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Nasdaq · USD

TTEC

TTEC Holdings, Inc.

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Tapewire entity
7047
SEC CIK
0001013880
Parsed reports
285

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2021 Filed Jun 3, 2021 20:34 UTC
Hand JudiEVP, CRO
SaleCommon Stock 286 $110.00 $31,460.00
Disclosure

SEC source: 0001179110-21-006334 · edgar.xml · nonDerivative · entry 2

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,002

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2021.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 20:49 UTC SaleCommon Stock 3,231 $110.00 $355,410.00
Disclosure

SEC source: 0001179110-21-006426 · edgar.xml · nonDerivative · entry 1

Frerichs Robert N · CIK 0001302895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,735

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:34 UTC
Hand JudiEVP, CRO
SaleCommon Stock 195 $110.00 $21,450.00
Disclosure

SEC source: 0001179110-21-006334 · edgar.xml · nonDerivative · entry 1

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,288

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2021.

Read SEC document
May 27, 2021 Filed May 28, 2021 20:46 UTC GrantRestricted Stock Units · Derivative 1,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006087 · edgar.xml · derivative · entry 1

Singh-Bushell Ekta · CIK 0001707731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: Common Stock · 1,194 shares

Expires not disclosed

F1 · security: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 27, 2021 Filed May 28, 2021 20:45 UTC GrantRestricted Stock Units · Derivative 1,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006086 · edgar.xml · derivative · entry 1

Holtzman Marc · CIK 0001530171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: Common Stock · 1,194 shares

Expires not disclosed

F1 · security: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 27, 2021 Filed May 28, 2021 20:45 UTC GrantRestricted Stock Units · Derivative 1,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006085 · edgar.xml · derivative · entry 1

Frerichs Robert N · CIK 0001302895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: Common Stock · 1,194 shares

Expires not disclosed

F1 · security: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 27, 2021 Filed May 28, 2021 20:44 UTC GrantRestricted Stock Units · Derivative 1,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006084 · edgar.xml · derivative · entry 1

Conley Gregory A · CIK 0001550550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: Common Stock · 1,194 shares

Expires not disclosed

F1 · security: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 27, 2021 Filed May 28, 2021 20:43 UTC
BAHL TRACY LDirector
GrantRestricted Stock Units · Derivative 1,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006082 · edgar.xml · derivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: Common Stock · 1,194 shares

Expires not disclosed

F1 · security: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 27, 2021 Filed May 28, 2021 20:42 UTC
LOFTEN GINADirector
GrantRestricted Stock Units · Derivative 1,011 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006081 · edgar.xml · derivative · entry 2

LOFTEN GINA · CIK 0001849272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011

Underlying: Common Stock · 1,011 shares

Expires not disclosed

F2 · security: The Reporting Person received 1,011 time-based RSUs on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.exercise_date: The Reporting Person received 1,011 time-based RSUs on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.expiration_date: The Reporting Person received 1,011 time-based RSUs on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 27, 2021 Filed May 28, 2021 20:42 UTC
LOFTEN GINADirector
GrantRestricted Stock Units · Derivative 1,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006081 · edgar.xml · derivative · entry 1

LOFTEN GINA · CIK 0001849272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: Common Stock · 1,194 shares

Expires not disclosed

F1 · security: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 27, 2021 Filed May 28, 2021 20:40 UTC GrantRestricted Stock Units · Derivative 1,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006080 · edgar.xml · derivative · entry 1

Anenen Steven · CIK 0001303171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: Common Stock · 1,194 shares

Expires not disclosed

F1 · security: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 27, 2021 Filed May 28, 2021 20:37 UTC
Hand JudiEVP, CRO
SaleCommon Stock 19,571 $110.30 $2,158,681.30
Disclosure

SEC source: 0001179110-21-006078 · edgar.xml · nonDerivative · entry 2

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,483

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2021.

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $110.00 and $111.35. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, will undertake to provide further information regarding the number of securities purchased or sold at each separate price.

Read SEC document
May 26, 2021 Filed May 28, 2021 20:37 UTC
Hand JudiEVP, CRO
SaleCommon Stock 14,948 $110.01 $1,644,430.97
Disclosure

SEC source: 0001179110-21-006078 · edgar.xml · nonDerivative · entry 1

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,054

F1 · security: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2021.

F2 · price: Represents the weighted average price of multiple transactions with a range of prices between $110.00 and $110.14. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, will undertake to provide further information regarding the number of securities purchased or sold at each separate price.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:42 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005509 · edgar.xml · derivative · entry 5

Holtzman Marc · CIK 0001530171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:42 UTC Exercise / conversionCommon Stock 2,995 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005509 · edgar.xml · nonDerivative · entry 1

Holtzman Marc · CIK 0001530171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005507 · edgar.xml · derivative · entry 2

Singh-Bushell Ekta · CIK 0001707731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:37 UTC Exercise / conversionCommon Stock 2,995 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005507 · edgar.xml · nonDerivative · entry 1

Singh-Bushell Ekta · CIK 0001707731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005506 · edgar.xml · derivative · entry 2

Frerichs Robert N · CIK 0001302895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:37 UTC Exercise / conversionCommon Stock 2,995 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005506 · edgar.xml · nonDerivative · entry 1

Frerichs Robert N · CIK 0001302895 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005505 · edgar.xml · derivative · entry 2

Conley Gregory A · CIK 0001550550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:35 UTC Exercise / conversionCommon Stock 2,995 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005505 · edgar.xml · nonDerivative · entry 1

Conley Gregory A · CIK 0001550550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:34 UTC
BAHL TRACY LDirector
Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005503 · edgar.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:34 UTC
BAHL TRACY LDirector
Exercise / conversionCommon Stock 2,995 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005503 · edgar.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005502 · edgar.xml · derivative · entry 2

Anenen Steven · CIK 0001303171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:32 UTC Exercise / conversionCommon Stock 2,995 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005502 · edgar.xml · nonDerivative · entry 1

Anenen Steven · CIK 0001303171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 10, 2021 Filed May 11, 2021 21:36 UTC SaleCommon Stock 2,000 $102.50 $205,000.00
Disclosure

SEC source: 0001179110-21-005212 · edgar.xml · nonDerivative · entry 1

Conley Gregory A · CIK 0001550550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,346

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:04 UTC
Paolillo ReginaEVP, CFO & CAO
Exercise / conversionRestricted Stock Unit · Derivative 8,591 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003898 · edgar.xml · derivative · entry 3

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 29, 2021. The Reporting Person initially received 34,364 time-based RSUs on March 29, 2017. The RSUs vest in four installments of 25% per year beginning on March 29, 2018.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 29, 2021. The Reporting Person initially received 34,364 time-based RSUs on March 29, 2017. The RSUs vest in four installments of 25% per year beginning on March 29, 2018.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 29, 2021. The Reporting Person initially received 34,364 time-based RSUs on March 29, 2017. The RSUs vest in four installments of 25% per year beginning on March 29, 2018.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:04 UTC
Paolillo ReginaEVP, CFO & CAO
Tax withholdingCommon Stock 3,772 $97.28 $366,921.30
Disclosure

SEC source: 0001179110-21-003898 · edgar.xml · nonDerivative · entry 2

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,640

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:04 UTC
Paolillo ReginaEVP, CFO & CAO
Exercise / conversionCommon Stock 8,591 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003898 · edgar.xml · nonDerivative · entry 1

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 29, 2021. The Reporting Person initially received 34,364 time-based RSUs on March 29, 2017. The RSUs vest in four installments of 25% per year beginning on March 29, 2018.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:02 UTC
McLean Margaret BSVP, GC & CRO
Exercise / conversionRestricted Stock Units · Derivative 6,444 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003897 · edgar.xml · derivative · entry 3

McLean Margaret B · CIK 0001490940 · SVP, GC & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 29, 2021. The Reporting Person initially received 25,773 time-based RSUs on March 29, 2017. The RSUs vest in four installments of 25% per year beginning on March 29, 2018.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 29, 2021. The Reporting Person initially received 25,773 time-based RSUs on March 29, 2017. The RSUs vest in four installments of 25% per year beginning on March 29, 2018.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 29, 2021. The Reporting Person initially received 25,773 time-based RSUs on March 29, 2017. The RSUs vest in four installments of 25% per year beginning on March 29, 2018.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:02 UTC
McLean Margaret BSVP, GC & CRO
Tax withholdingCommon Stock 2,297 $97.28 $223,440.68
Disclosure

SEC source: 0001179110-21-003897 · edgar.xml · nonDerivative · entry 2

McLean Margaret B · CIK 0001490940 · SVP, GC & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,366

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:02 UTC
McLean Margaret BSVP, GC & CRO
Exercise / conversionCommon Stock 6,444 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003897 · edgar.xml · nonDerivative · entry 1

McLean Margaret B · CIK 0001490940 · SVP, GC & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 29, 2021. The Reporting Person initially received 25,773 time-based RSUs on March 29, 2017. The RSUs vest in four installments of 25% per year beginning on March 29, 2018.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:38 UTC
Hand JudiEVP, CRO
Exercise / conversionRestricted Stock Units · Derivative 8,591 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003890 · edgar.xml · derivative · entry 3

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 29, 2021. The Reporting Person initially received 34,364 time-based RSUs on March 29, 2017. The RSUs vest in four installments of 25% per year beginning on March 29, 2018.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 29, 2021. The Reporting Person initially received 34,364 time-based RSUs on March 29, 2017. The RSUs vest in four installments of 25% per year beginning on March 29, 2018.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 29, 2021. The Reporting Person initially received 34,364 time-based RSUs on March 29, 2017. The RSUs vest in four installments of 25% per year beginning on March 29, 2018.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:38 UTC
Hand JudiEVP, CRO
Tax withholdingCommon Stock 3,772 $97.28 $366,921.30
Disclosure

SEC source: 0001179110-21-003890 · edgar.xml · nonDerivative · entry 2

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,002

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:38 UTC
Hand JudiEVP, CRO
Exercise / conversionCommon Stock 8,591 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003890 · edgar.xml · nonDerivative · entry 1

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 29, 2021. The Reporting Person initially received 34,364 time-based RSUs on March 29, 2017. The RSUs vest in four installments of 25% per year beginning on March 29, 2018.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:29 UTC
McLean Margaret BSVP, GC & CRO
Exercise / conversionRestricted Stock Units · Derivative 611 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002989 · edgar.xml · derivative · entry 7

McLean Margaret B · CIK 0001490940 · SVP, GC & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,835

Underlying: Common Stock · 2,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 4, 2021. The Reporting Person initially received 2,446 time-based RSUs on March 4, 2020. The RSUs vest in four installments of 25% per year beginning on March 4, 2021.

F3 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 4, 2021. The Reporting Person initially received 2,446 time-based RSUs on March 4, 2020. The RSUs vest in four installments of 25% per year beginning on March 4, 2021.

F3 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 4, 2021. The Reporting Person initially received 2,446 time-based RSUs on March 4, 2020. The RSUs vest in four installments of 25% per year beginning on March 4, 2021.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:29 UTC
McLean Margaret BSVP, GC & CRO
Tax withholdingCommon Stock 175 $82.19 $14,383.25
Disclosure

SEC source: 0001179110-21-002989 · edgar.xml · nonDerivative · entry 4

McLean Margaret B · CIK 0001490940 · SVP, GC & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,219

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:29 UTC
McLean Margaret BSVP, GC & CRO
Exercise / conversionCommon Stock 611 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002989 · edgar.xml · nonDerivative · entry 3

McLean Margaret B · CIK 0001490940 · SVP, GC & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 4, 2021. The Reporting Person initially received 2,446 time-based RSUs on March 4, 2020. The RSUs vest in four installments of 25% per year beginning on March 4, 2021.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:29 UTC
McLean Margaret BSVP, GC & CRO
Exercise / conversionRestricted Stock Units · Derivative 1,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002989 · edgar.xml · derivative · entry 6

McLean Margaret B · CIK 0001490940 · SVP, GC & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 1,379 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

F1 · derivative.exercise_date: The Reporting Person received 1,379 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

F1 · derivative.expiration_date: The Reporting Person received 1,379 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:29 UTC
McLean Margaret BSVP, GC & CRO
GrantRestricted Stock Units · Derivative 1,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002989 · edgar.xml · derivative · entry 5

McLean Margaret B · CIK 0001490940 · SVP, GC & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,379

Underlying: Common Stock · 1,379 shares

Expires not disclosed

F1 · security: The Reporting Person received 1,379 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

F1 · derivative.exercise_date: The Reporting Person received 1,379 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

F1 · derivative.expiration_date: The Reporting Person received 1,379 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:29 UTC
McLean Margaret BSVP, GC & CRO
Tax withholdingCommon Stock 452 $84.58 $38,230.16
Disclosure

SEC source: 0001179110-21-002989 · edgar.xml · nonDerivative · entry 2

McLean Margaret B · CIK 0001490940 · SVP, GC & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,783

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:29 UTC
McLean Margaret BSVP, GC & CRO
Exercise / conversionCommon Stock 1,379 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002989 · edgar.xml · nonDerivative · entry 1

McLean Margaret B · CIK 0001490940 · SVP, GC & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 1,379 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:25 UTC
Paolillo ReginaEVP, CFO & CAO
Exercise / conversionRestricted Stock Units · Derivative 3,941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002985 · edgar.xml · derivative · entry 4

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 3,941 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

F1 · derivative.exercise_date: The Reporting Person received 3,941 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

F1 · derivative.expiration_date: The Reporting Person received 3,941 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:25 UTC
Paolillo ReginaEVP, CFO & CAO
GrantRestricted Stock Unit · Derivative 3,941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002985 · edgar.xml · derivative · entry 3

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,941

Underlying: Common Stock · 3,941 shares

Expires not disclosed

F1 · security: The Reporting Person received 3,941 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

F1 · derivative.exercise_date: The Reporting Person received 3,941 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

F1 · derivative.expiration_date: The Reporting Person received 3,941 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:25 UTC
Paolillo ReginaEVP, CFO & CAO
Tax withholdingCommon Stock 1,185 $84.58 $100,227.30
Disclosure

SEC source: 0001179110-21-002985 · edgar.xml · nonDerivative · entry 2

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,821

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:25 UTC
Paolillo ReginaEVP, CFO & CAO
Exercise / conversionCommon Stock 3,941 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002985 · edgar.xml · nonDerivative · entry 1

Paolillo Regina · CIK 0001324574 · EVP, CFO & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 3,941 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:27 UTC
Hand JudiEVP, CRO
Exercise / conversionRestricted Stock Units · Derivative 3,153 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002987 · edgar.xml · derivative · entry 4

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,153 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 3,153 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

F1 · derivative.exercise_date: The Reporting Person received 3,153 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

F1 · derivative.expiration_date: The Reporting Person received 3,153 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:27 UTC
Hand JudiEVP, CRO
GrantRestricted Stock Units · Derivative 3,153 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002987 · edgar.xml · derivative · entry 3

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,153

Underlying: Common Stock · 3,153 shares

Expires not disclosed

F1 · security: The Reporting Person received 3,153 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

F1 · derivative.exercise_date: The Reporting Person received 3,153 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

F1 · derivative.expiration_date: The Reporting Person received 3,153 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:27 UTC
Hand JudiEVP, CRO
Tax withholdingCommon Stock 959 $84.58 $81,112.22
Disclosure

SEC source: 0001179110-21-002987 · edgar.xml · nonDerivative · entry 2

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,183

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:27 UTC
Hand JudiEVP, CRO
Exercise / conversionCommon Stock 3,153 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002987 · edgar.xml · nonDerivative · entry 1

Hand Judi · CIK 0001526072 · EVP, CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 3,153 Restricted Stock Units ("RSUs") on March 3, 2021. The RSUs vested immediately on March 3, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.