership of Securities on Form 3 filed with the U.S. Securities and Exchange Commission on August 30, 2023.

SEC source: 0001214659-24-019555 · marketforms-67406.xml · derivative · entry 3

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,128

Underlying: Common Stock · 5,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On November 21, 2022, the reporting person was granted 22,256 restricted stock units, with 25% vesting on November 21, 2023, 25% vesting on November 21, 2024, and 50% vesting on November 21, 2025.

F2 · derivative.expiration_date: On November 21, 2022, the reporting person was granted 22,256 restricted stock units, with 25% vesting on November 21, 2023, 25% vesting on November 21, 2024, and 50% vesting on November 21, 2025.

SEC source: 0001214659-24-019555 · marketforms-67406.xml · nonDerivative · entry 2

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001214659-24-019555 · marketforms-67406.xml · nonDerivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, is settled in cash.

SEC source: 0001214659-24-019556 · marketforms-67409.xml · nonDerivative · entry 1

BOYD MEREDITH SUZANNE · CIK 0002009657 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,481

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the vesting of restricted stock units that were granted on November 21, 2022 and reported on the reporting person's Initial Statement of Beneficial Ownership of Securities on Form 3 filed with the U.S. Securities and Exchange Commission on February 1, 2024.

SEC source: 0001214659-24-018624 · marketforms-67281.xml · derivative · entry 3

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,883

Underlying: Common Stock · 3,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On November 6, 2023, the reporting person was granted 15,844 restricted stock units, with 25% vesting on November 6, 2024, 25% vesting on November 6, 2025, and 50% vesting on November 6, 2026.

F2 · derivative.expiration_date: On November 6, 2023, the reporting person was granted 15,844 restricted stock units, with 25% vesting on November 6, 2024, 25% vesting on November 6, 2025, and 50% vesting on November 6, 2026.

SEC source: 0001214659-24-018624 · marketforms-67281.xml · nonDerivative · entry 2

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001214659-24-018624 · marketforms-67281.xml · nonDerivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, is settled in cash.

SEC source: 0000950142-24-002658 · es240551602_4-present.xml · nonDerivative · entry 1

PRESENT SUZANNE · CIK 0001444739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,598

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of the issuer's common stock following the reporting person's termination of services as a director of the issuer.

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of the issuer's common stock following the reporting person's termination of services as a director of the issuer.

SEC source: 0001214659-24-018176 · marketforms-67215.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,063

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 28, 2025, 25% vesting on October 29, 2026, and 50% vesting on October 29, 2027.

SEC source: 0001214659-24-018175 · marketforms-67243.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,299

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of the issuer's common stock following the reporting person's termination of services as a director of the issuer.

F2 · balance_after: Excludes 29,066 shares of common stock previously reported as held by the reporting person for the benefit of In-Cap Spring Master Fund, L.P. ("In-Cap Spring Master Fund") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap. The reporting person disclosed those shares but expressly disclaimed beneficial ownership of the shares held for the benefit of In-Cap Spring Master Fund in previous filings. Upon the reporting person's separation from In-Cap, the reporting person assigned the shares of common stock directly to In-Cap Spring Master Fund.

SEC source: 0001214659-24-018174 · marketforms-67240.xml · nonDerivative · entry 1

Ramlo Rhonda L. · CIK 0001891054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,580

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of the issuer's common stock following the reporting person's termination of services as a director of the issuer.

SEC source: 0001214659-24-018172 · marketforms-67237.xml · nonDerivative · entry 1

BLAKE FRANCIS S · CIK 0001194702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,919

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of the issuer's common stock following the reporting person's termination of services as a director of the issuer.

SEC source: 0001214659-24-018173 · marketforms-67238.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,335,903

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of the issuer's common stock following the reporting person's termination of services as a director of the issuer.

SEC source: 0001214659-24-018171 · marketforms-67232.xml · nonDerivative · entry 1

Battle Emma S. · CIK 0001769744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,271

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of the issuer's common stock following the reporting person's termination of services as a director of the issuer.

SEC source: 0001214659-24-018083 · marketforms-67214.xml · nonDerivative · entry 1

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,958

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Chief Executive Officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 27, 2025, 25% vesting on October 28, 2026, and 50% vesting on October 28, 2027.

SEC source: 0001214659-24-018081 · marketforms-67221.xml · nonDerivative · entry 2

EAKER ANDREW JAMES · CIK 0001991763 · EVP, CFO, & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,471

F2 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Vice President, Chief Financial Officer, and Treasurer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 50% vesting on November 27, 2025, 25% vesting on October 28, 2026, and 25% vesting on October 28, 2027.

SEC source: 0001214659-24-018081 · marketforms-67221.xml · nonDerivative · entry 1

EAKER ANDREW JAMES · CIK 0001991763 · EVP, CFO, & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,471

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Vice President, Chief Financial Officer, and Treasurer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 27, 2025, 25% vesting on October 28, 2026, and 50% vesting on October 28, 2027.

SEC source: 0001214659-24-018080 · marketforms-67219.xml · nonDerivative · entry 2

MOORE BRIAN DAVID · CIK 0002009479 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,317

F2 · shares: Represents a grant of restricted stock units from the issuer for services as an Executive Vice President of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 50% vesting on November 27, 2025, 25% vesting on October 28, 2026, and 25% vesting on October 28, 2027.

SEC source: 0001214659-24-018080 · marketforms-67219.xml · nonDerivative · entry 1

MOORE BRIAN DAVID · CIK 0002009479 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,317

F1 · shares: Represents a grant of restricted stock units from the issuer for services as an Executive Vice President of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 27, 2025, 25% vesting on October 28, 2026, and 50% vesting on October 28, 2027.

SEC source: 0001214659-24-018079 · marketforms-67218.xml · nonDerivative · entry 2

BOYD MEREDITH SUZANNE · CIK 0002009657 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,782

F2 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Vice President and Chief Product Officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 50% vesting on November 27, 2025, 25% vesting on October 28, 2026, and 25% vesting on October 28, 2027.

SEC source: 0001214659-24-018079 · marketforms-67218.xml · nonDerivative · entry 1

BOYD MEREDITH SUZANNE · CIK 0002009657 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,782

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Vice President and Chief Product Officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on November 27, 2025, 25% vesting on October 28, 2026, and 50% vesting on October 28, 2027.

SEC source: 0001214659-24-018078 · marketforms-67222.xml · derivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,840

Underlying: Common Stock · 16,840 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On October 28, 2024, the reporting person was granted 16,840 restricted stock units, with 25% vesting on October 28, 2025, 25% vesting on October 28, 2026, and 50% vesting on October 28, 2027.

F2 · derivative.expiration_date: On October 28, 2024, the reporting person was granted 16,840 restricted stock units, with 25% vesting on October 28, 2025, 25% vesting on October 28, 2026, and 50% vesting on October 28, 2027.

SEC source: 0001214659-24-018045 · marketforms-67189.xml · nonDerivative · entry 1

EAKER ANDREW JAMES · CIK 0001991763 · EVP, CFO, & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,211

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the vesting of restricted stock units that were granted on October 26, 2021 and reported on the reporting person's Initial Statement of Beneficial Ownership of Securities on Form 3 filed with the U.S. Securities and Exchange Commission on August 30, 2023.

SEC source: 0001214659-24-018043 · marketforms-67188.xml · nonDerivative · entry 1

MOORE BRIAN DAVID · CIK 0002009479 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,057

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the vesting of restricted stock units that were granted on October 26, 2021 and reported on the reporting person's Initial Statement of Beneficial Ownership of Securities on Form 3 filed with the U.S. Securities and Exchange Commission on February 1, 2024.

SEC source: 0001214659-24-018041 · marketforms-67187.xml · nonDerivative · entry 1

BOYD MEREDITH SUZANNE · CIK 0002009657 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,522

F1 · shares: Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the vesting of restricted stock units that were granted on October 26, 2021 and reported on the reporting person's Initial Statement of Beneficial Ownership of Securities on Form 3 filed with the U.S. Securities and Exchange Commission on February 1, 2024.

SEC source: 0001214659-24-018040 · marketforms-67190.xml · derivative · entry 3

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On October 26, 2021, the reporting person was granted 7,144 restricted stock units, with 25% vesting on October 26, 2022, 25% vesting on October 26, 2023, and 50% vesting on October 26, 2024.

F2 · derivative.expiration_date: On October 26, 2021, the reporting person was granted 7,144 restricted stock units, with 25% vesting on October 26, 2022, 25% vesting on October 26, 2023, and 50% vesting on October 26, 2024.

SEC source: 0001214659-24-018040 · marketforms-67190.xml · nonDerivative · entry 2

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001214659-24-018040 · marketforms-67190.xml · nonDerivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, is settled in cash.

SEC source: 0001214659-24-002009 · marketforms-64589.xml · nonDerivative · entry 1

EAKER ANDREW JAMES · CIK 0001991763 · EVP, CFO, & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,364

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Vice President, Chief Financial Officer, and Treasurer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on March 3, 2025, 25% vesting on February 2, 2026, and 50% vesting on February 2, 2027.

SEC source: 0001214659-23-016913 · marketforms-63931.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,321,306

SEC source: 0000902664-23-005733 · ownership.xml · nonDerivative · entry 2

INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner

UBBEN JEFFREY W · CIK 0001159187 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,686,887

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.895, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.

F5 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-23-005733 · ownership.xml · nonDerivative · entry 1

INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner

UBBEN JEFFREY W · CIK 0001159187 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 1,858,529

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3 · ownership.nature: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.

F5 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0001214659-23-015503 · marketforms-63592.xml · derivative · entry 3

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,692

Underlying: Common Stock · 5,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On November 21, 2022, the reporting person was granted 22,256 restricted stock units, with 25% vesting on November 21, 2023, 25% vesting on November 21, 2024, and 50% vesting on November 21, 2025.

F2 · derivative.expiration_date: On November 21, 2022, the reporting person was granted 22,256 restricted stock units, with 25% vesting on November 21, 2023, 25% vesting on November 21, 2024, and 50% vesting on November 21, 2025.

SEC source: 0001214659-23-015503 · marketforms-63592.xml · nonDerivative · entry 2

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001214659-23-015503 · marketforms-63592.xml · nonDerivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, is settled in cash.

SEC source: 0001214659-23-014706 · marketforms-63484.xml · nonDerivative · entry 1

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,422

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Chief Executive Officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on December 6, 2024, 25% vesting on November 6, 2025, and 50% vesting on November 6, 2026.

SEC source: 0001214659-23-014705 · marketforms-63483.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,975

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on December 6, 2024, 25% vesting on November 6, 2025, and 50% vesting on November 6, 2026.

SEC source: 0001214659-23-014702 · marketforms-63488.xml · derivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,844

Underlying: Common Stock · 15,844 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On November 6, 2023, the reporting person was granted 15,844 restricted stock units, with 25% vesting on November 6, 2024, 25% vesting on November 6, 2025, and 50% vesting on November 6, 2026.

F2 · derivative.expiration_date: On November 6, 2023, the reporting person was granted 15,844 restricted stock units, with 25% vesting on November 6, 2024, 25% vesting on November 6, 2025, and 50% vesting on November 6, 2026.

SEC source: 0001214659-23-014703 · marketforms-63486.xml · nonDerivative · entry 1

EAKER ANDREW JAMES · CIK 0001991763 · Interim CFO, Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,364

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Interim Chief Executive Officer and Treasurer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on December 6, 2024, 25% vesting on November 6, 2025, and 50% vesting on November 6, 2026.

SEC source: 0001214659-23-014704 · marketforms-63487.xml · nonDerivative · entry 1

SIGMON GREGORY K · CIK 0001935471 · General Counsel & Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,306

F1 · shares: Represents a grant of restricted stock units from the issuer for services as an Executive Officer and General Counsel and Corporate Secretary of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on December 6, 2024, 25% vesting on November 6, 2025, and 50% vesting on November 6, 2026.

SEC source: 0000950142-23-002715 · es230416852_4-present.xml · nonDerivative · entry 1

PRESENT SUZANNE · CIK 0001444739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,622

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

SEC source: 0000902664-23-005309 · ownership.xml · nonDerivative · entry 1

INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks

UBBEN JEFFREY W · CIK 0001159187 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 29,066

F1 · shares: Represents a grant of common stock to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), a Founder and Managing Partner at In-Cap (as defined below), by the Issuer on October 31, 2023, for her services as a director of the Issuer pursuant to the Issuer's director compensation policy. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of In-Cap Spring Master Fund , L.P. ("In-Cap Spring Master Fund") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well.

F2 · balance_after: Includes a grant of 11,635 shares of common stock reported by Ms. Zlotnicka on her Form 4 filed on November 4, 2022.

F1 · ownership.nature: Represents a grant of common stock to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), a Founder and Managing Partner at In-Cap (as defined below), by the Issuer on October 31, 2023, for her services as a director of the Issuer pursuant to the Issuer's director compensation policy. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of In-Cap Spring Master Fund , L.P. ("In-Cap Spring Master Fund") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well.

F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.

SEC source: 0000902664-23-005308 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,066

F1 · security: Represents a grant of common stock from the Issuer for services as a director of the Issuer pursuant to the Issuer's director compensation policy. The Reporting Person is deemed to hold the shares of common stock for the benefit of In-Cap Spring Master Fund , L.P. ("In-Cap Spring Master Fund") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund.

F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

SEC source: 0001214659-23-014450 · marketforms-63433.xml · nonDerivative · entry 1

Ramlo Rhonda L. · CIK 0001891054 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,281

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

SEC source: 0001214659-23-014449 · marketforms-63432.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,821,306

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.