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Nasdaq · USD

UEIC

UNIVERSAL ELECTRONICS INC

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366
SEC CIK
0000101984
Parsed reports
709

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202604
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 08, 2019 Filed Aug 12, 2019 16:42 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045457 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,650

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:42 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045457 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:42 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045457 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:37 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 1,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045456 · doc4.xml · derivative · entry 7

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,365

Underlying: Common Stock · 1,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:37 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 997 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045456 · doc4.xml · derivative · entry 6

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,756

Underlying: Common Stock · 997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:37 UTC
ARLING PAUL DDirector · CEO
Tax withholdingCommon Stock 618 $42.60 $26,323.71
Disclosure

SEC source: 0001209191-19-045456 · doc4.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,857

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:37 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionCommon Stock 1,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045456 · doc4.xml · nonDerivative · entry 3

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:37 UTC
ARLING PAUL DDirector · CEO
Tax withholdingCommon Stock 443 $42.60 $18,869.59
Disclosure

SEC source: 0001209191-19-045456 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,084

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:37 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionCommon Stock 997 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045456 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 16:00 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040712 · doc4.xml · derivative · entry 3

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

F4 · derivative.expiration_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 15:56 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040710 · doc4.xml · derivative · entry 4

STAPLETON GREGORY · CIK 0001215955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F6 · derivative.exercise_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

F6 · derivative.expiration_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 15:58 UTC
VOGEL CARL EDirector
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040711 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

F4 · derivative.expiration_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 15:54 UTC
SPARKMAN J CDirector
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040709 · doc4.xml · derivative · entry 3

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

F4 · derivative.expiration_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 15:51 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040708 · doc4.xml · derivative · entry 3

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

F4 · derivative.expiration_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 15:49 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040707 · doc4.xml · derivative · entry 3

CHAHIL SATJIV S · CIK 0001216546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

F4 · derivative.expiration_date: RSU Grant awarded pursuant to the 2018 Directors Compensation Plan as described in the Company's definitive Proxy materials for the 2019 Annual Meeting of Stockholders. These Restricted Stock Units will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 16:00 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040712 · doc4.xml · derivative · entry 2

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 16:00 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040712 · doc4.xml · nonDerivative · entry 1

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:56 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040710 · doc4.xml · derivative · entry 3

STAPLETON GREGORY · CIK 0001215955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018.

F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 will vest 25% each quarter, commencing on September 30, 2018.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:56 UTC Tax withholdingCommon Stock 625 $40.24 $25,150.00
Disclosure

SEC source: 0001209191-19-040710 · doc4.xml · nonDerivative · entry 2

STAPLETON GREGORY · CIK 0001215955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,726

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:56 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040710 · doc4.xml · nonDerivative · entry 1

STAPLETON GREGORY · CIK 0001215955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:58 UTC
VOGEL CARL EDirector
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040711 · doc4.xml · derivative · entry 2

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:58 UTC
VOGEL CARL EDirector
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040711 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:54 UTC
SPARKMAN J CDirector
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040709 · doc4.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:54 UTC
SPARKMAN J CDirector
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040709 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040708 · doc4.xml · derivative · entry 2

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:51 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040708 · doc4.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:49 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040707 · doc4.xml · derivative · entry 2

CHAHIL SATJIV S · CIK 0001216546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2018 and vest 25% each quarter, commencing on September 30, 2018.

Read SEC document
June 30, 2019 Filed Jul 3, 2019 15:49 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040707 · doc4.xml · nonDerivative · entry 1

CHAHIL SATJIV S · CIK 0001216546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 20:38 UTC
SPARKMAN J CDirector
SaleCommon Stock 2,000 $40.51 $81,010.00
Disclosure

SEC source: 0001209191-19-036802 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · shares: The shares sold were owned by the spouse of reporting person and reporting person disclaims benefial ownership thereto.

F2 · price: This is the weighted average of the price traded.

Read SEC document
June 11, 2019 Filed Jun 11, 2019 20:43 UTC
Chong David Cheung HyenExecutive Vice President -Asia
SaleCommon Stock 2,000 $41.05 $82,099.20
Disclosure

SEC source: 0001209191-19-036100 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,719

F1 · price: This is a weighted average of the price traded. The high was $41.1888 and the low was $40.99.

Read SEC document
May 16, 2019 Filed May 16, 2019 20:06 UTC
KOOPMANS MENNOManaging Director, EMEA
SaleCommon Stock 1,505 $43.56 $65,558.25
Disclosure

SEC source: 0001209191-19-030338 · doc4.xml · nonDerivative · entry 1

KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,682

F1 · price: This is the weighted average of the price for the stock sold. The high was $43.66 and the low was $43.24.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:40 UTC
SPARKMAN J CDirector
SaleCommon Stock 1,000 $44.63 $44,628.60
Disclosure

SEC source: 0001209191-19-029141 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,771

F1 · price: This is the weighted average of the price traded.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:09 UTC
KOOPMANS MENNOManaging Director, EMEA
Exercise / conversionRestricted Stock Units · Derivative 278 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028655 · doc4.xml · derivative · entry 6

KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,726

Underlying: Common Stock · 278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:09 UTC
KOOPMANS MENNOManaging Director, EMEA
Exercise / conversionRestricted Stock Units · Derivative 266 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028655 · doc4.xml · derivative · entry 5

KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,004

Underlying: Common Stock · 266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:09 UTC
KOOPMANS MENNOManaging Director, EMEA
Tax withholdingCommon Stock 144 $44.43 $6,397.92
Disclosure

SEC source: 0001209191-19-028655 · doc4.xml · nonDerivative · entry 4

KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,187

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan.

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May 08, 2019 Filed May 10, 2019 00:09 UTC
KOOPMANS MENNOManaging Director, EMEA
Exercise / conversionCommon Stock 278 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028655 · doc4.xml · nonDerivative · entry 3

KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

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May 08, 2019 Filed May 10, 2019 00:09 UTC
KOOPMANS MENNOManaging Director, EMEA
Tax withholdingCommon Stock 138 $44.43 $6,131.34
Disclosure

SEC source: 0001209191-19-028655 · doc4.xml · nonDerivative · entry 2

KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,053

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:09 UTC
KOOPMANS MENNOManaging Director, EMEA
Exercise / conversionCommon Stock 266 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028655 · doc4.xml · nonDerivative · entry 1

KOOPMANS MENNO · CIK 0001697586 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

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May 08, 2019 Filed May 10, 2019 00:06 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028651 · doc4.xml · derivative · entry 5

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,982

Underlying: Common Stock · 371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

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May 08, 2019 Filed May 10, 2019 00:06 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028651 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,353

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:06 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028651 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:06 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028651 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:08 UTC Exercise / conversionRestricted Stock Units · Derivative 557 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028653 · doc4.xml · derivative · entry 6

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,173

Underlying: Common Stock · 557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

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May 08, 2019 Filed May 10, 2019 00:08 UTC Exercise / conversionRestricted Stock Units · Derivative 399 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028653 · doc4.xml · derivative · entry 5

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,730

Underlying: Common Stock · 399 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

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May 08, 2019 Filed May 10, 2019 00:08 UTC Tax withholdingCommon Stock 293 $44.43 $13,017.99
Disclosure

SEC source: 0001209191-19-028653 · doc4.xml · nonDerivative · entry 4

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,801

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:08 UTC Exercise / conversionCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028653 · doc4.xml · nonDerivative · entry 3

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

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May 08, 2019 Filed May 10, 2019 00:08 UTC Tax withholdingCommon Stock 210 $44.43 $9,330.30
Disclosure

SEC source: 0001209191-19-028653 · doc4.xml · nonDerivative · entry 2

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,537

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:08 UTC Exercise / conversionCommon Stock 399 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028653 · doc4.xml · nonDerivative · entry 1

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

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May 08, 2019 Filed May 10, 2019 00:06 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 1,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028650 · doc4.xml · derivative · entry 7

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,753

Underlying: Common Stock · 1,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
May 08, 2019 Filed May 10, 2019 00:06 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 997 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-028650 · doc4.xml · derivative · entry 6

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,144

Underlying: Common Stock · 997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.