Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CURTISS WRIGHT CORPCW · Entity 3243 | Director | February 18, 2021 | February 18, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CURTISS WRIGHT CORP
Report date February 18, 2021 · Filed February 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,354 |
Reported balance
After 2021-02-18 transaction · row 1
1 source rowRow 1 · 2021-02-18 · Grant · Acquired 1,085 · Balance 24,354 F1: Shares were issued pursuant to the Company's 2014 Omnibus Incentive Plan in which non-employee directors receive an annual grant of restricted stock for service on the board. The restrictions on these shares lapse upon the shorter of (a) three years from the date of grant or (b) until such time as the service of the recipient as a Non-employee Director of the Company shall have ended by reason of his or her (i) death or disability or (ii) failure to be reelected. F2: The number of shares is arrived by dividing the closing price of the Issuer's securities on February 16, 2021 into $125,000, the amount of the stock award granted to the Issuer's non-employee directors. F3: Price is based on the close price for the Registrant's common stock on February 16, 2021 the date the reporting person earned annual award. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were issued pursuant to the Company's 2014 Omnibus Incentive Plan in which non-employee directors receive an annual grant of restricted stock for service on the board. The restrictions on these shares lapse upon the shorter of (a) three years from the date of grant or (b) until such time as the service of the recipient as a Non-employee Director of the Company shall have ended by reason of his or her (i) death or disability or (ii) failure to be reelected.
F2: The number of shares is arrived by dividing the closing price of the Issuer's securities on February 16, 2021 into $125,000, the amount of the stock award granted to the Issuer's non-employee directors.
F3: Price is based on the close price for the Registrant's common stock on February 16, 2021 the date the reporting person earned annual award.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CDI CORP
Report date September 12, 2017 · Filed September 14, 2017
Section 16 reporting ended · disclosed 2017-09-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-09-13 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2017-09-12 · Other · Disposed 77,593.5 · Balance 0 Row 2 · 2017-09-12 · Exercise / conversion · Acquired 7,788 · Balance 7,788 F1: Upon vesting, each share of TVDS converts into one share of Common Stock. Row 3 · 2017-09-12 · Grant · Acquired 368 · Balance 8,156 F2: Under the terms of the Time Vested Deferred Stock (TVDS) granted to the Reporting Person, if dividends were paid on Common Stock between the grant date and the vesting date of the TVDS, then upon vesting under the TVDS the Reporting Person is entitled to receive additional shares of Common Stock equal to the aggregate value of the dividends relating to those shares. The price set forth in this column represents the value of Common Stock on the date that the shares of TVDS owned by the Reporting Person vested and therefore the date that additional shares of Common Stock relating to dividends were earned. Row 4 · 2017-09-12 · Exercise / conversion · Acquired 10,000 · Balance 18,156 F1: Upon vesting, each share of TVDS converts into one share of Common Stock. Row 5 · 2017-09-12 · Exercise / conversion · Acquired 10,000 · Balance 28,156 F1: Upon vesting, each share of TVDS converts into one share of Common Stock. Row 6 · 2017-09-13 · Disposition to issuer · Disposed 28,156 · Balance 0 |
| Time-Vested Deferred Stock (TVDS)SEC Table II · derivative / convertible security · Expires 2018-05-19 | Direct | 0 |
Reported balance
After 2017-09-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-09-12 · Exercise / conversion · Disposed 7,788 · Balance 0 F1: Upon vesting, each share of TVDS converts into one share of Common Stock. |
| Time-Vested Deferred Stock (TVDS)SEC Table II · derivative / convertible security · Expires 2019-05-17 | Direct | 0 |
Reported balance
After 2017-09-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-09-12 · Exercise / conversion · Disposed 10,000 · Balance 0 F1: Upon vesting, each share of TVDS converts into one share of Common Stock. |
| Time-Vested Deferred Stock (TVDS)SEC Table II · derivative / convertible security · Expires 2020-05-16 | Direct | 0 |
Reported balance
After 2017-09-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-09-12 · Exercise / conversion · Disposed 10,000 · Balance 0 F1: Upon vesting, each share of TVDS converts into one share of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon vesting, each share of TVDS converts into one share of Common Stock.
F2: Under the terms of the Time Vested Deferred Stock (TVDS) granted to the Reporting Person, if dividends were paid on Common Stock between the grant date and the vesting date of the TVDS, then upon vesting under the TVDS the Reporting Person is entitled to receive additional shares of Common Stock equal to the aggregate value of the dividends relating to those shares. The price set forth in this column represents the value of Common Stock on the date that the shares of TVDS owned by the Reporting Person vested and therefore the date that additional shares of Common Stock relating to dividends were earned.
LOCKHEED MARTIN CORP
Report date March 31, 2004 · Filed June 03, 2004 · Amendment
Section 16 reporting ended · disclosed 2004-06-03. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,751.793 |
Reported balance
After 2004-03-31 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2004-03-31 · Grant · Acquired 0 · Balance 22,751.793 F1: The originally reported award of restricted stock was conditioned upon the reporting person entering into an award agreement. The reporting person did not enter into an award agreement, and the award of 25,000 shares of restricted stock was cancelled. |
Filing footnotes · ownership attribution and instrument terms
F1: The originally reported award of restricted stock was conditioned upon the reporting person entering into an award agreement. The reporting person did not enter into an award agreement, and the award of 25,000 shares of restricted stock was cancelled.
TETRA TECH INC
Report date February 26, 2020 · Filed February 26, 2020
Section 16 reporting ended · disclosed 2020-02-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 47,570 |
Reported balance
After 2020-02-26 transaction · row 1
1 source rowRow 1 · 2020-02-26 · Exercise / conversion · Acquired 582 · Balance 47,570 F1: Shares automatically acquired upon the vesting of restricted stock units (RSUs). |
| RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-02-27 | Direct | 0 |
Reported balance
After 2020-02-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-02-26 · Exercise / conversion · Disposed 582 · Balance 0 F2: Vesting of the restricted stock units (RSUs), which was initially scheduled for November 18, 2020, was accelerated upon the Reporting Person's retirement from the Issuer's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares automatically acquired upon the vesting of restricted stock units (RSUs).
F2: Vesting of the restricted stock units (RSUs), which was initially scheduled for November 18, 2020, was accelerated upon the Reporting Person's retirement from the Issuer's board of directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2021 Filed Feb 18, 2021 16:40 UTC | CURTISS WRIGHT CORP CW · Entity 3243 | GrantCommon Stock | 1,085 | $115.24 | $125,035.40 |
DisclosureSEC source: 0001628280-21-002431 · wf-form4_161366643143536.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,354 F1 · kind: Shares were issued pursuant to the Company's 2014 Omnibus Incentive Plan in which non-employee directors receive an annual grant of restricted stock for service on the board. The restrictions on these shares lapse upon the shorter of (a) three years from the date of grant or (b) until such time as the service of the recipient as a Non-employee Director of the Company shall have ended by reason of his or her (i) death or disability or (ii) failure to be reelected. F2 · shares: The number of shares is arrived by dividing the closing price of the Issuer's securities on February 16, 2021 into $125,000, the amount of the stock award granted to the Issuer's non-employee directors. F3 · price: Price is based on the close price for the Registrant's common stock on February 16, 2021 the date the reporting person earned annual award. Read SEC document |
| February 26, 2020 Filed Feb 26, 2020 23:08 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative | 582 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000831641-20-000042 · wf-form4_158275848675492.xml · derivative · entry 2 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 582 shares Expires 2020-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vesting of the restricted stock units (RSUs), which was initially scheduled for November 18, 2020, was accelerated upon the Reporting Person's retirement from the Issuer's board of directors. Read SEC document |
| February 26, 2020 Filed Feb 26, 2020 23:08 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0000831641-20-000042 · wf-form4_158275848675492.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares automatically acquired upon the vesting of restricted stock units (RSUs). F1 · price: Shares automatically acquired upon the vesting of restricted stock units (RSUs). Read SEC document |
| February 07, 2020 Filed Feb 7, 2020 21:44 UTC | CURTISS WRIGHT CORP CW · Entity 3243 | GrantCommon Stock | 838 | $149.25 | $125,071.50 |
DisclosureSEC source: 0001628280-20-001195 · wf-form4_158111184772903.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,269 F1 · kind: Shares were issued pursuant to the Company's 2014 Omnibus Incentive Plan in which non-employee directors receive an annual grant of restricted stock for service on the board. The restrictions on these shares lapse upon the shorter of (a) three years from the date of grant or (b) until such time as the service of the recipient as a Non-employee Director of the Company shall have ended by reason of his or her (i) death or disability or (ii) failure to be reelected. F2 · shares: The number of shares is arrived by dividing the closing price of the Issuer's securities on February 5, 2020 into $125,000, the amount of the stock award granted to the Issuer's non-employee directors. F3 · price: Price is based on the close price for the Registrant's common stock on February 5, 2020 the date the reporting person earned annual award. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 23:45 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative | 4,200 | $0.00 Strike: $47.95 | $0.00 |
DisclosureSEC source: 0000831641-20-000023 · wf-form4_158094634220344.xml · derivative · entry 3 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 4,200 shares Expires 2027-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 23:45 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 4,200 | $88.10 | $370,020.00 |
DisclosureSEC source: 0000831641-20-000023 · wf-form4_158094634220344.xml · nonDerivative · entry 2 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,988 Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 23:45 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 4,200 | $47.95 | $201,390.00 |
DisclosureSEC source: 0000831641-20-000023 · wf-form4_158094634220344.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 21:38 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative | 582 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000831641-19-000184 · wf-form4_157445872055878.xml · derivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582 Underlying: COMMON STOCK · 582 shares Expires 2020-11-21 F1 · derivative.exercise_price: Each RSU represents the right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units (RSUs) become 100% vested as to the shares underlying the RSUs on November 18, 2020. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 01:35 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative | 770 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000831641-19-000141 · wf-form4_157430010656519.xml · derivative · entry 3 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 770 shares Expires 2019-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. F5 · derivative.exercise_date: The restricted stock units (RSUs) vested on November 18, 2019. F5 · derivative.expiration_date: The restricted stock units (RSUs) vested on November 18, 2019. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 01:35 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantCOMMON STOCK | 3,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000831641-19-000141 · wf-form4_157430010656519.xml · nonDerivative · entry 2 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,988 F2 · shares: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan. F3 · price: Each PSU represented the right to receive one share of Tetra Tech common stock. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 01:35 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000831641-19-000141 · wf-form4_157430010656519.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares automatically acquired upon the vesting of restricted stock units (RSUs). F1 · price: Shares automatically acquired upon the vesting of restricted stock units (RSUs). Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 21:14 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative | 4,200 | $0.00 Strike: $28.58 | $0.00 |
DisclosureSEC source: 0000831641-19-000042 · wf-form4_155631325661089.xml · derivative · entry 3 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 4,200 shares Expires 2021-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 21:14 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 4,200 | $64.00 | $268,800.00 |
DisclosureSEC source: 0000831641-19-000042 · wf-form4_155631325661089.xml · nonDerivative · entry 2 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,158 F1 · kind: Pursuant to a 10b5-1 Plan. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 21:14 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 4,200 | $28.58 | $120,036.00 |
DisclosureSEC source: 0000831641-19-000042 · wf-form4_155631325661089.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:28 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative | 4,200 | $0.00 Strike: $40.80 | $0.00 |
DisclosureSEC source: 0000831641-19-000040 · wf-form4_155432689463124.xml · derivative · entry 7 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 4,200 shares Expires 2026-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:28 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative | 4,200 | $0.00 Strike: $27.16 | $0.00 |
DisclosureSEC source: 0000831641-19-000040 · wf-form4_155432689463124.xml · derivative · entry 6 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 4,200 shares Expires 2025-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:28 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative | 4,200 | $0.00 Strike: $27.26 | $0.00 |
DisclosureSEC source: 0000831641-19-000040 · wf-form4_155432689463124.xml · derivative · entry 5 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 4,200 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:28 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 12,600 | $60.00 | $756,000.00 |
DisclosureSEC source: 0000831641-19-000040 · wf-form4_155432689463124.xml · nonDerivative · entry 4 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,158 F1 · kind: Pursuant to a 10b5-1 Plan. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:28 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 4,200 | $40.80 | $171,360.00 |
DisclosureSEC source: 0000831641-19-000040 · wf-form4_155432689463124.xml · nonDerivative · entry 3 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:28 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 4,200 | $27.16 | $114,072.00 |
DisclosureSEC source: 0000831641-19-000040 · wf-form4_155432689463124.xml · nonDerivative · entry 2 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:28 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 4,200 | $27.26 | $114,492.00 |
DisclosureSEC source: 0000831641-19-000040 · wf-form4_155432689463124.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:44 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative | 4,200 | $0.00 Strike: $24.26 | $0.00 |
DisclosureSEC source: 0000831641-19-000027 · wf-form4_155079263132817.xml · derivative · entry 3 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 4,200 shares Expires 2020-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:44 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 4,200 | $59.00 | $247,800.00 |
DisclosureSEC source: 0000831641-19-000027 · wf-form4_155079263132817.xml · nonDerivative · entry 2 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,158 F1 · kind: Pursuant to a 10b5-1 Plan. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:44 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 4,200 | $24.26 | $101,892.00 |
DisclosureSEC source: 0000831641-19-000027 · wf-form4_155079263132817.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 13:44 UTC | CURTISS WRIGHT CORP CW · Entity 3243 | GrantCommon Stock | 1,077 | $116.16 | $125,104.32 |
DisclosureSEC source: 0001628280-19-001356 · wf-form4_155015182605368.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,431 F1 · kind: Shares were issued pursuant to the Company's 2014 Omnibus Incentive Plan in which non-employee directors receive an annual grant of restricted stock for service on the board. The restrictions on these shares lapse upon the shorter of (a) three years from the date of grant or (b) until such time as the service of the recipient as a Non-employee Director of the Company shall have ended by reason of his or her (i) death or disability or (ii) failure to be reelected. F2 · shares: The number of shares is arrived by dividing the closing price of the Issuer's securities on February 6, 2019 into $125,000, the amount of the stock award granted to the Issuer's non-employee directors. F3 · price: Price is based on the closing price on of the Issuers securities as reported on the New York Stock Exchange for February 6, 2019, the date the award was approved by the Issuer's Board of Directors. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 23:49 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionSTOCK OPTION (RIGHT TO BUY) · Derivative | 8,000 | $0.00 Strike: $20.28 | $0.00 |
DisclosureSEC source: 0000831641-19-000004 · wf-form4_154725054187328.xml · derivative · entry 3 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 8,000 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable as to 100% of the shares on the anniversary of the grant date. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 23:49 UTC | TETRA TECH INC TTEK · Entity 3570 | SaleCOMMON STOCK | 8,000 | $53.00 | $424,000.00 |
DisclosureSEC source: 0000831641-19-000004 · wf-form4_154725054187328.xml · nonDerivative · entry 2 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,158 F1 · price: All shares sold at an exact price, pursuant to an automatic 10b5-1 trading plan. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 23:49 UTC | TETRA TECH INC TTEK · Entity 3570 | Exercise / conversionCOMMON STOCK | 8,000 | $20.28 | $162,240.00 |
DisclosureSEC source: 0000831641-19-000004 · wf-form4_154725054187328.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2018 Filed Nov 22, 2018 01:04 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantCOMMON STOCK | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0000831641-18-000172 · wf-form4_154284866140165.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,158 F1 · shares: Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan. F2 · price: Each PSU represented the right to receive one share of common stock. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:18 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative | 770 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000831641-18-000119 · wf-form4_154240667410332.xml · derivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770 Underlying: COMMON STOCK · 770 shares Expires 2019-11-18 F1 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. F2 · derivative.exercise_date: The restricted stock units (RSUs) become vested as to 100% of the shares underlying the RSUs on November 18, 2019. Read SEC document |
| November 05, 2018 Filed Nov 5, 2018 19:02 UTC | CURTISS WRIGHT CORP CW · Entity 3243 | GrantCommon Stock | 338 | $110.94 | $37,497.72 |
DisclosureSEC source: 0001628280-18-013578 · wf-form4_154144451534454.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,354 F1 · kind: Shares were acquired through the Corporation's 2014 Stock Plan for Non-employee Directors whereby non-employee directors may elect to defer their compensation and/or receive their annual retainer and meeting fees in the form of stock at a later date. F2 · shares: Number of shares calculated based on the value of the award at the time earned divided by the closing price for Issuer's common stock as reported by the New York Stock Exchange on the date the retainer and meeting fees were earned. F3 · price: Price is based on the closing market price for the securities on the New York Stock Exchange as of November 1, 2018. The date recipient elected to receive his shares. Read SEC document |
| February 12, 2018 Filed Feb 12, 2018 21:31 UTC | CURTISS WRIGHT CORP CW · Entity 3243 | GrantCommon Stock | 857 | $122.53 | $105,008.21 |
DisclosureSEC source: 0001628280-18-001443 · wf-form4_151847104798189.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,016 F1 · kind: Shares were issued pursuant to the Company's 2014 Omnibus Incentive Plan in which non-employee directors receive an annual grant of restricted stock for service on the board. The restrictions on these shares lapse upon the shorter of (a) three years from the date of grant or (b) until such time as the service of the recipient as a Non-employee Director of the Company shall have ended by reason of his or her (i) death or disability or (ii) failure to be reelected. F2 · shares: The number of shares is arrived by dividing the closing price of the Issuer's securities on February 7, 2018 into $105,000, the amount of the stock award granted to the Issuer's non-employee directors. F3 · price: Price is based on the closing price on of the Issuers securities as reported on the New York Stock Exchange for February 7, 2018, the date the award was approved by the Issuer's Board of Directors. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:17 UTC | CURTISS WRIGHT CORP CW · Entity 3243 | SaleCommon Stock | 1,700 | $122.35 | $208,000.95 |
DisclosureSEC source: 0001628280-18-000085 · wf-form4_151501423682259.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,159 F1 · kind: Sale was made in accordance with a 10b5-1 plan maintained by Reporting Owner's financial advisor. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:25 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantCOMMON STOCK | 1,701 | $0.00 | $0.00 |
DisclosureSEC source: 0000831641-17-000105 · wf-form4_151138594090713.xml · nonDerivative · entry 2 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,278 F2 · shares: Each performance share unit ("PSU") represents the right to receive one share of Common Stock. The PSUs awarded cliff-vest after a 3-year performance period. The Performance Period was the Company's fiscal years 2015, 2016 and 2017. The number of PSUs earned by the Awardee for the Performance Period was determined at the end of the Performance Period by measuring relative total shareholder return ("TSR"), with equal weight given to the selected industry peer group and to the S&P 1000. The TSR peer group performance percentile was 89%, and the TSR S&P 1000 performance percentile was 82%. Straight line interpolation determined the vesting credit percentage. Therefore, 189% of the 900 PSUs awarded on November 21, 2014 were earned and vested on November 21, 2017. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 21:25 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantCOMMON STOCK | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000831641-17-000105 · wf-form4_151138594090713.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,577 F1 · shares: Each performance share unit ("PSU") represents the right to receive one share of Common Stock. The PSUs awarded cliff-vest after a 3-year performance period. The Performance Period was the Company's fiscal years 2015, 2016 and 2017. The number of PSUs earned by the Awardee was determined at the end of the Performance Period by measuring earnings per share ("EPS") growth, which was 35% year-over-year growth. Therefore, 200% of the 900 PSUs awarded on November 21, 2014 were earned and vested on November 21, 2017. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 22:16 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantSTOCK OPTION (RIGHT TO BUY) · Derivative | 4,200 | $0.00 Strike: $47.95 | $0.00 |
DisclosureSEC source: 0000831641-17-000063 · wf-form4_151130259278037.xml · derivative · entry 2 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200 Underlying: COMMON STOCK · 4,200 shares Expires 2027-11-17 F2 · derivative.exercise_date: The option becomes exercisable as to 100% of the shares on the anniversary of the grant date. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 22:16 UTC | TETRA TECH INC TTEK · Entity 3570 | GrantCOMMON STOCK | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000831641-17-000063 · wf-form4_151130259278037.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,777 F1 · shares: 900 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs will become vested as to 100% of the shares on November 18, 2018. Read SEC document |
| November 01, 2017 Filed Nov 1, 2017 21:00 UTC | CURTISS WRIGHT CORP CW · Entity 3243 | GrantCommon Stock | 336 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-17-010525 · wf-form4_150956999343322.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,859 Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 16:01 UTC | CDI CORP CDI · Entity 173169 | Disposition to issuerCommon Stock | 28,156 | $8.25 | $232,287.00 |
DisclosureSEC source: 0000018396-17-000088 · wf-form4_150541927093210.xml · nonDerivative · entry 6 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:01 UTC | CDI CORP CDI · Entity 173169 | Exercise / conversionTime-Vested Deferred Stock (TVDS) · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018396-17-000088 · wf-form4_150541927093210.xml · derivative · entry 9 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each share of TVDS converts into one share of Common Stock. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:01 UTC | CDI CORP CDI · Entity 173169 | Exercise / conversionTime-Vested Deferred Stock (TVDS) · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018396-17-000088 · wf-form4_150541927093210.xml · derivative · entry 8 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each share of TVDS converts into one share of Common Stock. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:01 UTC | CDI CORP CDI · Entity 173169 | Exercise / conversionTime-Vested Deferred Stock (TVDS) · Derivative | 7,788 | $0.00 | $0.00 |
DisclosureSEC source: 0000018396-17-000088 · wf-form4_150541927093210.xml · derivative · entry 7 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,788 shares Expires 2018-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each share of TVDS converts into one share of Common Stock. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:01 UTC | CDI CORP CDI · Entity 173169 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018396-17-000088 · wf-form4_150541927093210.xml · nonDerivative · entry 5 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon vesting, each share of TVDS converts into one share of Common Stock. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:01 UTC | CDI CORP CDI · Entity 173169 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000018396-17-000088 · wf-form4_150541927093210.xml · nonDerivative · entry 4 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon vesting, each share of TVDS converts into one share of Common Stock. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:01 UTC | CDI CORP CDI · Entity 173169 | GrantCommon Stock | 368 | $8.25 | $3,036.00 |
DisclosureSEC source: 0000018396-17-000088 · wf-form4_150541927093210.xml · nonDerivative · entry 3 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,156 F2 · price: Under the terms of the Time Vested Deferred Stock (TVDS) granted to the Reporting Person, if dividends were paid on Common Stock between the grant date and the vesting date of the TVDS, then upon vesting under the TVDS the Reporting Person is entitled to receive additional shares of Common Stock equal to the aggregate value of the dividends relating to those shares. The price set forth in this column represents the value of Common Stock on the date that the shares of TVDS owned by the Reporting Person vested and therefore the date that additional shares of Common Stock relating to dividends were earned. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:01 UTC | CDI CORP CDI · Entity 173169 | Exercise / conversionCommon Stock | 7,788 | $0.00 | $0.00 |
DisclosureSEC source: 0000018396-17-000088 · wf-form4_150541927093210.xml · nonDerivative · entry 2 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon vesting, each share of TVDS converts into one share of Common Stock. Read SEC document |
| September 12, 2017 Filed Sep 14, 2017 16:01 UTC | CDI CORP CDI · Entity 173169 | OtherCommon Stock | 77,593.5 | $8.25 | $640,146.38 |
DisclosureSEC source: 0000018396-17-000088 · wf-form4_150541927093210.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 20, 2017 Filed May 23, 2017 15:23 UTC | CDI CORP CDI · Entity 173169 | Exercise / conversionTime-Vested Deferred Stock (TVDS) · Derivative | 7,386 | $0.00 | $0.00 |
DisclosureSEC source: 0000018396-17-000061 · wf-form4_149556739235884.xml · derivative · entry 3 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,386 shares Expires 2017-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each share of TVDS converts into one share of Common Stock. Read SEC document |
| May 20, 2017 Filed May 23, 2017 15:23 UTC | CDI CORP CDI · Entity 173169 | GrantCommon Stock | 936 | $6.15 | $5,756.40 |
DisclosureSEC source: 0000018396-17-000061 · wf-form4_149556739235884.xml · nonDerivative · entry 2 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,593.5 F2 · price: Under the terms of the Time Vested Deferred Stock (TVDS) granted to the Reporting Person, if dividends were paid on Common Stock between the grant date and the vesting date of the TVDS, then upon vesting the Reporting Person is entitled to receive additional shares of Common Stock equal to the aggregate value of the dividends relating to those shares. The price set forth in this column represents the market price of Common Stock on the date that the shares of TVDS owned by the Reporting Person vested and therefore the date that additional shares of Common Stock relating to dividends were earned. Read SEC document |
| May 20, 2017 Filed May 23, 2017 15:23 UTC | CDI CORP CDI · Entity 173169 | Exercise / conversionCommon Stock | 7,386 | $0.00 | $0.00 |
DisclosureSEC source: 0000018396-17-000061 · wf-form4_149556739235884.xml · nonDerivative · entry 1 SMITH ALBERT E · CIK 0001194005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,657.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon vesting, each share of TVDS converts into one share of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.