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Nasdaq · USD

UCTT

Ultra Clean Holdings, Inc.

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1193
SEC CIK
0001275014
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 86 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 2026012
Jun 2026069
Jul 202603
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2020 Filed Jun 4, 2020 20:51 UTC GrantCommon Stock 6,301 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-011140 · dp129572_4-ligget.xml · nonDerivative · entry 1

LIGGETT EMILY M · CIK 0001231898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,200

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 20:49 UTC GrantCommon Stock 6,301 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-011138 · dp129574_4-maddock.xml · nonDerivative · entry 1

MADDOCK ERNEST E · CIK 0001227050 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,700

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 16:50 UTC GrantCommon Stock 6,301 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-011139 · dp129573_4-scheer.xml · nonDerivative · entry 1

SCHERER BARBARA VAUGHN · CIK 0001184949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,200

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 20:52 UTC GrantCommon Stock 6,301 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-011141 · dp129571_4-seto.xml · nonDerivative · entry 1

Seto Jacqueline A. · CIK 0001797717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,557

F1 · security: Restricted stock award vests 100% the earlier of the day before the next annual stockholder meeting or 1 year from the date of grant.

Read SEC document
May 31, 2020 Filed Jun 1, 2020 20:18 UTC
Siu ChrisChief Accounting Officer & SVP
Tax withholdingCommon Stock 4,114 $20.73 $85,283.22
Disclosure

SEC source: 0000950103-20-010761 · dp129385_4-siu.xml · nonDerivative · entry 1

Siu Chris · CIK 0001389044 · Chief Accounting Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,803

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 20:15 UTC SaleCommon Stock 5,000 $20.52 $102,584.00
Disclosure

SEC source: 0000950103-20-010759 · dp129263_4-edman.xml · nonDerivative · entry 1

EDMAN THOMAS T · CIK 0001048858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,899

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $20.31 to $20.64. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 18, 2020 Filed May 20, 2020 20:21 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
SaleCommon Stock 8,714 $19.00 $165,566.00
Disclosure

SEC source: 0000950103-20-009941 · dp128414_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,335

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
May 08, 2020 Filed May 12, 2020 20:09 UTC
Savage SheriCFO and SVP Finance
SaleCommon Stock 16,282 $18.42 $299,870.48
Disclosure

SEC source: 0000950103-20-009408 · dp127938_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,796

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $18.12 to $18.66. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
April 30, 2020 Filed May 4, 2020 17:15 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 9,895 $18.39 $181,969.05
Disclosure

SEC source: 0000950103-20-009015 · dp127406_4-scholhamer.xml · nonDerivative · entry 2

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,352

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2020 Filed May 4, 2020 17:15 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 10,354 $18.39 $190,410.06
Disclosure

SEC source: 0000950103-20-009015 · dp127406_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,247

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2020 Filed May 4, 2020 21:17 UTC
Savage SheriCFO and SVP Finance
Tax withholdingCommon Stock 3,611 $18.39 $66,406.29
Disclosure

SEC source: 0000950103-20-009017 · dp127407_4-savage.xml · nonDerivative · entry 2

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,078

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2020 Filed May 4, 2020 21:17 UTC
Savage SheriCFO and SVP Finance
Tax withholdingCommon Stock 3,611 $18.39 $66,406.29
Disclosure

SEC source: 0000950103-20-009017 · dp127407_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,689

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2020 Filed May 4, 2020 21:21 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 2,383 $18.39 $43,823.37
Disclosure

SEC source: 0000950103-20-009019 · dp127408_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,539

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2020 Filed May 4, 2020 21:21 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 794 $18.39 $14,601.66
Disclosure

SEC source: 0000950103-20-009019 · dp127408_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,922

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2020 Filed May 4, 2020 21:18 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
SaleCommon Stock 7,900 $21.21 $167,559.00
Disclosure

SEC source: 0000950103-20-009018 · dp127411_4-williams.xml · nonDerivative · entry 3

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,049

F2 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
April 30, 2020 Filed May 4, 2020 21:18 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 2,654 $18.39 $48,807.06
Disclosure

SEC source: 0000950103-20-009018 · dp127411_4-williams.xml · nonDerivative · entry 2

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,949

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2020 Filed May 4, 2020 21:18 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 884 $18.39 $16,256.76
Disclosure

SEC source: 0000950103-20-009018 · dp127411_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,603

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 21:25 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
SaleCommon Stock 2,132 $19.00 $40,508.00
Disclosure

SEC source: 0000950103-20-008673 · dp126986_4-williams.xml · nonDerivative · entry 3

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,487

F2 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 17:22 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 5,763 $16.91 $97,452.33
Disclosure

SEC source: 0000950103-20-008671 · dp126984_4-scholhamer.xml · nonDerivative · entry 2

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,601

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 17:22 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 5,763 $16.91 $97,452.33
Disclosure

SEC source: 0000950103-20-008671 · dp126984_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,364

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:24 UTC
Savage SheriCFO and SVP Finance
Tax withholdingCommon Stock 2,290 $16.91 $38,723.90
Disclosure

SEC source: 0000950103-20-008672 · dp126985_4-savage.xml · nonDerivative · entry 2

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,300

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:24 UTC
Savage SheriCFO and SVP Finance
Tax withholdingCommon Stock 2,290 $16.91 $38,723.90
Disclosure

SEC source: 0000950103-20-008672 · dp126985_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,590

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:27 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 1,896 $16.91 $32,061.36
Disclosure

SEC source: 0000950103-20-008675 · dp126987_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,716

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:27 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 634 $16.91 $10,720.94
Disclosure

SEC source: 0000950103-20-008675 · dp126987_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,612

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:25 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 1,913 $16.91 $32,348.83
Disclosure

SEC source: 0000950103-20-008673 · dp126986_4-williams.xml · nonDerivative · entry 2

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,619

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 21:25 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 638 $16.91 $10,788.58
Disclosure

SEC source: 0000950103-20-008673 · dp126986_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,532

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 26, 2020 Filed Apr 28, 2020 20:15 UTC
Bentinck BillPres, Semiconductor Svcs Bus.
Tax withholdingCommon Stock 6,317 $15.83 $99,998.11
Disclosure

SEC source: 0000950103-20-008270 · dp126837_4-bentinck.xml · nonDerivative · entry 2

Bentinck Bill · CIK 0001778203 · Pres, Semiconductor Svcs Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,117

F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 16:07 UTC
Scholhamer James PDirector · CEO
GrantCommon Stock 58,939 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-008260 · dp126749_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,127

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 24, 2020. Excludes performance restricted stock units that will be determined based on performance factors following 2020 fiscal year end.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:12 UTC
Savage SheriCFO and SVP Finance
GrantCommon Stock 32,743 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-008266 · dp126750_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,880

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 24, 2020. Excludes performance restricted stock units that will be determined based on performance factors following 2020 fiscal year end.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:16 UTC
Chinnasami Vijayan S.Chief Operating Officer
GrantCommon Stock 49,115 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-008272 · dp126867_4-chinnasami.xml · nonDerivative · entry 1

Chinnasami Vijayan S. · CIK 0001550421 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 24, 2020. Excludes performance restricted stock units that will be determined based on performance factors following 2020 fiscal year end.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:16 UTC
Siu ChrisChief Accounting Officer & SVP
GrantCommon Stock 14,734 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-008271 · dp126754_4-siu.xml · nonDerivative · entry 1

Siu Chris · CIK 0001389044 · Chief Accounting Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,917

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 24, 2020. Excludes performance restricted stock units that will be determined based on performance factors following 2020 fiscal year end.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:15 UTC
Bentinck BillPres, Semiconductor Svcs Bus.
GrantCommon Stock 20,628 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-008270 · dp126837_4-bentinck.xml · nonDerivative · entry 1

Bentinck Bill · CIK 0001778203 · Pres, Semiconductor Svcs Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,434

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 24, 2020. Excludes performance restricted stock units that will be determined based on performance factors following 2020 fiscal year end.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:13 UTC
Cho Paul YoonkuGeneral Counsel and Secretary
GrantCommon Stock 12,278 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-008269 · dp126753_4-cho.xml · nonDerivative · entry 1

Cho Paul Yoonku · CIK 0001791106 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,479

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 24, 2020. Excludes performance restricted stock units that will be determined based on performance factors following 2020 fiscal year end.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:12 UTC
Sterling JoanSVP, Human Resources
GrantCommon Stock 14,734 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-008268 · dp126752_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,246

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 24, 2020. Excludes performance restricted stock units that will be determined based on performance factors following 2020 fiscal year end.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:12 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
GrantCommon Stock 20,628 $0.00 $0.00
Disclosure

SEC source: 0000950103-20-008267 · dp126751_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,170

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 24, 2020. Excludes performance restricted stock units that will be determined based on performance factors following 2020 fiscal year end.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 16:13 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 4,244 $14.66 $62,217.04
Disclosure

SEC source: 0000950103-20-006685 · dp125227_4-scholhamer.xml · nonDerivative · entry 2

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,188

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 16:13 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 3,056 $14.66 $44,800.96
Disclosure

SEC source: 0000950103-20-006685 · dp125227_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,432

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:16 UTC
Savage SheriCFO and SVP Finance
Tax withholdingCommon Stock 2,287 $14.66 $33,527.42
Disclosure

SEC source: 0000950103-20-006686 · dp125226_4-savage.xml · nonDerivative · entry 2

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,137

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:16 UTC
Savage SheriCFO and SVP Finance
Tax withholdingCommon Stock 1,647 $14.66 $24,145.02
Disclosure

SEC source: 0000950103-20-006686 · dp125226_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,424

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:24 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 1,227 $14.66 $17,987.82
Disclosure

SEC source: 0000950103-20-006690 · dp125229_4-williams.xml · nonDerivative · entry 2

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,542

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:24 UTC
WILLIAMS WILLIAM JOEPlease see Remarks
Tax withholdingCommon Stock 294 $14.66 $4,310.04
Disclosure

SEC source: 0000950103-20-006690 · dp125229_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · Please see Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,769

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:20 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 1,259 $14.66 $18,456.94
Disclosure

SEC source: 0000950103-20-006689 · dp125228_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,512

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:20 UTC
Sterling JoanSVP, Human Resources
Tax withholdingCommon Stock 306 $14.66 $4,485.96
Disclosure

SEC source: 0000950103-20-006689 · dp125228_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,771

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:20 UTC
Sterling JoanSVP, Human Resources
SaleCommon Stock 61 $20.75 $1,265.75
Disclosure

SEC source: 0000950103-20-004947 · dp123517_4-sterling.xml · nonDerivative · entry 2

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,077

Read SEC document
March 06, 2020 Filed Mar 9, 2020 21:20 UTC
Sterling JoanSVP, Human Resources
SaleCommon Stock 5,392 $20.19 $108,849.92
Disclosure

SEC source: 0000950103-20-004947 · dp123517_4-sterling.xml · nonDerivative · entry 1

Sterling Joan · CIK 0001698710 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,138

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $19.73 to $20.66. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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March 04, 2020 Filed Mar 5, 2020 21:49 UTC
Savage SheriCFO and SVP Finance
SaleCommon Stock 1,918 $21.25 $40,757.50
Disclosure

SEC source: 0000950103-20-004757 · dp123350_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,071

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

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February 20, 2020 Filed Feb 24, 2020 16:33 UTC
Scholhamer James PDirector · CEO
SaleCommon Stock 11,955 $29.50 $352,672.50
Disclosure

SEC source: 0000950103-20-003176 · dp121774_4-scholhamer.xml · nonDerivative · entry 2

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,488

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

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February 20, 2020 Filed Feb 24, 2020 16:33 UTC
Scholhamer James PDirector · CEO
SaleCommon Stock 30,808 $28.01 $862,932.08
Disclosure

SEC source: 0000950103-20-003176 · dp121774_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,443

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

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February 20, 2020 Filed Feb 24, 2020 21:35 UTC SaleCommon Stock 2,470 $30.00 $74,100.00
Disclosure

SEC source: 0000950103-20-003177 · dp121775_4-granger.xml · nonDerivative · entry 2

GRANGER CLARENCE L · CIK 0001283710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,597

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

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February 20, 2020 Filed Feb 24, 2020 21:35 UTC SaleCommon Stock 15,000 $28.01 $420,150.00
Disclosure

SEC source: 0000950103-20-003177 · dp121775_4-granger.xml · nonDerivative · entry 1

GRANGER CLARENCE L · CIK 0001283710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,067

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.