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TTEK

TETRA TECH INC

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3570
SEC CIK
0000831641
Parsed reports
658

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2017 Filed Nov 22, 2017 21:22 UTC
BROWNLIE WILLIAM RSVP, CHIEF ENGINEER
Tax withholdingCOMMON STOCK 255 $50.00 $12,750.00
Disclosure

SEC source: 0000831641-17-000092 · wf-form4_151138571234651.xml · nonDerivative · entry 4

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, CHIEF ENGINEER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,264

F4 · shares: 255 of the shares underlying restricted stock which vested on 11/21/2017 were withheld to pay the related tax liability.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:22 UTC
BROWNLIE WILLIAM RSVP, CHIEF ENGINEER
Tax withholdingCOMMON STOCK 3,967 $50.00 $198,350.00
Disclosure

SEC source: 0000831641-17-000092 · wf-form4_151138571234651.xml · nonDerivative · entry 3

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, CHIEF ENGINEER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,519

F3 · shares: 3,967 of the shares underlying PSUs which vested on 11/21/2017 were withheld to pay the related tax liability.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:22 UTC
BROWNLIE WILLIAM RSVP, CHIEF ENGINEER
GrantCOMMON STOCK 5,127 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000092 · wf-form4_151138571234651.xml · nonDerivative · entry 2

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, CHIEF ENGINEER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,486

F2 · shares: Each performance share unit ("PSU") represents the right to receive one share of Common Stock. The PSUs awarded cliff-vest after a 3-year performance period. The Performance Period was the Company's fiscal years 2015, 2016 and 2017. The number of PSUs earned by the Awardee for the Performance Period was determined at the end of the Performance Period by measuring relative total shareholder return ("TSR"), with equal weight given to the selected industry peer group and to the S&P 1000. The TSR peer group performance percentile was 89%, and the TSR S&P 1000 performance percentile was 82%. Straight line interpolation determined the vesting credit percentage. Therefore, 189% of the 2,713 PSUs awarded on November 21, 2014 were earned and vested on November 21, 2017.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:22 UTC
BROWNLIE WILLIAM RSVP, CHIEF ENGINEER
GrantCOMMON STOCK 5,426 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000092 · wf-form4_151138571234651.xml · nonDerivative · entry 1

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, CHIEF ENGINEER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,359

F1 · shares: Each performance share unit ("PSU") represents the right to receive one share of Common Stock. The PSUs awarded cliff-vest after a 3-year performance period. The Performance Period was the Company's fiscal years 2015, 2016 and 2017. The number of PSUs earned by the Awardee was determined at the end of the Performance Period by measuring earnings per share ("EPS") growth, which was 35% year-over-year growth. Therefore, 200% of the 2,713 PSUs awarded on November 21, 2014 were earned and vested on November 21, 2017.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:21 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Tax withholdingCOMMON STOCK 3,754 $50.00 $187,700.00
Disclosure

SEC source: 0000831641-17-000091 · wf-form4_151138569473490.xml · nonDerivative · entry 4

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,168

F4 · shares: 3,754 of the shares underlying restricted stock which vested on 11/21/2017 were withheld to pay the related tax liability.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:21 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Tax withholdingCOMMON STOCK 58,403 $50.00 $2,920,150.00
Disclosure

SEC source: 0000831641-17-000091 · wf-form4_151138569473490.xml · nonDerivative · entry 3

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,922

F3 · shares: 58,403 of the shares underlying PSUs which vested on 11/21/2017 were withheld to pay the related tax liability.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:21 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
GrantCOMMON STOCK 54,380 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000091 · wf-form4_151138569473490.xml · nonDerivative · entry 2

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,325

F2 · shares: Each performance share unit ("PSU") represents the right to receive one share of Common Stock. The PSUs awarded cliff-vest after a 3-year performance period. The Performance Period was the Company's fiscal years 2015, 2016 and 2017. The number of PSUs earned by the Awardee for the Performance Period was determined at the end of the Performance Period by measuring relative total shareholder return ("TSR"), with equal weight given to the selected industry peer group and to the S&P 1000. The TSR peer group performance percentile was 89%, and the TSR S&P 1000 performance percentile was 82%. Straight line interpolation determined the vesting credit percentage. Therefore, 189% of the 28,773 PSUs awarded on November 21, 2014 were earned and vested on November 21, 2017.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:21 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
GrantCOMMON STOCK 57,544 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000091 · wf-form4_151138569473490.xml · nonDerivative · entry 1

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,945

F1 · shares: Each performance share unit ("PSU") represents the right to receive one share of Common Stock. The PSUs awarded cliff-vest after a 3-year performance period. The Performance Period was the Company's fiscal years 2015, 2016 and 2017. The number of PSUs earned by the Awardee was determined at the end of the Performance Period by measuring earnings per share ("EPS") growth, which was 35% year-over-year growth. Therefore, 200% of the 28,772 PSUs awarded on November 21, 2014 were earned and vested on November 21, 2017.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:21 UTC Tax withholdingCOMMON STOCK 125 $50.00 $6,250.00
Disclosure

SEC source: 0000831641-17-000090 · wf-form4_151138567704871.xml · nonDerivative · entry 1

Auman Jan K · CIK 0001722019 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,011

F1 · shares: 125 of the shares underlying restricted stock which vested on 11/21/2017 were withheld to pay the related tax liability.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:21 UTC
Argus Roger RSVP, Gov't Svcs. Group
Tax withholdingCOMMON STOCK 217 $50.00 $10,850.00
Disclosure

SEC source: 0000831641-17-000089 · wf-form4_151138565979854.xml · nonDerivative · entry 1

Argus Roger R · CIK 0001721930 · SVP, Gov't Svcs. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,183

F1 · shares: 217 of the shares underlying restricted stock which vested on 11/21/2017 were withheld to pay the related tax liability.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 21:20 UTC Tax withholdingCOMMON STOCK 49 $50.00 $2,450.00
Disclosure

SEC source: 0000831641-17-000088 · wf-form4_151138564197867.xml · nonDerivative · entry 1

Amidon Derek G · CIK 0001721981 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,563

F1 · shares: 49 of the shares underlying restricted stock which vested on 11/21/2017 were withheld to pay the related tax liability.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:17 UTC
Teufele BernardSVP, CSA Division
Tax withholdingCOMMON STOCK 85 $48.55 $4,126.75
Disclosure

SEC source: 0000831641-17-000064 · wf-form4_151130260917860.xml · nonDerivative · entry 3

Teufele Bernard · CIK 0001722571 · SVP, CSA Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,306

F3 · shares: 85 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:16 UTC
SHOEMAKER LESLIE LEVP, WEI GROUP PRESIDENT
Tax withholdingCOMMON STOCK 436 $48.55 $21,167.80
Disclosure

SEC source: 0000831641-17-000062 · wf-form4_151130257577281.xml · nonDerivative · entry 3

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, WEI GROUP PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,934

F3 · shares: 436 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:15 UTC Tax withholdingCOMMON STOCK 45 $48.55 $2,184.75
Disclosure

SEC source: 0000831641-17-000060 · wf-form4_151130253435263.xml · nonDerivative · entry 3

Rynning Mark A · CIK 0001722242 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,122

F3 · shares: 45 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:16 UTC
SALIN JANIS BSVP, GENERAL COUNSEL
Tax withholdingCOMMON STOCK 323 $48.55 $15,681.65
Disclosure

SEC source: 0000831641-17-000061 · wf-form4_151130255772674.xml · nonDerivative · entry 2

SALIN JANIS B · CIK 0001206392 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,759

F2 · shares: 323 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:14 UTC
LEMMON RICHARD ASVP, CORPORATE ADMINISTRATION
Tax withholdingCOMMON STOCK 303 $48.55 $14,710.65
Disclosure

SEC source: 0000831641-17-000055 · wf-form4_151130244364431.xml · nonDerivative · entry 3

LEMMON RICHARD A · CIK 0001187157 · SVP, CORPORATE ADMINISTRATION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,846

F3 · shares: 303 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:13 UTC Tax withholdingCOMMON STOCK 268 $48.55 $13,011.40
Disclosure

SEC source: 0000831641-17-000052 · wf-form4_151130238920729.xml · nonDerivative · entry 3

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,205

F3 · shares: 268 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:13 UTC
CARTER BRIAN NSVP, CORPORATE CONTROLLER
Tax withholdingCOMMON STOCK 235 $48.55 $11,409.25
Disclosure

SEC source: 0000831641-17-000051 · wf-form4_151130236910429.xml · nonDerivative · entry 3

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,549

F3 · shares: 235 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:12 UTC Tax withholdingCOMMON STOCK 491 $48.55 $23,838.05
Disclosure

SEC source: 0000831641-17-000050 · wf-form4_151130234855330.xml · nonDerivative · entry 3

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,885

F3 · shares: 491 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:12 UTC
BROWNLIE WILLIAM RSVP, CHIEF ENGINEER
Tax withholdingCOMMON STOCK 268 $48.55 $13,011.40
Disclosure

SEC source: 0000831641-17-000049 · wf-form4_151130232690861.xml · nonDerivative · entry 3

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, CHIEF ENGINEER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,933

F3 · shares: 268 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:05 UTC Tax withholdingCOMMON STOCK 83 $48.55 $4,029.65
Disclosure

SEC source: 0000831641-17-000047 · wf-form4_151130193019682.xml · nonDerivative · entry 3

Auman Jan K · CIK 0001722019 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,136

F3 · shares: 83 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:05 UTC
Argus Roger RSVP, Gov't Svcs. Group
Tax withholdingCOMMON STOCK 235 $48.55 $11,409.25
Disclosure

SEC source: 0000831641-17-000046 · wf-form4_151130191273240.xml · nonDerivative · entry 3

Argus Roger R · CIK 0001721930 · SVP, Gov't Svcs. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

F3 · shares: 235 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 22:05 UTC Tax withholdingCOMMON STOCK 37 $48.55 $1,796.35
Disclosure

SEC source: 0000831641-17-000045 · wf-form4_151130189322805.xml · nonDerivative · entry 3

Amidon Derek G · CIK 0001721981 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,612

F3 · shares: 37 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:17 UTC
Teufele BernardSVP, CSA Division
Tax withholdingCOMMON STOCK 85 $47.95 $4,075.75
Disclosure

SEC source: 0000831641-17-000064 · wf-form4_151130260917860.xml · nonDerivative · entry 2

Teufele Bernard · CIK 0001722571 · SVP, CSA Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,391

F2 · shares: 85 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:16 UTC
SHOEMAKER LESLIE LEVP, WEI GROUP PRESIDENT
Tax withholdingCOMMON STOCK 325 $47.95 $15,583.75
Disclosure

SEC source: 0000831641-17-000062 · wf-form4_151130257577281.xml · nonDerivative · entry 2

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, WEI GROUP PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,370

F2 · shares: 325 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:15 UTC Tax withholdingCOMMON STOCK 103 $47.95 $4,938.85
Disclosure

SEC source: 0000831641-17-000060 · wf-form4_151130253435263.xml · nonDerivative · entry 2

Rynning Mark A · CIK 0001722242 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167

F2 · shares: 103 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:16 UTC
SALIN JANIS BSVP, GENERAL COUNSEL
Tax withholdingCOMMON STOCK 215 $47.95 $10,309.25
Disclosure

SEC source: 0000831641-17-000061 · wf-form4_151130255772674.xml · nonDerivative · entry 1

SALIN JANIS B · CIK 0001206392 · SVP, GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,082

F1 · shares: 215 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:14 UTC
LEMMON RICHARD ASVP, CORPORATE ADMINISTRATION
Tax withholdingCOMMON STOCK 202 $47.95 $9,685.90
Disclosure

SEC source: 0000831641-17-000055 · wf-form4_151130244364431.xml · nonDerivative · entry 2

LEMMON RICHARD A · CIK 0001187157 · SVP, CORPORATE ADMINISTRATION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,149

F2 · shares: 202 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:13 UTC Tax withholdingCOMMON STOCK 184 $47.95 $8,822.80
Disclosure

SEC source: 0000831641-17-000052 · wf-form4_151130238920729.xml · nonDerivative · entry 2

CHRISTENSEN CRAIG L · CIK 0001206709 · SVP, CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,473

F2 · shares: 184 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:13 UTC
CARTER BRIAN NSVP, CORPORATE CONTROLLER
Tax withholdingCOMMON STOCK 179 $47.95 $8,583.05
Disclosure

SEC source: 0000831641-17-000051 · wf-form4_151130236910429.xml · nonDerivative · entry 2

CARTER BRIAN N · CIK 0001561742 · SVP, CORPORATE CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,784

F2 · shares: 179 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:12 UTC Tax withholdingCOMMON STOCK 325 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000050 · wf-form4_151130234855330.xml · nonDerivative · entry 2

BURDICK STEVEN M · CIK 0001277150 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,376

F2 · shares: 325 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:12 UTC
BROWNLIE WILLIAM RSVP, CHIEF ENGINEER
Tax withholdingCOMMON STOCK 184 $47.95 $8,822.80
Disclosure

SEC source: 0000831641-17-000049 · wf-form4_151130232690861.xml · nonDerivative · entry 2

BROWNLIE WILLIAM R · CIK 0001346227 · SVP, CHIEF ENGINEER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,201

F2 · shares: 184 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:11 UTC
BATRACK DAN LDirector · CHAIRMAN AND CEO
Tax withholdingCOMMON STOCK 2,467 $47.95 $118,292.65
Disclosure

SEC source: 0000831641-17-000048 · wf-form4_151130230424794.xml · nonDerivative · entry 2

BATRACK DAN L · CIK 0001207854 · Director · CHAIRMAN AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,401

F2 · shares: 2,467 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:05 UTC Tax withholdingCOMMON STOCK 125 $47.95 $5,993.75
Disclosure

SEC source: 0000831641-17-000047 · wf-form4_151130193019682.xml · nonDerivative · entry 2

Auman Jan K · CIK 0001722019 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,219

F2 · shares: 125 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:05 UTC
Argus Roger RSVP, Gov't Svcs. Group
Tax withholdingCOMMON STOCK 235 $47.95 $11,268.25
Disclosure

SEC source: 0000831641-17-000046 · wf-form4_151130191273240.xml · nonDerivative · entry 2

Argus Roger R · CIK 0001721930 · SVP, Gov't Svcs. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,635

F2 · shares: 235 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 18, 2017 Filed Nov 21, 2017 22:05 UTC Tax withholdingCOMMON STOCK 813 $47.95 $38,983.35
Disclosure

SEC source: 0000831641-17-000045 · wf-form4_151130189322805.xml · nonDerivative · entry 2

Amidon Derek G · CIK 0001721981 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,649

F2 · shares: 813 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:18 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 4,200 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000066 · wf-form4_151130267979378.xml · derivative · entry 2

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: COMMON STOCK · 4,200 shares

Expires 2027-11-17

F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:18 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000066 · wf-form4_151130267979378.xml · nonDerivative · entry 1

Volpi Kirsten M · CIK 0001582882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,020

F1 · shares: 900 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs will become vested as to 100% of the shares on November 18, 2018.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:17 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 4,200 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000065 · wf-form4_151130262490224.xml · derivative · entry 2

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: COMMON STOCK · 4,200 shares

Expires 2027-11-17

F3 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:17 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000065 · wf-form4_151130262490224.xml · nonDerivative · entry 1

THOMPSON J KENNETH · CIK 0001188787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,795

F1 · shares: 900 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs will become vested as to 100% of the shares on November 18, 2018.

F2 · balance_after: Includes 400 shares as gift to charitable foundation transacted on 11/30/2016.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:17 UTC
Teufele BernardSVP, CSA Division
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 5,580 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000064 · wf-form4_151130260917860.xml · derivative · entry 4

Teufele Bernard · CIK 0001722571 · SVP, CSA Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

Underlying: COMMON STOCK · 5,580 shares

Expires 2027-11-17

F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:17 UTC
Teufele BernardSVP, CSA Division
GrantCOMMON STOCK 1,720 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000064 · wf-form4_151130260917860.xml · nonDerivative · entry 1

Teufele Bernard · CIK 0001722571 · SVP, CSA Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,476

F1 · shares: 1,720 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:16 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 4,200 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000063 · wf-form4_151130259278037.xml · derivative · entry 2

SMITH ALBERT E · CIK 0001194005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: COMMON STOCK · 4,200 shares

Expires 2027-11-17

F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

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November 17, 2017 Filed Nov 21, 2017 22:16 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000063 · wf-form4_151130259278037.xml · nonDerivative · entry 1

SMITH ALBERT E · CIK 0001194005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,777

F1 · shares: 900 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs will become vested as to 100% of the shares on November 18, 2018.

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November 17, 2017 Filed Nov 21, 2017 22:16 UTC
SHOEMAKER LESLIE LEVP, WEI GROUP PRESIDENT
GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 11,161 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000062 · wf-form4_151130257577281.xml · derivative · entry 4

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, WEI GROUP PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,161

Underlying: COMMON STOCK · 11,161 shares

Expires 2027-11-17

F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

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November 17, 2017 Filed Nov 21, 2017 22:16 UTC
SHOEMAKER LESLIE LEVP, WEI GROUP PRESIDENT
GrantCOMMON STOCK 3,439 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000062 · wf-form4_151130257577281.xml · nonDerivative · entry 1

SHOEMAKER LESLIE L · CIK 0001450067 · EVP, WEI GROUP PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,695

F1 · shares: 3,439 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

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November 17, 2017 Filed Nov 21, 2017 22:15 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 5,580 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000060 · wf-form4_151130253435263.xml · derivative · entry 4

Rynning Mark A · CIK 0001722242 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

Underlying: COMMON STOCK · 5,580 shares

Expires 2027-11-17

F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

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November 17, 2017 Filed Nov 21, 2017 22:15 UTC GrantCOMMON STOCK 1,720 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000060 · wf-form4_151130253435263.xml · nonDerivative · entry 1

Rynning Mark A · CIK 0001722242 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,270

F1 · shares: 1,720 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:15 UTC GrantSTOCK OPTION (RIGHT TO BUY) · Derivative 4,200 $0.00 Strike: $47.95 $0.00
Disclosure

SEC source: 0000831641-17-000059 · wf-form4_151130251434527.xml · derivative · entry 2

Ritrievi Kimberly E · CIK 0001592089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: COMMON STOCK · 4,200 shares

Expires 2027-11-17

F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 22:15 UTC GrantCOMMON STOCK 900 $0.00 $0.00
Disclosure

SEC source: 0000831641-17-000059 · wf-form4_151130251434527.xml · nonDerivative · entry 1

Ritrievi Kimberly E · CIK 0001592089 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,020

F1 · shares: 900 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs will become vested as to 100% of the shares on November 18, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.