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Nasdaq · USD

UEIC

UNIVERSAL ELECTRONICS INC

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366
SEC CIK
0000101984
Parsed reports
709

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202604
Sep 202604
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2021 Filed Feb 9, 2021 23:50 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionCommon Stock 370 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-008966 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:49 UTC Exercise / conversionRestricted Stock Units · Derivative 556 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008965 · doc4.xml · derivative · entry 3

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,118

Underlying: Common Stock · 556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

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February 08, 2021 Filed Feb 9, 2021 23:49 UTC Tax withholdingCommon Stock 328 $56.49 $18,527.08
Disclosure

SEC source: 0001209191-21-008965 · doc4.xml · nonDerivative · entry 2

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,636

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:49 UTC Exercise / conversionCommon Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-008965 · doc4.xml · nonDerivative · entry 1

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:47 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 1,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008963 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,762

Underlying: Common Stock · 1,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on November 27, 2017 and ratified by the Board of Directors on February 8, 2018. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:47 UTC
ARLING PAUL DDirector · CEO
Tax withholdingCommon Stock 731 $56.49 $41,290.54
Disclosure

SEC source: 0001209191-21-008963 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,387

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 23:47 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionCommon Stock 1,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-008963 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 19:58 UTC
Miketo JosephSr. VP Operations
Exercise / conversionRestricted Stock Units · Derivative 1,169 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002685 · doc4.xml · derivative · entry 3

Miketo Joseph · CIK 0001801188 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,074

Underlying: Common Stock · 1,169 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: The Reporting Person received a Restricted Stock Unit Grant of 3,506 RSU's on January 7, 2019, that vests over a 3 year ratable annual vesting schedule which began on January 7, 2020.

F4 · derivative.expiration_date: The Reporting Person received a Restricted Stock Unit Grant of 3,506 RSU's on January 7, 2019, that vests over a 3 year ratable annual vesting schedule which began on January 7, 2020.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 19:58 UTC
Miketo JosephSr. VP Operations
Tax withholdingCommon Stock 578 $55.65 $32,165.70
Disclosure

SEC source: 0001209191-21-002685 · doc4.xml · nonDerivative · entry 2

Miketo Joseph · CIK 0001801188 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,704

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 19:58 UTC
Miketo JosephSr. VP Operations
Exercise / conversionCommon Stock 1,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-002685 · doc4.xml · nonDerivative · entry 1

Miketo Joseph · CIK 0001801188 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:18 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000384 · doc4.xml · derivative · entry 2

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

F2 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:18 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000384 · doc4.xml · nonDerivative · entry 1

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:15 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000373 · doc4.xml · derivative · entry 3

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:15 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000373 · doc4.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 21,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.nature: These shares are held in The William Mulligan Rev Dec Trust, William C. Mulligan, Trustee. Mr. Mulligan disclaims ownership of the shares held by the Trust.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:16 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000376 · doc4.xml · derivative · entry 3

STAPLETON GREGORY · CIK 0001215955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

F4 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:16 UTC Tax withholdingCommon Stock 625 $52.06 $32,534.38
Disclosure

SEC source: 0001209191-21-000376 · doc4.xml · nonDerivative · entry 2

STAPLETON GREGORY · CIK 0001215955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,476

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the company's current Directors Compensation Plan.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:16 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000376 · doc4.xml · nonDerivative · entry 1

STAPLETON GREGORY · CIK 0001215955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:14 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000371 · doc4.xml · derivative · entry 2

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:14 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000371 · doc4.xml · nonDerivative · entry 1

Hamilton Sue Ann · CIK 0001325360 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 5,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.nature: These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:13 UTC
VOGEL CARL EDirector
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000364 · doc4.xml · derivative · entry 3

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:13 UTC
VOGEL CARL EDirector
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000364 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 21:49 UTC Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000317 · doc4.xml · derivative · entry 2

CHAHIL SATJIV S · CIK 0001216546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

F3 · derivative.expiration_date: These restricted stock units are one-fourth of the total granted on July 1, 2020, which original grant was awarded as director compensation and generally vests and is paid quarterly over a period ending July 1, 2021.

Read SEC document
January 01, 2021 Filed Jan 4, 2021 21:49 UTC Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000317 · doc4.xml · nonDerivative · entry 1

CHAHIL SATJIV S · CIK 0001216546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote #2

Disclosed balance after: 123,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F2 · ownership.direct: These shares are held in the Satjiv Chahil Trust Account. Mr. Chahil disclaims ownership of the shares held by the Trust.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 22:41 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative 12,060 $35.28 Strike: $35.28 $425,416.50
Disclosure

SEC source: 0001209191-20-065740 · doc4.xml · derivative · entry 4

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,305

Underlying: Common Stock · 12,060 shares

Expires 2021-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 22:41 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Tax withholdingCommon Stock 8,088 $52.60 $425,428.80
Disclosure

SEC source: 0001209191-20-065740 · doc4.xml · nonDerivative · entry 2

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,802

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 3,972 shares of common stock on net exercise of options to purchase 12,060 shares of common stock. The Company withheld 8,088 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing stock price on December 30, 2020 of $52.60 pursuant to the terms of the applicable Stock Incentive Plan.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 22:41 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionCommon Stock 12,060 $35.28 $425,416.50
Disclosure

SEC source: 0001209191-20-065740 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 23:05 UTC Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative 16,130 $35.28 Strike: $35.28 $568,985.75
Disclosure

SEC source: 0001209191-20-065240 · doc4.xml · derivative · entry 3

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,875

Underlying: Common · 16,130 shares

Expires 2021-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 23:05 UTC Tax withholdingCommon Stock 13,678 $51.96 $710,640.49
Disclosure

SEC source: 0001209191-20-065240 · doc4.xml · nonDerivative · entry 2

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,408

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 2,452 shares of common stock on net exercise of options to purchase 16,130 shares of common stock. The Company withheld 13,678 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing stock price on December 23, 2020 of $51.955, pursuant to the terms of the applicable Stock Incentive Plan.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 23:05 UTC Exercise / conversionCommon Stock 16,130 $35.28 $568,985.75
Disclosure

SEC source: 0001209191-20-065240 · doc4.xml · nonDerivative · entry 1

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 23:03 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionEmployee Stock Option (Rt to Buy) · Derivative 51,320 $35.28 Strike: $35.28 $1,810,313.00
Disclosure

SEC source: 0001209191-20-065239 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,600

Underlying: Common · 51,320 shares

Expires 2021-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 23:03 UTC
ARLING PAUL DDirector · CEO
Tax withholdingCommon Stock 42,169 $51.96 $2,190,890.40
Disclosure

SEC source: 0001209191-20-065239 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,728

F2 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 9,151 shares of common stock on net exercise of options to purchase 51,320 shares of common stock. The Company withheld 42,169 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing stock price on December 23, 2020 of $51,955 pursuant to the terms of the applicable Stock Incentive Plan.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 23:03 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionCommon Stock 51,320 $35.28 $1,810,313.00
Disclosure

SEC source: 0001209191-20-065239 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 16:13 UTC
VOGEL CARL EDirector
GiftCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064970 · doc4.xml · nonDerivative · entry 2

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 37,500

F1 · shares: On November 30, 2020, the Reporting Person transferred 37,500 directly owned shares for no consideration to Safe Harbor Capital Partners, LLC (the "LLC") in a transaction exempt from reporting under Rule 16a-13.

F2 · shares: On December 21, 2020, the Reporting Person gifted 99% of the LLC member interest to Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the trustee and beneficiary. The Reporting Person retains 1% of the LLC member interest and is the LLC's managing member. The Reporting Person disclaims beneficial ownership of the Trust's shares.

F1 · ownership.nature: On November 30, 2020, the Reporting Person transferred 37,500 directly owned shares for no consideration to Safe Harbor Capital Partners, LLC (the "LLC") in a transaction exempt from reporting under Rule 16a-13.

F2 · ownership.nature: On December 21, 2020, the Reporting Person gifted 99% of the LLC member interest to Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the trustee and beneficiary. The Reporting Person retains 1% of the LLC member interest and is the LLC's managing member. The Reporting Person disclaims beneficial ownership of the Trust's shares.

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December 21, 2020 Filed Dec 23, 2020 16:13 UTC
VOGEL CARL EDirector
GiftCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064970 · doc4.xml · nonDerivative · entry 1

VOGEL CARL E · CIK 0001118042 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Safe Harbour Capital Partners, LLC

Disclosed balance after: 0

F1 · date: On November 30, 2020, the Reporting Person transferred 37,500 directly owned shares for no consideration to Safe Harbor Capital Partners, LLC (the "LLC") in a transaction exempt from reporting under Rule 16a-13.

F2 · date: On December 21, 2020, the Reporting Person gifted 99% of the LLC member interest to Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the trustee and beneficiary. The Reporting Person retains 1% of the LLC member interest and is the LLC's managing member. The Reporting Person disclaims beneficial ownership of the Trust's shares.

F1 · shares: On November 30, 2020, the Reporting Person transferred 37,500 directly owned shares for no consideration to Safe Harbor Capital Partners, LLC (the "LLC") in a transaction exempt from reporting under Rule 16a-13.

F2 · shares: On December 21, 2020, the Reporting Person gifted 99% of the LLC member interest to Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the trustee and beneficiary. The Reporting Person retains 1% of the LLC member interest and is the LLC's managing member. The Reporting Person disclaims beneficial ownership of the Trust's shares.

F1 · ownership.nature: On November 30, 2020, the Reporting Person transferred 37,500 directly owned shares for no consideration to Safe Harbor Capital Partners, LLC (the "LLC") in a transaction exempt from reporting under Rule 16a-13.

F2 · ownership.nature: On December 21, 2020, the Reporting Person gifted 99% of the LLC member interest to Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the trustee and beneficiary. The Reporting Person retains 1% of the LLC member interest and is the LLC's managing member. The Reporting Person disclaims beneficial ownership of the Trust's shares.

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December 13, 2020 Filed Feb 15, 2020 00:36 UTC Exercise / conversionRestricted Stock Units · Derivative 3,695 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009829 · doc4.xml · derivative · entry 5

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,114

Underlying: Common Stock · 3,695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F8 · derivative.exercise_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F8 · derivative.expiration_date: The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

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December 12, 2020 Filed Feb 15, 2020 00:52 UTC
Miketo JosephSr. VP Operations
GrantEmpl Stock Option (Rt to Buy · Derivative 8,475 $46.17 Strike: $46.17 $391,290.75
Disclosure

SEC source: 0001209191-20-009838 · doc4.xml · derivative · entry 2

Miketo Joseph · CIK 0001801188 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,475

Underlying: Common Stock · 8,475 shares

Expires 2027-02-12

F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and ratified and approved by the Board of Directors on February 12, 2020, and granted on February 12, 2020 and will vest over a 3 year vesting schedule of 33.33% on February 12, 2021, and 8.33% quarterly thereafter. These Stock Options have a 7 year life.

F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

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December 12, 2020 Filed Feb 15, 2020 00:52 UTC
Miketo JosephSr. VP Operations
GrantRestricted Stock Units · Derivative 3,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009838 · doc4.xml · derivative · entry 1

Miketo Joseph · CIK 0001801188 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,571

Underlying: Common Stock · 3,250 shares

Expires not disclosed

F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and ratified and approved by the Board of Directors on February 12, 2020, and granted on February 12, 2020 and will vest over a 3 year vesting schedule of 33.33% on February 12, 2021, and 8.33% quarterly thereafter.

F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and ratified and approved by the Board of Directors on February 12, 2020, and granted on February 12, 2020 and will vest over a 3 year vesting schedule of 33.33% on February 12, 2021, and 8.33% quarterly thereafter.

F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and ratified and approved by the Board of Directors on February 12, 2020, and granted on February 12, 2020 and will vest over a 3 year vesting schedule of 33.33% on February 12, 2021, and 8.33% quarterly thereafter.

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December 12, 2020 Filed Feb 15, 2020 00:40 UTC
Miketo JosephSr. VP Operations
GrantEmpl Stock Option (Rt to Buy · Derivative 8,475 $46.17 Strike: $46.17 $391,290.75
Disclosure

SEC source: 0001209191-20-009835 · doc4.xml · derivative · entry 2

Miketo Joseph · CIK 0001801188 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,475

Underlying: Common Stock · 8,475 shares

Expires 2027-02-12

F2 · security: Employee Stock Option Grant was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and ratified and approved by the Board of Directors on February 12, 2020, and granted on February 12, 2020 and will vest over a 3 year vesting schedule of 33.33% on February 12, 2021, and 8.33% quarterly thereafter. These Stock Options have a 7 year life.

F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
December 12, 2020 Filed Feb 15, 2020 00:40 UTC
Miketo JosephSr. VP Operations
GrantRestricted Stock Units · Derivative 3,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009835 · doc4.xml · derivative · entry 1

Miketo Joseph · CIK 0001801188 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,571

Underlying: Common Stock · 3,250 shares

Expires not disclosed

F1 · security: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and ratified and approved by the Board of Directors on February 12, 2020, and granted on February 12, 2020 and will vest over a 3 year vesting schedule of 33.33% on February 12, 2021, and 8.33% quarterly thereafter.

F1 · derivative.exercise_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and ratified and approved by the Board of Directors on February 12, 2020, and granted on February 12, 2020 and will vest over a 3 year vesting schedule of 33.33% on February 12, 2021, and 8.33% quarterly thereafter.

F1 · derivative.expiration_date: Restricted Stock Grant was approved by the Compensation Committee of the Board of Directors on January 10, 2020 and ratified and approved by the Board of Directors on February 12, 2020, and granted on February 12, 2020 and will vest over a 3 year vesting schedule of 33.33% on February 12, 2021, and 8.33% quarterly thereafter.

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November 25, 2020 Filed Nov 30, 2020 19:36 UTC SaleCommon Stock 5,000 $52.11 $260,546.50
Disclosure

SEC source: 0001209191-20-060704 · doc4.xml · nonDerivative · entry 1

ZINSER EDWARD K · CIK 0001287012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

F1 · price: The price entered is a weighted average of various transactions.

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November 13, 2020 Filed Nov 16, 2020 23:01 UTC Exercise / conversionRestricted Stock Units · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058530 · doc4.xml · derivative · entry 3

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,674

Underlying: Common Stock · 924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

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November 13, 2020 Filed Nov 16, 2020 23:01 UTC Tax withholdingCommon Stock 486 $45.53 $22,125.15
Disclosure

SEC source: 0001209191-20-058530 · doc4.xml · nonDerivative · entry 2

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,956

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 23:01 UTC Exercise / conversionCommon Stock 924 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-058530 · doc4.xml · nonDerivative · entry 1

Hackworth Bryan M · CIK 0001375556 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 23:00 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionRestricted Stock Units · Derivative 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058529 · doc4.xml · derivative · entry 3

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,731

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F3 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F3 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 23:00 UTC
Chong David Cheung HyenExecutive Vice President -Asia
Exercise / conversionCommon Stock 616 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-058529 · doc4.xml · nonDerivative · entry 1

Chong David Cheung Hyen · CIK 0001579104 · Executive Vice President -Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 22:59 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058527 · doc4.xml · derivative · entry 4

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,152

Underlying: Common Stock · 2,001 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 22:59 UTC
ARLING PAUL DDirector · CEO
Tax withholdingCommon Stock 889 $45.53 $40,471.73
Disclosure

SEC source: 0001209191-20-058527 · doc4.xml · nonDerivative · entry 2

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,577

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 22:59 UTC
ARLING PAUL DDirector · CEO
Exercise / conversionCommon Stock 2,001 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-058527 · doc4.xml · nonDerivative · entry 1

ARLING PAUL D · CIK 0001216543 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 22:59 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Exercise / conversionRestricted Stock Units · Derivative 616 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058525 · doc4.xml · derivative · entry 3

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,666

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

F4 · derivative.exercise_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

F4 · derivative.expiration_date: Stock issued pursuant to Restricted Stock Grant approved by the Compensation Committee of the Board of Directors on January 25, 2019 and ratified and approved by the Board of Directors on February 13, 2019. The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 22:59 UTC
Ammari RamziSr.VP Corp Planning & Strategy
Tax withholdingCommon Stock 273 $45.53 $12,428.33
Disclosure

SEC source: 0001209191-20-058525 · doc4.xml · nonDerivative · entry 2

Ammari Ramzi · CIK 0001801194 · Sr.VP Corp Planning & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,112

F2 · shares: This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

F3 · price: Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.