Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TETRA TECH INCTTEK · Entity 3570 | SVP, Global Development Svcs. | November 20, 2019 | November 22, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TETRA TECH INC
Report date November 20, 2019 · Filed November 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 6,926 |
Ending reported balance
After 2019-11-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-11-20 · Exercise / conversion · Acquired 250 · Balance 7,002 F1: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. Row 2 · 2019-11-20 · Tax withholding · Disposed 76 · Balance 6,926 F2: Represents the number of shares withheld to pay the related tax liability on restricted stock units (RSUs) that vested on 11/20/2019. |
| RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-11-20 | Direct | 0 |
Reported balance
After 2019-11-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-11-20 · Exercise / conversion · Disposed 250 · Balance 0 F1: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. F3: The restricted stock units (RSUs) vested in four equal annual installments beginning on November 20, 2015. |
| RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-11-18 | Direct | 0 |
Reported balance
After 2019-11-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-11-21 · Grant · Acquired 1,862 · Balance 0 F1: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. F4: The restricted stock units (RSUs) vest in four equal annual installments beginning on November 18, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.
F2: Represents the number of shares withheld to pay the related tax liability on restricted stock units (RSUs) that vested on 11/20/2019.
F3: The restricted stock units (RSUs) vested in four equal annual installments beginning on November 20, 2015.
F4: The restricted stock units (RSUs) vest in four equal annual installments beginning on November 18, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2019 Filed Nov 22, 2019 21:33 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative | 1,862 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000831641-19-000167 · wf-form4_157445836653932.xml · derivative · entry 4 Auman Jan K · CIK 0001722019 · SVP, Global Development Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 1,862 shares Expires 2023-11-18 F1 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. F4 · derivative.exercise_date: The restricted stock units (RSUs) vest in four equal annual installments beginning on November 18, 2020. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:33 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative | 250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000831641-19-000167 · wf-form4_157445836653932.xml · derivative · entry 3 Auman Jan K · CIK 0001722019 · SVP, Global Development Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 250 shares Expires 2019-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. F3 · derivative.exercise_date: The restricted stock units (RSUs) vested in four equal annual installments beginning on November 20, 2015. F3 · derivative.expiration_date: The restricted stock units (RSUs) vested in four equal annual installments beginning on November 20, 2015. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:33 UTC | TETRA TECH INC TTEK · Entity 3570 | Tax withholdingCOMMON STOCK | 76 | $86.28 | $6,557.28 |
DisclosureSEC source: 0000831641-19-000167 · wf-form4_157445836653932.xml · nonDerivative · entry 2 Auman Jan K · CIK 0001722019 · SVP, Global Development Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,926 F2 · shares: Represents the number of shares withheld to pay the related tax liability on restricted stock units (RSUs) that vested on 11/20/2019. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:33 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000831641-19-000167 · wf-form4_157445836653932.xml · nonDerivative · entry 1 Auman Jan K · CIK 0001722019 · SVP, Global Development Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 01:26 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative | 539 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000831641-19-000123 · wf-form4_157429957074836.xml · derivative · entry 3 Auman Jan K · CIK 0001722019 · SVP, Global Development Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,617 Underlying: COMMON STOCK · 539 shares Expires 2022-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. F3 · derivative.exercise_date: The restricted stock units (RSUs) vest in four equal annual installments beginning on November 18, 2019. F3 · derivative.expiration_date: The restricted stock units (RSUs) vest in four equal annual installments beginning on November 18, 2019. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 01:26 UTC | TETRA TECH INC TTEK · Entity 3570 | Tax withholdingCOMMON STOCK | 406 | $87.15 | $35,382.90 |
DisclosureSEC source: 0000831641-19-000123 · wf-form4_157429957074836.xml · nonDerivative · entry 2 Auman Jan K · CIK 0001722019 · SVP, Global Development Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,752 F2 · shares: Represents the number of shares withheld to pay the related tax liability on a total of 1,344 restricted stock units (RSUs) which vested on 11/18/2019. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 01:26 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000831641-19-000123 · wf-form4_157429957074836.xml · nonDerivative · entry 1 Auman Jan K · CIK 0001722019 · SVP, Global Development Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 21:10 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 1,981 | $84.00 | $166,404.00 |
DisclosureSEC source: 0000831641-19-000084 · wf-form4_156866822301490.xml · nonDerivative · entry 1 Auman Jan K · CIK 0001722019 · SVP, Global Development Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,619 F1 · kind: Pursuant to a 10b5-1 Plan. Read SEC document |
| November 21, 2018 Filed Nov 22, 2018 01:07 UTC | TETRA TECH INC TTEK · Entity 3570 | Tax withholdingCOMMON STOCK | 113 | $62.68 | $7,082.84 |
DisclosureSEC source: 0000831641-18-000179 · wf-form4_154284883514085.xml · nonDerivative · entry 2 Auman Jan K · CIK 0001722019 · SVP, Global Development Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,600 F1 · shares: Represents the shares underlying restricted stock units (RSUs) which vested on 11/20/2018 and 11/21/2018 and were withheld to pay the related tax liability. Read SEC document |
| November 20, 2018 Filed Nov 22, 2018 01:07 UTC | TETRA TECH INC TTEK · Entity 3570 | Tax withholdingCOMMON STOCK | 76 | $63.44 | $4,821.44 |
DisclosureSEC source: 0000831641-18-000179 · wf-form4_154284883514085.xml · nonDerivative · entry 1 Auman Jan K · CIK 0001722019 · SVP, Global Development Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,713 F1 · shares: Represents the shares underlying restricted stock units (RSUs) which vested on 11/20/2018 and 11/21/2018 and were withheld to pay the related tax liability. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 02:02 UTC | TETRA TECH INC TTEK · Entity 3570 | Tax withholdingCOMMON STOCK | 243 | $65.34 | $15,877.62 |
DisclosureSEC source: 0000831641-18-000138 · wf-form4_154267933566946.xml · nonDerivative · entry 1 Auman Jan K · CIK 0001722019 · SVP, Global Development Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,789 F1 · shares: Represents the shares underlying restricted stock units (RSUs) which vested on 11/18/2018 and were withheld to pay the related tax liability. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:08 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative | 2,156 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000831641-18-000102 · wf-form4_154240606805921.xml · derivative · entry 1 Auman Jan K · CIK 0001722019 · SVP, Global Development Svcs. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,156 Underlying: COMMON STOCK · 2,156 shares Expires 2022-11-18 F1 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. F2 · derivative.exercise_date: The restricted stock units (RSUs) become vested as to 25% of the shares underlying the RSUs on November 18, 2019, and on each of anniversary of that date until the RSUs are fully vested. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 23:23 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 1,979 | $68.70 | $135,957.30 |
DisclosureSEC source: 0000831641-18-000056 · wf-form4_153394337926989.xml · nonDerivative · entry 1 Auman Jan K · CIK 0001722019 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,032 F1 · price: All shares sold at an exact price. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:21 UTC | TETRA TECH INC TTEK · Entity 3570 | Tax withholdingCOMMON STOCK | 125 | $50.00 | $6,250.00 |
DisclosureSEC source: 0000831641-17-000090 · wf-form4_151138567704871.xml · nonDerivative · entry 1 Auman Jan K · CIK 0001722019 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,011 F1 · shares: 125 of the shares underlying restricted stock which vested on 11/21/2017 were withheld to pay the related tax liability. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:05 UTC | TETRA TECH INC TTEK · Entity 3570 | Tax withholdingCOMMON STOCK | 83 | $48.55 | $4,029.65 |
DisclosureSEC source: 0000831641-17-000047 · wf-form4_151130193019682.xml · nonDerivative · entry 3 Auman Jan K · CIK 0001722019 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,136 F3 · shares: 83 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability. Read SEC document |
| November 18, 2017 Filed Nov 21, 2017 22:05 UTC | TETRA TECH INC TTEK · Entity 3570 | Tax withholdingCOMMON STOCK | 125 | $47.95 | $5,993.75 |
DisclosureSEC source: 0000831641-17-000047 · wf-form4_151130193019682.xml · nonDerivative · entry 2 Auman Jan K · CIK 0001722019 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,219 F2 · shares: 125 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 22:05 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 5,580 | $0.00 Strike: $47.95 | $0.00 |
DisclosureSEC source: 0000831641-17-000047 · wf-form4_151130193019682.xml · derivative · entry 4 Auman Jan K · CIK 0001722019 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,580 Underlying: COMMON STOCK · 5,580 shares Expires 2027-11-17 F4 · derivative.exercise_date: The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 22:05 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantCOMMON STOCK | 1,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000831641-17-000047 · wf-form4_151130193019682.xml · nonDerivative · entry 1 Auman Jan K · CIK 0001722019 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,344 F1 · shares: 1,720 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.