organization · Reporting owner
INCLUSIVE CAPITAL PARTNERS, L.P.
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AppHarvest, Inc.APPH · Entity 111251 | Director · 10% owner | June 10, 2021 | June 14, 2021 |
| Enviva, LLCEVA · Entity 84963 | 10% owner · See Remarks | November 14, 2023 | November 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AppHarvest, Inc.
Report date June 10, 2021 · Filed June 14, 2021
Jointly reported with UBBEN JEFFREY W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per share ("Common Stock")SEC Table I · non-derivative | IndirectSee footnotes | 8,798,704 |
Reported balance
After 2021-06-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-06-10 · Sale · Disposed 3,000,000 · Balance 8,798,704 F1: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager to In-Cap Spring Master Fund. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap. F2: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported s amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 3,373 |
Reported balance
Holding disclosure · report date 2021-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,373 F2: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported s amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F3: Represents shares of common stock of the Issuer issuable upon settlement of a restricted stock unit award that vests on the date of the next annual meeting of the Issuer's stockholders (the "Annual Meeting") following the grant date (or the date immediately preceding the date of the Annual Meeting if the recipient's service as a director ends at such Annual Meeting as a result of the director's failure to be re-elected or the director not standing for re-election). The restricted stock unit was awarded to Mr. Ubben. Mr. Ubben is deemed to hold the award for the benefit of In-Cap Spring Master Fund and In-Cap. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager to In-Cap Spring Master Fund. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap.
F2: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported s amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
F3: Represents shares of common stock of the Issuer issuable upon settlement of a restricted stock unit award that vests on the date of the next annual meeting of the Issuer's stockholders (the "Annual Meeting") following the grant date (or the date immediately preceding the date of the Annual Meeting if the recipient's service as a director ends at such Annual Meeting as a result of the director's failure to be re-elected or the director not standing for re-election). The restricted stock unit was awarded to Mr. Ubben. Mr. Ubben is deemed to hold the award for the benefit of In-Cap Spring Master Fund and In-Cap.
Enviva, LLC
Report date November 14, 2023 · Filed November 17, 2023
Jointly reported with UBBEN JEFFREY W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 5,348,710 |
Reported balance
After 2023-11-14 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-11-14 · Sale · Disposed 2,250,000 · Balance 5,348,710 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.575, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), to which In-Cap acts as investment manager. Mr. Jeffrey W. Ubben ("Mr. Ubben") indirectly controls In-Cap. F5: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 21,152 |
Reported balance
Holding disclosure · report date 2023-11-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 21,152 F3: Represents shares of common stock held by Mr. Ubben, which he is deemed to hold for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. F5: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 18,375 |
Reported balance
Holding disclosure · report date 2023-11-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 18,375 F4: Represents shares of common stock held by Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka"), which she is deemed to hold for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. F5: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.575, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F2: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), to which In-Cap acts as investment manager. Mr. Jeffrey W. Ubben ("Mr. Ubben") indirectly controls In-Cap.
F3: Represents shares of common stock held by Mr. Ubben, which he is deemed to hold for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.
F4: Represents shares of common stock held by Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka"), which she is deemed to hold for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.
F5: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UNIFI INC
Report date November 27, 2023 · Filed November 29, 2023
Jointly reported with UBBEN JEFFREY W
Section 16 reporting ended · disclosed 2023-11-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,858,529 |
Reported balance
After 2023-11-27 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2023-11-27 · Sale · Disposed 62,358 · Balance 1,858,529 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap. F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,686,887 |
Reported balance
After 2023-11-28 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2023-11-28 · Sale · Disposed 171,642 · Balance 1,686,887 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.895, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap. F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 29,066 |
Reported balance
Holding disclosure · report date 2023-11-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 29,066 F4: Represents shares of common stock granted by the Issuer pursuant to the Issuer's director compensation policy. The shares of common stock are deemed to be held for the benefit of In-Cap Spring Master Fund and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund. F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.895, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap.
F4: Represents shares of common stock granted by the Issuer pursuant to the Issuer's director compensation policy. The shares of common stock are deemed to be held for the benefit of In-Cap Spring Master Fund and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund.
F5: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 28, 2023 Filed Nov 29, 2023 22:12 UTC | UNIFI INC UFI · Entity 6574 | SaleCommon Stock | 171,642 | $6.52 | $1,118,264.79 |
DisclosureSEC source: 0000902664-23-005733 · ownership.xml · nonDerivative · entry 2 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner UBBEN JEFFREY W · CIK 0001159187 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,686,887 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.895, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap. F5 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 22:12 UTC | UNIFI INC UFI · Entity 6574 | SaleCommon Stock | 62,358 | $6.75 | $420,847.91 |
DisclosureSEC source: 0000902664-23-005733 · ownership.xml · nonDerivative · entry 1 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner UBBEN JEFFREY W · CIK 0001159187 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 1,858,529 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.52 to $6.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund , L.P. ("In-Cap Spring Master Fund") to which Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), acts as investment manager. Mr. Jeffrey W. Ubben indirectly controls In-Cap. F5 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 02:45 UTC | Enviva, LLC EVA · Entity 84963 | SaleCommon Stock | 2,250,000 | $1.49 | $3,349,350.00 |
DisclosureSEC source: 0000902664-23-005632 · ownership.xml · nonDerivative · entry 1 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 5,348,710 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.575, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap" or the "Reporting Person"), to which In-Cap acts as investment manager. Mr. Jeffrey W. Ubben ("Mr. Ubben") indirectly controls In-Cap. F5 · ownership.nature: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:29 UTC | UNIFI INC UFI · Entity 6574 | GrantCommon Stock | 7,452 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-005309 · ownership.xml · nonDerivative · entry 1 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 29,066 F1 · shares: Represents a grant of common stock to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), a Founder and Managing Partner at In-Cap (as defined below), by the Issuer on October 31, 2023, for her services as a director of the Issuer pursuant to the Issuer's director compensation policy. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of In-Cap Spring Master Fund , L.P. ("In-Cap Spring Master Fund") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well. F2 · balance_after: Includes a grant of 11,635 shares of common stock reported by Ms. Zlotnicka on her Form 4 filed on November 4, 2022. F1 · ownership.nature: Represents a grant of common stock to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), a Founder and Managing Partner at In-Cap (as defined below), by the Issuer on October 31, 2023, for her services as a director of the Issuer pursuant to the Issuer's director compensation policy. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of In-Cap Spring Master Fund , L.P. ("In-Cap Spring Master Fund") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:10 UTC | Enviva, LLC EVA · Entity 84963 | GrantCommon Stock | 10,152 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-005307 · ownership.xml · nonDerivative · entry 2 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 18,375 F2 · shares: Represents 10,152 shares of common stock granted to Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka") by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well. F2 · ownership.nature: Represents 10,152 shares of common stock granted to Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka") by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:10 UTC | Enviva, LLC EVA · Entity 84963 | GrantCommon Stock | 9,064 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-005307 · ownership.xml · nonDerivative · entry 1 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 21,152 F1 · shares: Represents 9,064 shares of common stock granted to Mr. Jeffrey W. Ubben ("Mr. Ubben") by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan. Mr. Ubben is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap" or the "Reporting Person") to which In-Cap acts as investment manager and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. F1 · ownership.nature: Represents 9,064 shares of common stock granted to Mr. Jeffrey W. Ubben ("Mr. Ubben") by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan. Mr. Ubben is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap" or the "Reporting Person") to which In-Cap acts as investment manager and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:15 UTC | Enviva, LLC EVA · Entity 84963 | GrantCommon Stock | 2,849 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004236 · ownership.xml · nonDerivative · entry 2 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 8,223 F2 · shares: Represents 2,849 shares of common stock granted to Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka") by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well. F2 · ownership.nature: Represents 2,849 shares of common stock granted to Ms. Eva Zlotnicka, a Founder and Managing Partner at In-Cap, ("Ms. Zlotnicka") by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan. Ms. Zlotnicka is deemed to hold the shares of common stock for the benefit of the In-Cap Funds and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. Ms. Zlotnicka has separately reported this grant on her own Form 4 as well. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:15 UTC | Enviva, LLC EVA · Entity 84963 | GrantCommon Stock | 2,544 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004236 · ownership.xml · nonDerivative · entry 1 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 12,088 F1 · shares: Represents 2,544 shares of common stock granted to Mr. Jeffrey W. Ubben ("Mr. Ubben") by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan. Mr. Ubben is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap" or the "Reporting Person") to which In-Cap acts as investment manager and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. F1 · ownership.nature: Represents 2,544 shares of common stock granted to Mr. Jeffrey W. Ubben ("Mr. Ubben") by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan. Mr. Ubben is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap" or the "Reporting Person") to which In-Cap acts as investment manager and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:17 UTC | Enviva, LLC EVA · Entity 84963 | GrantRestricted Stock Units · Derivative | 2,081 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000902664-22-001068 · ownership.xml · derivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner · See Remarks INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,081 Underlying: Common Stock · 2,081 shares Expires not disclosed F2 · shares: Restricted stock units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), and certain funds (the "In-Cap Funds") to which In-Cap acts as an investment manager. Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock unit is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock. F2 · derivative.exercise_date: Restricted stock units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), and certain funds (the "In-Cap Funds") to which In-Cap acts as an investment manager. Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock unit is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock. F2 · derivative.expiration_date: Restricted stock units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), and certain funds (the "In-Cap Funds") to which In-Cap acts as an investment manager. Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock unit is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock. F2 · derivative.underlying_shares: Restricted stock units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), and certain funds (the "In-Cap Funds") to which In-Cap acts as an investment manager. Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock unit is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock. F1 · ownership.direct: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.direct: Restricted stock units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), and certain funds (the "In-Cap Funds") to which In-Cap acts as an investment manager. Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock unit is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock. Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 23:13 UTC | Enviva, LLC EVA · Entity 84963 | Exercise / conversionRestricted Stock Units · Derivative | 2,379 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000902664-22-000735 · ownership.xml · derivative · entry 3 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner · See Remarks INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,379 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 27, 2022, the restricted stock units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of shares of common stock to Mr. Ubben. Mr. Ubben is deemed to hold the common stock received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F1 · derivative.exercise_date: On January 27, 2022, the restricted stock units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of shares of common stock to Mr. Ubben. Mr. Ubben is deemed to hold the common stock received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F1 · derivative.expiration_date: On January 27, 2022, the restricted stock units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of shares of common stock to Mr. Ubben. Mr. Ubben is deemed to hold the common stock received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F1 · derivative.underlying_shares: On January 27, 2022, the restricted stock units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of shares of common stock to Mr. Ubben. Mr. Ubben is deemed to hold the common stock received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F1 · ownership.direct: On January 27, 2022, the restricted stock units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of shares of common stock to Mr. Ubben. Mr. Ubben is deemed to hold the common stock received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F2 · ownership.direct: The filing of this statement shall not be deemed an admission that either Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 27, 2022 Filed Jan 28, 2022 23:13 UTC | Enviva, LLC EVA · Entity 84963 | Exercise / conversionCommon Stock | 2,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-22-000735 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner · See Remarks INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 27, 2022, the restricted stock units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of shares of common stock to Mr. Ubben. Mr. Ubben is deemed to hold the common stock received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F1 · ownership.direct: On January 27, 2022, the restricted stock units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of shares of common stock to Mr. Ubben. Mr. Ubben is deemed to hold the common stock received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F2 · ownership.direct: The filing of this statement shall not be deemed an admission that either Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 11:35 UTC | Enviva, LLC EVA · Entity 84963 | Exercise / conversionPhantom Units · Derivative | 2,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000902664-21-003762 · ownership.xml · derivative · entry 3 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner · See Remarks INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 2,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 5, 2021, the phantom units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of common units to Mr. Ubben. Mr. Ubben is deemed to hold the common units received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F1 · derivative.exercise_date: On August 5, 2021, the phantom units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of common units to Mr. Ubben. Mr. Ubben is deemed to hold the common units received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F1 · derivative.expiration_date: On August 5, 2021, the phantom units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of common units to Mr. Ubben. Mr. Ubben is deemed to hold the common units received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F1 · derivative.underlying_shares: On August 5, 2021, the phantom units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of common units to Mr. Ubben. Mr. Ubben is deemed to hold the common units received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F1 · ownership.direct: On August 5, 2021, the phantom units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of common units to Mr. Ubben. Mr. Ubben is deemed to hold the common units received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F2 · ownership.direct: The filing of this statement shall not be deemed an admission that either Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 11:35 UTC | Enviva, LLC EVA · Entity 84963 | Exercise / conversionCommon Units | 2,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-21-003762 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner · See Remarks INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On August 5, 2021, the phantom units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of common units to Mr. Ubben. Mr. Ubben is deemed to hold the common units received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F1 · ownership.direct: On August 5, 2021, the phantom units reported herein vested in accordance with Mr. Ubben's grant award and were settled through the issuance of an equal number of common units to Mr. Ubben. Mr. Ubben is deemed to hold the common units received upon vesting for the benefit of the In-Cap Funds (as defined below) and In-Cap (as defined below). F2 · ownership.direct: The filing of this statement shall not be deemed an admission that either Reporting Person (as defined below) is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:29 UTC | AppHarvest, Inc. APPH · Entity 111251 | SaleCommon Stock, par value $0.0001 per share ("Common Stock") | 3,000,000 | $16.50 | $49,500,000.00 |
DisclosureSEC source: 0000902664-21-003127 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,798,704 F1 · security: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager to In-Cap Spring Master Fund. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap. F1 · ownership.nature: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager to In-Cap Spring Master Fund. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported s amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:01 UTC | Enviva, LLC EVA · Entity 84963 | PurchaseCommon Units | 879,120 | $45.50 | $39,999,960.00 |
DisclosureSEC source: 0000902664-21-003072 · ownership.xml · nonDerivative · entry 1 INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner · See Remarks UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,713,987 F1 · ownership.nature: The securities reported herein are held by certain funds (the "In-Cap Funds") to which Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap. F2 · ownership.nature: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 22:17 UTC | AppHarvest, Inc. APPH · Entity 111251 | GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 3,373 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-21-002328 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,373 F1 · shares: Restricted stock units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben") which he is deemed to hold for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") and Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). The restricted stock units vest in full on the date of the next annual meeting of the Issuer's stockholders (the "Annual Meeting") following the grant date (or the date immediately preceding the date of the Annual Meeting if the recipient's service as a director ends at such Annual Meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the recipient's service as a director on such date. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 22:28 UTC | AppHarvest, Inc. APPH · Entity 111251 | GrantCommon Stock | 2,000,000 | $10.00 | $20,000,000.00 |
DisclosureSEC source: 0000902664-21-000724 · ownership.xml · nonDerivative · entry 3 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,798,704 F5 · kind: In-Cap Spring Master Fund purchased 2,000,000 shares of Common Stock from the Issuer, at a price of $10.00 per share, in a private placement. F1 · ownership.nature: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager to In-Cap Spring Master Fund. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap. F3 · ownership.nature: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 22:28 UTC | AppHarvest, Inc. APPH · Entity 111251 | GrantCommon Stock | 3,242,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-21-000724 · ownership.xml · nonDerivative · entry 2 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,798,704 F4 · kind: Received upon the closing of the transactions under the BCA (the "Closing") pursuant to the automatic conversion of principal and unpaid and accrued interest on certain convertible notes issued by Legacy AppHarvest and assumed by the Issuer immediately prior to the Closing. The conversion was effected at a price of $9.50 per share. F4 · price: Received upon the closing of the transactions under the BCA (the "Closing") pursuant to the automatic conversion of principal and unpaid and accrued interest on certain convertible notes issued by Legacy AppHarvest and assumed by the Issuer immediately prior to the Closing. The conversion was effected at a price of $9.50 per share. F1 · ownership.nature: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager to In-Cap Spring Master Fund. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap. F3 · ownership.nature: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 22:28 UTC | AppHarvest, Inc. APPH · Entity 111251 | GrantCommon Stock, par value $0.0001 per share ("Common Stock") | 6,556,368 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-21-000724 · ownership.xml · nonDerivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,556,368 F1 · security: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager to In-Cap Spring Master Fund. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap. F2 · kind: Received pursuant to the Business Combination Agreement and Plan of Reorganization (the "BCA"), dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer"). F2 · price: Received pursuant to the Business Combination Agreement and Plan of Reorganization (the "BCA"), dated as of September 28, 2020, by and among Novus Capital Corporation ("Novus"), ORGA Inc., a direct, wholly-owned subsidiary of Novus ("Merger Sub"), and AppHarvest Operations, Inc. (f/k/a AppHarvest, Inc.)("Legacy AppHarvest") pursuant to which, through a merger between Legacy AppHarvest and Merger Sub, Legacy AppHarvest became a direct, wholly-owned subsidiary of Novus, which subsequently changed its name to AppHarvest, Inc. (the "Issuer"). F1 · ownership.nature: The securities reported herein are held by Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund"). Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap") acts as investment manager to In-Cap Spring Master Fund. Mr. Jeffrey W. Ubben ("Mr. Ubben", and together with In-Cap, the "Reporting Persons") indirectly controls In-Cap. F3 · ownership.nature: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 22:13 UTC | Enviva, LLC EVA · Entity 84963 | GrantPhantom Units · Derivative | 2,379 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000902664-21-000691 · ownership.xml · derivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner · See Remarks INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,379 Underlying: Common Units · 2,379 shares Expires not disclosed F2 · shares: Phantom units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. and Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap"). Each phantom unit is the economic equivalent of one common unit and includes a tandem grant of a distribution equivalent right entitling the holder to receive an amount in cash equal to the value of any cash distributions paid to the holders of the Issuer's common units during the period in which the phantom unit is outstanding. The phantom units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of Enviva Partners GP, LLC, the general partner of the Issuer (the "General Partner"), through such date, and may be settled in either cash or common units. F2 · derivative.exercise_date: Phantom units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. and Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap"). Each phantom unit is the economic equivalent of one common unit and includes a tandem grant of a distribution equivalent right entitling the holder to receive an amount in cash equal to the value of any cash distributions paid to the holders of the Issuer's common units during the period in which the phantom unit is outstanding. The phantom units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of Enviva Partners GP, LLC, the general partner of the Issuer (the "General Partner"), through such date, and may be settled in either cash or common units. F2 · derivative.expiration_date: Phantom units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. and Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap"). Each phantom unit is the economic equivalent of one common unit and includes a tandem grant of a distribution equivalent right entitling the holder to receive an amount in cash equal to the value of any cash distributions paid to the holders of the Issuer's common units during the period in which the phantom unit is outstanding. The phantom units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of Enviva Partners GP, LLC, the general partner of the Issuer (the "General Partner"), through such date, and may be settled in either cash or common units. F2 · derivative.underlying_shares: Phantom units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. and Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap"). Each phantom unit is the economic equivalent of one common unit and includes a tandem grant of a distribution equivalent right entitling the holder to receive an amount in cash equal to the value of any cash distributions paid to the holders of the Issuer's common units during the period in which the phantom unit is outstanding. The phantom units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of Enviva Partners GP, LLC, the general partner of the Issuer (the "General Partner"), through such date, and may be settled in either cash or common units. F1 · ownership.direct: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.direct: Phantom units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. and Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap"). Each phantom unit is the economic equivalent of one common unit and includes a tandem grant of a distribution equivalent right entitling the holder to receive an amount in cash equal to the value of any cash distributions paid to the holders of the Issuer's common units during the period in which the phantom unit is outstanding. The phantom units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of Enviva Partners GP, LLC, the general partner of the Issuer (the "General Partner"), through such date, and may be settled in either cash or common units. Read SEC document |
| August 05, 2020 Filed Aug 6, 2020 21:18 UTC | Enviva, LLC EVA · Entity 84963 | GrantPhantom Units · Derivative | 2,875 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000902664-20-002895 · ownership.xml · derivative · entry 1 UBBEN JEFFREY W · CIK 0001159187 · Director · 10% owner · See Remarks INCLUSIVE CAPITAL PARTNERS, L.P. · CIK 0001817187 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,875 Underlying: Common Units · 2,875 shares Expires not disclosed F2 · shares: Phantom units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. (f/k/a ValueAct Spring Master Fund, L.P.) and Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap"). Each phantom unit is the economic equivalent of one common unit and includes a tandem grant of a distribution equivalent right entitling the holder to receive an amount in cash equal to the value of any cash distributions paid to the holders of the Issuer's common units during the period in which the phantom unit is outstanding. The phantom units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of Enviva Partners GP, LLC, the general partner of the Issuer, through such date, and may be settled in either cash or common units. F2 · derivative.exercise_date: Phantom units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. (f/k/a ValueAct Spring Master Fund, L.P.) and Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap"). Each phantom unit is the economic equivalent of one common unit and includes a tandem grant of a distribution equivalent right entitling the holder to receive an amount in cash equal to the value of any cash distributions paid to the holders of the Issuer's common units during the period in which the phantom unit is outstanding. The phantom units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of Enviva Partners GP, LLC, the general partner of the Issuer, through such date, and may be settled in either cash or common units. F2 · derivative.expiration_date: Phantom units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. (f/k/a ValueAct Spring Master Fund, L.P.) and Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap"). Each phantom unit is the economic equivalent of one common unit and includes a tandem grant of a distribution equivalent right entitling the holder to receive an amount in cash equal to the value of any cash distributions paid to the holders of the Issuer's common units during the period in which the phantom unit is outstanding. The phantom units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of Enviva Partners GP, LLC, the general partner of the Issuer, through such date, and may be settled in either cash or common units. F2 · derivative.underlying_shares: Phantom units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. (f/k/a ValueAct Spring Master Fund, L.P.) and Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap"). Each phantom unit is the economic equivalent of one common unit and includes a tandem grant of a distribution equivalent right entitling the holder to receive an amount in cash equal to the value of any cash distributions paid to the holders of the Issuer's common units during the period in which the phantom unit is outstanding. The phantom units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of Enviva Partners GP, LLC, the general partner of the Issuer, through such date, and may be settled in either cash or common units. F1 · ownership.direct: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Persons expressly disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.direct: Phantom units awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"), which he is deemed to hold for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. (f/k/a ValueAct Spring Master Fund, L.P.) and Inclusive Capital Partners, L.P., a Delaware limited partnership, ("In-Cap"). Each phantom unit is the economic equivalent of one common unit and includes a tandem grant of a distribution equivalent right entitling the holder to receive an amount in cash equal to the value of any cash distributions paid to the holders of the Issuer's common units during the period in which the phantom unit is outstanding. The phantom units will vest on the first anniversary of the date of grant as long as Mr. Ubben continues to serve as a member of the board of directors of Enviva Partners GP, LLC, the general partner of the Issuer, through such date, and may be settled in either cash or common units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.