Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2017 Filed May 18, 2017 15:02 UTC |
WILKINSON BRUCE WDirector
|
Exercise / conversionCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001986 · primarydocument.xml · nonDerivative · entry 2 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:01 UTC |
MULLARKEY MAUREEN TDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001984 · primarydocument.xml · derivative · entry 3 MULLARKEY MAUREEN T · CIK 0001179991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,486 Underlying: Common Stock · 780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:01 UTC |
MULLARKEY MAUREEN TDirector
|
Exercise / conversionCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001984 · primarydocument.xml · nonDerivative · entry 2 MULLARKEY MAUREEN T · CIK 0001179991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:01 UTC |
Gutierrez Sidney M.Director
|
Exercise / conversionRestricted Stock Rights · Derivative | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001983 · primarydocument.xml · derivative · entry 3 Gutierrez Sidney M. · CIK 0001638692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,486 Underlying: Common Stock · 780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:01 UTC |
Gutierrez Sidney M.Director
|
Exercise / conversionCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001983 · primarydocument.xml · nonDerivative · entry 2 Gutierrez Sidney M. · CIK 0001638692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:01 UTC |
BECKER NORMAN P.Director
|
Exercise / conversionRestricted Stock Rights · Derivative | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001981 · primarydocument.xml · derivative · entry 3 BECKER NORMAN P. · CIK 0001674431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,559 Underlying: Common Stock · 780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:01 UTC |
BECKER NORMAN P.Director
|
Exercise / conversionCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001981 · primarydocument.xml · nonDerivative · entry 2 BECKER NORMAN P. · CIK 0001674431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:01 UTC |
CONLEY E RENAEDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001982 · primarydocument.xml · derivative · entry 3 CONLEY E RENAE · CIK 0001125828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,486 Underlying: Common Stock · 780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:01 UTC |
CONLEY E RENAEDirector
|
Exercise / conversionCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001982 · primarydocument.xml · nonDerivative · entry 2 CONLEY E RENAE · CIK 0001125828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:01 UTC |
FOHRER ALAN JDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001980 · primarydocument.xml · derivative · entry 3 FOHRER ALAN J · CIK 0001188146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,486 Underlying: Common Stock · 780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:01 UTC |
FOHRER ALAN JDirector
|
Exercise / conversionCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001980 · primarydocument.xml · nonDerivative · entry 2 FOHRER ALAN J · CIK 0001188146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. Read SEC document |
| May 16, 2017 Filed May 18, 2017 11:01 UTC |
SCHWANZ DONALD KDirector
|
GrantCommon Stock | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001985 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,540 F1 · shares: These shares represent restricted stock units granted on May 16, 2017 that will vest on May 16, 2018 and be settled in common stock upon or after vesting. Read SEC document |
| May 16, 2017 Filed May 18, 2017 15:02 UTC |
WILKINSON BRUCE WDirector
|
GrantCommon Stock | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001986 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,127 F1 · shares: These shares represent restricted stock units granted on May 16, 2017 that will vest on May 16, 2018 and be settled in common stock upon or after vesting. Read SEC document |
| May 16, 2017 Filed May 18, 2017 15:01 UTC |
MULLARKEY MAUREEN TDirector
|
GrantCommon Stock | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001984 · primarydocument.xml · nonDerivative · entry 1 MULLARKEY MAUREEN T · CIK 0001179991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,660 F1 · shares: These shares represent restricted stock units granted on May 16, 2017 that will vest on May 16, 2018 and be settled in common stock upon or after vesting. Read SEC document |
| May 16, 2017 Filed May 18, 2017 15:01 UTC |
Gutierrez Sidney M.Director
|
GrantCommon Stock | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001983 · primarydocument.xml · nonDerivative · entry 1 Gutierrez Sidney M. · CIK 0001638692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,308 F1 · shares: These shares represent restricted stock units granted on May 16, 2017 that will vest on May 16, 2018 and be settled in common stock upon or after vesting. Read SEC document |
| May 16, 2017 Filed May 18, 2017 15:01 UTC |
BECKER NORMAN P.Director
|
GrantCommon Stock | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001981 · primarydocument.xml · nonDerivative · entry 1 BECKER NORMAN P. · CIK 0001674431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,452 F1 · shares: These shares represent restricted stock units granted on May 16, 2017 that will vest on May 16, 2018 and be settled in common stock upon or after vesting. Read SEC document |
| May 16, 2017 Filed May 18, 2017 15:01 UTC |
CONLEY E RENAEDirector
|
GrantCommon Stock | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001982 · primarydocument.xml · nonDerivative · entry 1 CONLEY E RENAE · CIK 0001125828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,144 F1 · shares: These shares represent restricted stock units granted on May 16, 2017 that will vest on May 16, 2018 and be settled in common stock upon or after vesting. Read SEC document |
| May 16, 2017 Filed May 18, 2017 15:01 UTC |
FOHRER ALAN JDirector
|
GrantCommon Stock | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001980 · primarydocument.xml · nonDerivative · entry 1 FOHRER ALAN J · CIK 0001188146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,572 F1 · shares: These shares represent restricted stock units granted on May 16, 2017 that will vest on May 16, 2018 and be settled in common stock upon or after vesting. Read SEC document |
| May 15, 2017 Filed May 16, 2017 14:37 UTC |
SCHWANZ DONALD KDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001950 · primarydocument.xml · derivative · entry 4 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 Underlying: Common Stock · 784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 15, 2017 Filed May 16, 2017 14:37 UTC |
SCHWANZ DONALD KDirector
|
Exercise / conversionCommon Stock | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001950 · primarydocument.xml · nonDerivative · entry 2 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 15, 2017 Filed May 16, 2017 18:37 UTC |
MULLARKEY MAUREEN TDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001949 · primarydocument.xml · derivative · entry 4 MULLARKEY MAUREEN T · CIK 0001179991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 Underlying: Common Stock · 784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 15, 2017 Filed May 16, 2017 18:37 UTC |
MULLARKEY MAUREEN TDirector
|
Exercise / conversionCommon Stock | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001949 · primarydocument.xml · nonDerivative · entry 2 MULLARKEY MAUREEN T · CIK 0001179991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 15, 2017 Filed May 16, 2017 18:37 UTC |
WILKINSON BRUCE WDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001951 · primarydocument.xml · derivative · entry 4 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 Underlying: Common Stock · 784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 15, 2017 Filed May 16, 2017 18:37 UTC |
WILKINSON BRUCE WDirector
|
Exercise / conversionCommon Stock | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001951 · primarydocument.xml · nonDerivative · entry 2 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 15, 2017 Filed May 16, 2017 18:37 UTC |
CONLEY E RENAEDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001948 · primarydocument.xml · derivative · entry 4 CONLEY E RENAE · CIK 0001125828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 Underlying: Common Stock · 784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 15, 2017 Filed May 16, 2017 18:37 UTC |
CONLEY E RENAEDirector
|
Exercise / conversionCommon Stock | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001948 · primarydocument.xml · nonDerivative · entry 2 CONLEY E RENAE · CIK 0001125828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 15, 2017 Filed May 16, 2017 18:37 UTC |
FOHRER ALAN JDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001947 · primarydocument.xml · derivative · entry 4 FOHRER ALAN J · CIK 0001188146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 Underlying: Common Stock · 784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 15, 2017 Filed May 16, 2017 18:37 UTC |
FOHRER ALAN JDirector
|
Exercise / conversionCommon Stock | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001947 · primarydocument.xml · nonDerivative · entry 2 FOHRER ALAN J · CIK 0001188146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 14:37 UTC |
SCHWANZ DONALD KDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001950 · primarydocument.xml · derivative · entry 3 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 Underlying: Common Stock · 928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 12, 2017 Filed May 16, 2017 14:37 UTC |
SCHWANZ DONALD KDirector
|
Exercise / conversionCommon Stock | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001950 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:37 UTC |
Gutierrez Sidney M.Director
|
Exercise / conversionRestricted Stock Rights · Derivative | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001952 · primarydocument.xml · derivative · entry 2 Gutierrez Sidney M. · CIK 0001638692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 Underlying: Common Stock · 928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:37 UTC |
Gutierrez Sidney M.Director
|
Exercise / conversionCommon Stock | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001952 · primarydocument.xml · nonDerivative · entry 1 Gutierrez Sidney M. · CIK 0001638692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:37 UTC |
MULLARKEY MAUREEN TDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001949 · primarydocument.xml · derivative · entry 3 MULLARKEY MAUREEN T · CIK 0001179991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 Underlying: Common Stock · 928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:37 UTC |
MULLARKEY MAUREEN TDirector
|
Exercise / conversionCommon Stock | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001949 · primarydocument.xml · nonDerivative · entry 1 MULLARKEY MAUREEN T · CIK 0001179991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:37 UTC |
WILKINSON BRUCE WDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001951 · primarydocument.xml · derivative · entry 3 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 Underlying: Common Stock · 928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:37 UTC |
WILKINSON BRUCE WDirector
|
Exercise / conversionCommon Stock | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001951 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:37 UTC |
CONLEY E RENAEDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001948 · primarydocument.xml · derivative · entry 3 CONLEY E RENAE · CIK 0001125828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 Underlying: Common Stock · 928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:37 UTC |
CONLEY E RENAEDirector
|
Exercise / conversionCommon Stock | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001948 · primarydocument.xml · nonDerivative · entry 1 CONLEY E RENAE · CIK 0001125828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. F2 · balance_after: The total reported includes correction for a clerical error on a previous Form 4 (which reported total ownership as of 5/15/16 of 7900 shares rather than 7980 shares). Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:37 UTC |
FOHRER ALAN JDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001947 · primarydocument.xml · derivative · entry 3 FOHRER ALAN J · CIK 0001188146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 Underlying: Common Stock · 928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:37 UTC |
FOHRER ALAN JDirector
|
Exercise / conversionCommon Stock | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001947 · primarydocument.xml · nonDerivative · entry 1 FOHRER ALAN J · CIK 0001188146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:52 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionStock Options · Derivative | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001938 · primarydocument.xml · derivative · entry 6 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,000 Underlying: Common Stock · 24,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Based on the closing price on the date of the grant. F3 · derivative.exercise_date: The options vested in three equal annual installments from grant date and are fully vested. F4 · derivative.expiration_date: The options expire 10 years from grant date. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:52 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionStock Options · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001938 · primarydocument.xml · derivative · entry 5 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Based on the closing price on the date of the grant. F3 · derivative.exercise_date: The options vested in three equal annual installments from grant date and are fully vested. F4 · derivative.expiration_date: The options expire 10 years from grant date. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:52 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 15,341 | $36.80 | $564,548.80 |
DisclosureSEC source: 0001562180-17-001938 · primarydocument.xml · nonDerivative · entry 4 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,125 F1 · shares: Represents shares withheld by PNM Resources, Inc. to satisfy the options cost and tax withholding obligations. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:52 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 24,000 | $13.17 | $316,080.00 |
DisclosureSEC source: 0001562180-17-001938 · primarydocument.xml · nonDerivative · entry 3 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:52 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 3,724 | $36.80 | $137,043.20 |
DisclosureSEC source: 0001562180-17-001938 · primarydocument.xml · nonDerivative · entry 2 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,466 F1 · shares: Represents shares withheld by PNM Resources, Inc. to satisfy the options cost and tax withholding obligations. Read SEC document |
| May 11, 2017 Filed May 15, 2017 18:52 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 4,000 | $23.90 | $95,600.00 |
DisclosureSEC source: 0001562180-17-001938 · primarydocument.xml · nonDerivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Rights · Derivative | 4,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001194 · primarydocument.xml · derivative · entry 3 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,016 Underlying: Common Stock · 4,802 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,250 | $36.40 | $81,900.00 |
DisclosureSEC source: 0001562180-17-001194 · primarydocument.xml · nonDerivative · entry 2 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,190 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 4,802 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001194 · primarydocument.xml · nonDerivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
Eldred Charles NEXEC VP, CFO
|
Exercise / conversionRestricted Stock Rights · Derivative | 1,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001195 · primarydocument.xml · derivative · entry 3 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,733 Underlying: Common Stock · 1,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.