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Nasdaq · USD

UEIC

UNIVERSAL ELECTRONICS INC

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366
SEC CIK
0000101984
Parsed reports
709

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202604
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2020 Filed Feb 12, 2020 00:20 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008512 · doc4.xml · derivative · entry 5

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,873

Underlying: Common Stock · 371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:20 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008512 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,244

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:20 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008512 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:20 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008512 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:21 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 1,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008514 · doc4.xml · derivative · entry 7

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,592

Underlying: Common Stock · 1,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:21 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 996 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008514 · doc4.xml · derivative · entry 6

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,982

Underlying: Common Stock · 996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:21 UTC
ARLING PAUL DDirector · CEO
Tax withholdingCommon Stock 606 $46.95 $28,451.70
Disclosure

SEC source: 0001209191-20-008514 · doc4.xml · nonDerivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,473

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:21 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionCommon Stock 1,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008514 · doc4.xml · nonDerivative · entry 3

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:21 UTC
ARLING PAUL DDirector · CEO
Tax withholdingCommon Stock 491 $46.95 $23,052.45
Disclosure

SEC source: 0001209191-20-008514 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,689

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:21 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionCommon Stock 996 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008514 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19, 2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:19 UTC Exercise / conversionRestricted Stock Units · Derivative 556 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008510 · doc4.xml · derivative · entry 6

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,309

Underlying: Common Stock · 556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:19 UTC Exercise / conversionRestricted Stock Units · Derivative 398 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008510 · doc4.xml · derivative · entry 5

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,865

Underlying: Common Stock · 398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:19 UTC Tax withholdingCommon Stock 327 $46.95 $15,352.65
Disclosure

SEC source: 0001209191-20-008510 · doc4.xml · nonDerivative · entry 4

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,100

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:19 UTC Exercise / conversionCommon Stock 556 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008510 · doc4.xml · nonDerivative · entry 3

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:19 UTC Tax withholdingCommon Stock 234 $46.95 $10,986.30
Disclosure

SEC source: 0001209191-20-008510 · doc4.xml · nonDerivative · entry 2

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,871

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:19 UTC Exercise / conversionCommon Stock 398 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008510 · doc4.xml · nonDerivative · entry 1

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:18 UTC
KOOPMANS MENNOSr. V.P., Global Sales
Exercise / conversionRestricted Stock Units · Derivative 278 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008504 · doc4.xml · derivative · entry 6

KOOPMANS MENNO · CIK 0001697586 · Sr. V.P., Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,094

Underlying: Common Stock · 278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:18 UTC
KOOPMANS MENNOSr. V.P., Global Sales
Exercise / conversionRestricted Stock Units · Derivative 265 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008504 · doc4.xml · derivative · entry 5

KOOPMANS MENNO · CIK 0001697586 · Sr. V.P., Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,372

Underlying: Common Stock · 265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock

F6 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F6 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:18 UTC
KOOPMANS MENNOSr. V.P., Global Sales
Tax withholdingCommon Stock 138 $46.95 $6,479.10
Disclosure

SEC source: 0001209191-20-008504 · doc4.xml · nonDerivative · entry 4

KOOPMANS MENNO · CIK 0001697586 · Sr. V.P., Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,504

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:18 UTC
KOOPMANS MENNOSr. V.P., Global Sales
Exercise / conversionCommon Stock 278 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008504 · doc4.xml · nonDerivative · entry 3

KOOPMANS MENNO · CIK 0001697586 · Sr. V.P., Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:18 UTC
KOOPMANS MENNOSr. V.P., Global Sales
Tax withholdingCommon Stock 131 $46.95 $6,150.45
Disclosure

SEC source: 0001209191-20-008504 · doc4.xml · nonDerivative · entry 2

KOOPMANS MENNO · CIK 0001697586 · Sr. V.P., Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,364

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable-Stock Incentive Plan.

Read SEC document
February 08, 2020 Filed Feb 12, 2020 00:18 UTC
KOOPMANS MENNOSr. V.P., Global Sales
Exercise / conversionCommon Stock 265 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008504 · doc4.xml · nonDerivative · entry 1

KOOPMANS MENNO · CIK 0001697586 · Sr. V.P., Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:22 UTC
VOGEL CARL EDirector
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000623 · doc4.xml · derivative · entry 2

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:22 UTC
VOGEL CARL EDirector
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000623 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:23 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000624 · doc4.xml · derivative · entry 2

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:23 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000624 · doc4.xml · nonDerivative · entry 1

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:21 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000621 · doc4.xml · derivative · entry 3

STAPLETON GREGORY · CIK 0001215955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

F5 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:21 UTC Tax withholdingCommon Stock 625 $52.21 $32,628.13
Disclosure

SEC source: 0001209191-20-000621 · doc4.xml · nonDerivative · entry 2

STAPLETON GREGORY · CIK 0001215955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,976

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:21 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000621 · doc4.xml · nonDerivative · entry 1

STAPLETON GREGORY · CIK 0001215955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:21 UTC
SPARKMAN J CDirector
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000620 · doc4.xml · derivative · entry 2

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

F3 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:21 UTC
SPARKMAN J CDirector
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000620 · doc4.xml · nonDerivative · entry 1

SPARKMAN J C · CIK 0001216551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:19 UTC Exercise / conversionRestricted Stock Units · Derivative 833 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000616 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: These restricted stock units granted on November 1, 2019 and vest as follows: 833 vested on December 31, 2019, 1250 shares will vest on March 31, 2020, and 1250 shares will vest on June 30, 2020.

F4 · derivative.expiration_date: These restricted stock units granted on November 1, 2019 and vest as follows: 833 vested on December 31, 2019, 1250 shares will vest on March 31, 2020, and 1250 shares will vest on June 30, 2020.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:19 UTC Exercise / conversionCommon Stock 833 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000616 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

F2 · ownership.nature: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:20 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000619 · doc4.xml · derivative · entry 3

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

F4 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:20 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000619 · doc4.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 16,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

F2 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.

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December 31, 2019 Filed Jan 3, 2020 17:18 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000615 · doc4.xml · derivative · entry 2

CHAHIL SATJIV S · CIK 0001216546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

F4 · derivative.expiration_date: These restricted stock units granted on July 1, 2019 will vest 25% each quarter, commencing on September 30, 2019.

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December 31, 2019 Filed Jan 3, 2020 17:18 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-000615 · doc4.xml · nonDerivative · entry 1

CHAHIL SATJIV S · CIK 0001216546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 118,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Directors Compensation Plan effective July 1, 2018.

F2 · ownership.nature: These shares are held in the Satjiv Chahil Trust Account. Mr. Chahil disclaims ownership of the shares held by the Trust.

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December 18, 2019 Filed Dec 19, 2019 20:45 UTC
Chong David Cheung HyenExecutive Vice President -Asia
SaleCommon Stock 3,406 $55.13 $187,774.14
Disclosure

SEC source: 0001209191-19-061289 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 5,112

F3 · price: This is a weighted average of the price traded. The high was $55.50 and the low was $55.00.

F2 · ownership.direct: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

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December 17, 2019 Filed Dec 19, 2019 20:45 UTC
Chong David Cheung HyenExecutive Vice President -Asia
SaleCommon Stock 10 $55.88 $558.80
Disclosure

SEC source: 0001209191-19-061289 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 8,518

F1 · price: This is a weighted average of the price traded. The high was $56.00 and the low was $55.80.

F2 · ownership.direct: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

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December 10, 2019 Filed Dec 12, 2019 21:11 UTC
Chong David Cheung HyenExecutive Vice President -Asia
SaleCommon Stock 1,127 $57.38 $64,667.03
Disclosure

SEC source: 0001209191-19-060204 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 8,528

F1 · price: This is a weighted average of the price traded. The high was $57.50 and the low was $57.104.

F2 · ownership.direct: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 17:36 UTC
Chong David Cheung HyenExecutive Vice President -Asia
SaleCommon Stock 1,000 $56.00 $56,000.00
Disclosure

SEC source: 0001209191-19-059434 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 9,655

F1 · ownership.direct: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 23:58 UTC
Chong David Cheung HyenExecutive Vice President -Asia
SaleCommon Stock 3,325 $55.67 $185,100.09
Disclosure

SEC source: 0001209191-19-059390 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 10,655

F1 · price: This is a weighted average of the price traded. The high was $56.00 and the low was $55.50.

F2 · ownership.direct: These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 23:53 UTC
Chong David Cheung HyenExecutive Vice President -Asia
SaleCommon Stock 4,000 $55.10 $220,400.00
Disclosure

SEC source: 0001209191-19-059172 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 13,980

F1 · price: This is a weighted average of the price traded. The high was $55.25 and the low was $55.00.

F2 · ownership.direct: These 13,980 shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

Read SEC document
November 19, 2019 Filed Nov 19, 2019 23:32 UTC SaleCommon Stock 2,014 $58.10 $117,005.34
Disclosure

SEC source: 0001209191-19-057327 · doc4.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote For Details

Disclosed balance after: 14,913

F1 · price: This is a weighted average of the price traded. The high was $58.34, and the low was $58.00.

F2 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.

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November 15, 2019 Filed Nov 18, 2019 22:34 UTC SaleCommon Stock 794 $58.00 $46,052.00
Disclosure

SEC source: 0001209191-19-056999 · doc4.xml · nonDerivative · entry 2

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote For Details

Disclosed balance after: 16,927

F2 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.

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November 14, 2019 Filed Nov 18, 2019 22:34 UTC SaleCommon Stock 4,192 $58.04 $243,290.27
Disclosure

SEC source: 0001209191-19-056999 · doc4.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote For Details

Disclosed balance after: 17,721

F1 · price: This is a weighted average of the price traded. The high was $58.23, and the low was $58.00.

F2 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 16:59 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionRestricted Stock Units · Derivative 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056278 · doc4.xml · derivative · entry 5

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,576

Underlying: Common Stock · 371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 16:59 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056278 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,947

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F5 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F5 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 16:59 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionCommon Stock 371 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056278 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018.

Read SEC document
November 08, 2019 Filed Nov 13, 2019 16:59 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056278 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 19,2017 and ratified by the Board of Directors on February 8, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.