Zlotnicka Eva T.

SEC source: 0001213900-25-104165 · marketforms-71155.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,327

F1 · shares: Represents a grant of restricted stock units from the issuer for service as a director of the issuer. The restricted stock units will vest over a one-year period coinciding with the reporting person's election to the Board of Directors until the 2026 annual shareholder meeting, with 25% vesting on January 28, 2026; 25% vesting on April 28, 2026; 25% vesting on July 28, 2026; and the final 25% vesting on the date of the 2026 annual shareholder meeting. The restricted stock units will be converted into an equivalent number of shares of the issuer's common stock following the reporting person's termination of service as a director of the issuer.

SEC source: 0001104659-24-127377 · tm2430694-9_4seq1.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On March 12, 2024, Enviva Inc., a Delaware corporation (the "Issuer") and certain subsidiaries of the Issuer (collectively, the "Debtors") filed voluntary petitions for reorganization under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the Eastern District of Virginia (the "Bankruptcy Court"). The Issuer also filed motions with the Bankruptcy Court seeking joint administration of the Debtors' cases under the caption In re Enviva Inc., et al., Case No. 24-10453 (the "Chapter 11 Cases"). On November 14, 2024, the Bankruptcy Court entered an order confirming the Debtors' Amended and Restated Joint Chapter 11 Plan of Reorganization of Enviva Inc. and Its Debtor Affiliates, dated as of October 4, 2024 (the "Plan"), and on December 6, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock, including any options, warrants, restricted stock units, and any other rights or agreements to acquire such common stock, outstanding immediately before the Effective Date was canceled, released, discharged, and extinguished.

SEC source: 0001214659-24-018175 · marketforms-67243.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,299

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of the issuer's common stock following the reporting person's termination of services as a director of the issuer.

F2 · balance_after: Excludes 29,066 shares of common stock previously reported as held by the reporting person for the benefit of In-Cap Spring Master Fund, L.P. ("In-Cap Spring Master Fund") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap. The reporting person disclosed those shares but expressly disclaimed beneficial ownership of the shares held for the benefit of In-Cap Spring Master Fund in previous filings. Upon the reporting person's separation from In-Cap, the reporting person assigned the shares of common stock directly to In-Cap Spring Master Fund.

SEC source: 0001104659-24-010282 · tm244840-11_4seq1.xml · derivative · entry 2

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On January 31, 2024, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person.

F2 · derivative.expiration_date: On January 31, 2024, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person.

SEC source: 0001104659-24-010282 · tm244840-11_4seq1.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount reported in Column 5 excludes 18,375 shares of common stock previously reported as held by the Reporting Person for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap. The Reporting Person disclosed those shares but expressly disclaimed beneficial ownership of the shares held for the benefit of the In-Cap funds in previous filings. Upon the Reporting Person's separation from In-Cap, the Reporting Person assigned the shares of common stock directly to the In-Cap Funds.

SEC source: 0000902664-23-005308 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,066

F1 · security: Represents a grant of common stock from the Issuer for services as a director of the Issuer pursuant to the Issuer's director compensation policy. The Reporting Person is deemed to hold the shares of common stock for the benefit of In-Cap Spring Master Fund , L.P. ("In-Cap Spring Master Fund") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to In-Cap Spring Master Fund.

F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

SEC source: 0000902664-23-005306 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,375

F1 · shares: Represents 10,152 shares of common stock granted to the Reporting Person by the Issuer on October 31, 2023, pursuant to the Enviva Inc. Long-Term Incentive Plan.

F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

F3 · ownership.direct: The Reporting Person is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.

SEC source: 0000902664-23-004237 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,223

F1 · shares: Represents 2,849 shares of common stock granted to the Reporting Person by the Issuer on August 2, 2023 pursuant to the Enviva Inc. Long-Term Incentive Plan.

F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

F3 · ownership.direct: The Reporting Person is deemed to hold the shares of common stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of common stock directly to the In-Cap Funds.

SEC source: 0000902664-23-002724 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,374

F1 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

F2 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

SEC source: 0000902664-23-001934 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,665

F1 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

F2 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

SEC source: 0000902664-23-001149 · ownership.xml · derivative · entry 3

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person.

F1 · derivative.exercise_date: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person.

F1 · derivative.expiration_date: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person.

F1 · derivative.underlying_shares: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person.

F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

F3 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

SEC source: 0000902664-23-001149 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On February 1, 2023, the restricted stock units reported above vested in accordance with the Reporting Person's grant award and were settled through the issuance of an equal number of shares of common stock to the Reporting Person.

F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

F3 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

SEC source: 0000902664-23-001149 · ownership.xml · derivative · entry 2

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,463

Underlying: Common Stock · 3,463 shares

Expires not disclosed

F4 · shares: Each restricted stock unit is the economic equivalent of one share of Common Stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's Common Stock during the period in which the restricted stock is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as the Reporting Person continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of Common Stock.

F4 · derivative.exercise_date: Each restricted stock unit is the economic equivalent of one share of Common Stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's Common Stock during the period in which the restricted stock is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as the Reporting Person continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of Common Stock.

F4 · derivative.expiration_date: Each restricted stock unit is the economic equivalent of one share of Common Stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's Common Stock during the period in which the restricted stock is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as the Reporting Person continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of Common Stock.

F4 · derivative.underlying_shares: Each restricted stock unit is the economic equivalent of one share of Common Stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's Common Stock during the period in which the restricted stock is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as the Reporting Person continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of Common Stock.

F2 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

F3 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

SEC source: 0000902664-22-004745 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,614

F1 · security: Represents a grant of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The Reporting Person is deemed to hold the award for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the award directly to the In-Cap Funds.

SEC source: 0000902664-22-004725 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

F1 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

F2 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. and indirectly for the benefit of Inclusive Capital Partners, L.P., and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

SEC source: 0000902664-22-003779 · ownership.xml · nonDerivative · entry 2

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528

F1 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

F2 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. and indirectly for the benefit of Inclusive Capital Partners, L.P., and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

SEC source: 0000902664-22-003779 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222

F1 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

F2 · ownership.direct: The Reporting Person is deemed to hold the shares of Common Stock for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. and indirectly for the benefit of Inclusive Capital Partners, L.P., and may, after vesting, if applicable, transfer the shares of Common Stock directly to the In-Cap Funds.

SEC source: 0000902664-22-001067 · ownership.xml · derivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081

Underlying: Common Stock · 2,081 shares

Expires not disclosed

F2 · shares: Restricted stock units awarded to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), which she is deemed to hold for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), and certain funds (the "In-Cap Funds") to which In-Cap acts as an investment manager. Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock unit is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as Ms. Zlotnicka continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock.

F2 · derivative.exercise_date: Restricted stock units awarded to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), which she is deemed to hold for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), and certain funds (the "In-Cap Funds") to which In-Cap acts as an investment manager. Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock unit is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as Ms. Zlotnicka continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock.

F2 · derivative.expiration_date: Restricted stock units awarded to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), which she is deemed to hold for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), and certain funds (the "In-Cap Funds") to which In-Cap acts as an investment manager. Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock unit is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as Ms. Zlotnicka continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock.

F2 · derivative.underlying_shares: Restricted stock units awarded to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), which she is deemed to hold for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), and certain funds (the "In-Cap Funds") to which In-Cap acts as an investment manager. Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock unit is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as Ms. Zlotnicka continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock.

F1 · ownership.direct: The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.

F2 · ownership.direct: Restricted stock units awarded to Ms. Eva Zlotnicka ("Ms. Zlotnicka"), which she is deemed to hold for the benefit of Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"), and certain funds (the "In-Cap Funds") to which In-Cap acts as an investment manager. Each restricted stock unit is the economic equivalent of one share of common stock and includes a tandem grant of a dividend equivalent right entitling the holder to receive an amount in cash equal to the value of any cash dividends paid to the holders of the Issuer's common stock during the period in which the restricted stock unit is outstanding. The restricted stock units will vest on the first anniversary of the date of grant as long as Ms. Zlotnicka continues to serve as a member of the board of directors of the Issuer through such date, and may be settled in either cash or shares of common stock.

SEC source: 0000902664-21-004671 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,979

F1 · security: Represents a grant of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The reporting person is deemed to hold the award for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for In-Cap and may transfer the award directly to the In-Cap Funds.

SEC source: 0000902664-20-003800 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,985

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested as of the reporting person's election as a director of the issuer on October 29, 2020 and will be converted into an equivalent number of shares of common stock. The reporting person is deemed to hold the award for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund") and indirectly for Inclusive Capital Partners, L.P. and may transfer the award directly to In-Cap Spring Master Fund.

SEC source: 0001418812-20-000058 · primary_doc.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

ValueAct Spring Master Fund A, L.P. · CIK 0001795980 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,241

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

F2 · ownership.direct: The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Eva T. Zlotnicka is deemed to hold the shares for the benefit of the limited partners of ValueAct Spring Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001418812-20-000019 · primary_doc.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

F1 · shares: Stock grant pursuant to the HEI 2011 Nonemployee Director Stock Plan.

F2 · ownership.direct: The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Eva T. Zlotnicka is deemed to hold the shares for the benefit of the limited partners of ValueAct Spring Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001418812-19-000080 · primary_doc.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · See Remarks

VA Partners I, LLC · CIK 0001418812 · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842

F1 · security: Represents a grant of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy.

F2 · ownership.direct: The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Eva T. Zlotnicka is deemed to hold the shares for the benefit of the limited partners of ValueAct Spring Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001418812-18-000089 · primary_doc.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,223

F1 · security: Represents a grant of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy.

F2 · ownership.direct: The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Eva T. Zlotnicka is deemed to hold the shares for the benefit of the limited partners of ValueAct Spring Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001418812-18-000070 · primary_doc.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Spring Master Fund, L.P. · CIK 0001728461 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610

F1 · security: Represents a grant of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy.

F2 · ownership.direct: The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Eva T. Zlotnicka is deemed to hold the shares for the benefit of the limited partners of ValueAct Spring Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Spring Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Spring Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.