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BAHL TRACY L

Disclosed activity across 2 companies

Tapewire entity
13614
SEC CIK
0001284939

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TTEC Holdings, Inc.TTEC · Entity 7047DirectorMay 21, 2026May 26, 2026
UNITEDHEALTH GROUP INCUNH · Entity 2809CEO, UnipriseNovember 07, 2006November 10, 2006

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TTEC Holdings, Inc.

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect90,385 Reported balance After 2026-05-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-21 · Exercise / conversion · Acquired 36,965 · Balance 90,385

F1: Reflects vesting of Restricted Stock Units ("RSUs") on May 21, 2026. The Reporting Person initially received 36,965 time-based RSUs on May 23, 2025. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-05-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-21 · Exercise / conversion · Disposed 36,965 · Balance 0

F1: Reflects vesting of Restricted Stock Units ("RSUs") on May 21, 2026. The Reporting Person initially received 36,965 time-based RSUs on May 23, 2025. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct70,896 Reported balance After 2026-05-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-21 · Grant · Acquired 70,896 · Balance 70,896

F2: The Reporting Person received 70,896 time-based RSUs on May 21, 2026. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Filing footnotes · ownership attribution and instrument terms

F1: Reflects vesting of Restricted Stock Units ("RSUs") on May 21, 2026. The Reporting Person initially received 36,965 time-based RSUs on May 23, 2025. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2: The Reporting Person received 70,896 time-based RSUs on May 21, 2026. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

UNITEDHEALTH GROUP INC

Report date November 07, 2006 · Filed November 10, 2006

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.17 · Expires 2011-01-17Direct0 Reported balance After 2006-11-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2006-11-07 · Disposition to issuer · Disposed 460,000 · Balance 0

F1: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Expires 2011-01-17Direct460,000 Reported balance After 2006-11-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2006-11-07 · Grant · Acquired 460,000 · Balance 460,000

F1: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.39 · Expires 2012-01-07Direct0 Reported balance After 2006-11-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2006-11-07 · Disposition to issuer · Disposed 300,000 · Balance 0

F1: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Expires 2012-01-07Direct300,000 Reported balance After 2006-11-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2006-11-07 · Grant · Acquired 300,000 · Balance 300,000

F1: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.54 · Expires 2012-08-05Direct0 Reported balance After 2006-11-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2006-11-07 · Disposition to issuer · Disposed 200,000 · Balance 0

F1: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Expires 2012-08-05Direct200,000 Reported balance After 2006-11-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2006-11-07 · Grant · Acquired 200,000 · Balance 200,000

F1: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.16 · Expires 2012-12-02Direct35,000 Reported balance After 2006-11-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2006-11-07 · Disposition to issuer · Disposed 105,000 · Balance 35,000

F1: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Expires 2012-12-02Direct105,000 Reported balance After 2006-11-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2006-11-07 · Grant · Acquired 105,000 · Balance 105,000

F1: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2026 Filed May 26, 2026 20:59 UTC TTEC Holdings, Inc. TTEC · Entity 7047 GrantRestricted Stock Units · Derivative 70,896 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001284939-26-000002 · form4-05262026_080504.xml · derivative · entry 3

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,896

Underlying: Common Stock · 70,896 shares

Expires not disclosed

F2 · security: The Reporting Person received 70,896 time-based RSUs on May 21, 2026. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.exercise_date: The Reporting Person received 70,896 time-based RSUs on May 21, 2026. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.expiration_date: The Reporting Person received 70,896 time-based RSUs on May 21, 2026. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 21, 2026 Filed May 26, 2026 20:59 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionRestricted Stock Units · Derivative 36,965 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001284939-26-000002 · form4-05262026_080504.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 21, 2026. The Reporting Person initially received 36,965 time-based RSUs on May 23, 2025. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 21, 2026. The Reporting Person initially received 36,965 time-based RSUs on May 23, 2025. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 21, 2026. The Reporting Person initially received 36,965 time-based RSUs on May 23, 2025. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 21, 2026 Filed May 26, 2026 20:59 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionCommon Stock 36,965 $0.00 $0.00
Disclosure

SEC source: 0001284939-26-000002 · form4-05262026_080504.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 21, 2026. The Reporting Person initially received 36,965 time-based RSUs on May 23, 2025. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 23, 2025 Filed May 27, 2025 20:57 UTC TTEC Holdings, Inc. TTEC · Entity 7047 GrantRestricted Stock Units · Derivative 36,965 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014634 · form4-05272025_080546.xml · derivative · entry 3

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,965

Underlying: Common Stock · 36,965 shares

Expires not disclosed

F2 · security: The Reporting Person received 36,965 time-based RSUs on May 23,2025. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.exercise_date: The Reporting Person received 36,965 time-based RSUs on May 23,2025. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.expiration_date: The Reporting Person received 36,965 time-based RSUs on May 23,2025. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2025 Filed May 27, 2025 20:57 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionRestricted Stock Units · Derivative 29,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014634 · form4-05272025_080546.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 22, 2025. The Reporting Person initially received 29,503 time-based RSUs on May 23, 2024. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 22, 2025. The Reporting Person initially received 29,503 time-based RSUs on May 23, 2024. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 22, 2025. The Reporting Person initially received 29,503 time-based RSUs on May 23, 2024. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2025 Filed May 27, 2025 20:57 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionCommon Stock 29,503 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014634 · form4-05272025_080546.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 22, 2025. The Reporting Person initially received 29,503 time-based RSUs on May 23, 2024. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 23, 2024 Filed May 24, 2024 20:42 UTC TTEC Holdings, Inc. TTEC · Entity 7047 GrantRestricted Stock Units · Derivative 29,503 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014531 · form4-05242024_080526.xml · derivative · entry 3

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,503

Underlying: Common Stock · 29,503 shares

Expires not disclosed

F2 · security: The Reporting Person received 29,503 time-based RSUs on May 23, 2024. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.exercise_date: The Reporting Person received 29,503 time-based RSUs on May 23, 2024. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.expiration_date: The Reporting Person received 29,503 time-based RSUs on May 23, 2024. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:42 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionRestricted Stock Units · Derivative 5,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014531 · form4-05242024_080526.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:42 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionCommon Stock 5,982 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014531 · form4-05242024_080526.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 25, 2023 Filed May 26, 2023 20:34 UTC TTEC Holdings, Inc. TTEC · Entity 7047 GrantRestricted Stock Units · Derivative 5,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008855 · form4-05262023_080557.xml · derivative · entry 3

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,982

Underlying: Common Stock · 5,982 shares

Expires not disclosed

F2 · security: The Reporting Person received 5,982 time-based RSUs on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.exercise_date: The Reporting Person received 5,982 time-based RSUs on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.expiration_date: The Reporting Person received 5,982 time-based RSUs on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 24, 2023 Filed May 26, 2023 20:34 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionRestricted Stock Units · Derivative 1,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008855 · form4-05262023_080557.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 1,990 time-based Restricted Stock Units ("RSUs") on May 26, 2022. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 1,990 time-based Restricted Stock Units ("RSUs") on May 26, 2022. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 1,990 time-based Restricted Stock Units ("RSUs") on May 26, 2022. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 24, 2023 Filed May 26, 2023 20:34 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionCommon Stock 1,990 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008855 · form4-05262023_080557.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 1,990 time-based Restricted Stock Units ("RSUs") on May 26, 2022. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 26, 2022 Filed May 27, 2022 21:09 UTC TTEC Holdings, Inc. TTEC · Entity 7047 GrantRestricted Stock Units · Derivative 1,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-003174 · edgar.xml · derivative · entry 3

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,990

Underlying: Common Stock · 1,990 shares

Expires not disclosed

F2 · security: The Reporting Person received 1,990 time-based RSUs on May 26, 2022. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.exercise_date: The Reporting Person received 1,990 time-based RSUs on May 26, 2022. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.expiration_date: The Reporting Person received 1,990 time-based RSUs on May 26, 2022. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 25, 2022 Filed May 27, 2022 21:09 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionRestricted Stock Units · Derivative 1,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-22-003174 · edgar.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 25, 2022 Filed May 27, 2022 21:09 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionCommon Stock 1,194 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-003174 · edgar.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 27, 2021 Filed May 28, 2021 20:43 UTC TTEC Holdings, Inc. TTEC · Entity 7047 GrantRestricted Stock Units · Derivative 1,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-006082 · edgar.xml · derivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: Common Stock · 1,194 shares

Expires not disclosed

F1 · security: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 1,194 time-based Restricted Stock Units ("RSUs") on May 27, 2021. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:34 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005503 · edgar.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2021 Filed May 18, 2021 20:34 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionCommon Stock 2,995 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-005503 · edgar.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 14, 2020 Filed May 15, 2020 20:44 UTC TTEC Holdings, Inc. TTEC · Entity 7047 GrantRestricted Stock Unit · Derivative 2,995 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-006096 · edgar.xml · derivative · entry 3

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,995

Underlying: Common Stock · 2,995 shares

Expires not disclosed

F2 · security: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.exercise_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.expiration_date: The Reporting Person received 2,995 time-based RSUs on May 14, 2020. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 13, 2020 Filed May 15, 2020 20:44 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionRestricted Stock Units · Derivative 3,017 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-20-006096 · edgar.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 13, 2020. The Reporting Person initially received 3,017 time-based RSUs on May 23, 2019. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 13, 2020. The Reporting Person initially received 3,017 time-based RSUs on May 23, 2019. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 13, 2020. The Reporting Person initially received 3,017 time-based RSUs on May 23, 2019. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 13, 2020 Filed May 15, 2020 20:44 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionCommon Stock 3,017 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-006096 · edgar.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 13, 2020. The Reporting Person initially received 3,017 time-based RSUs on May 23, 2019. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
April 29, 2020 Filed May 1, 2020 21:18 UTC TTEC Holdings, Inc. TTEC · Entity 7047 SaleCommon Stock 10,000 $40.00 $400,000.00
Disclosure

SEC source: 0001179110-20-005362 · edgar.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,739

F1 · security: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2020.

Read SEC document
May 23, 2019 Filed May 24, 2019 20:35 UTC TTEC Holdings, Inc. TTEC · Entity 7047 GrantRestricted Stock Units · Derivative 3,017 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006663 · edgar.xml · derivative · entry 3

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,017

Underlying: Common Stock · 3,017 shares

Expires not disclosed

F2 · security: The Reporting Person received 3,017 time-based RSUs on May 23, 2019. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.exercise_date: The Reporting Person received 3,017 time-based RSUs on May 23, 2019. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.expiration_date: The Reporting Person received 3,017 time-based RSUs on May 23, 2019. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2019 Filed May 24, 2019 20:35 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionRestricted Stock Units · Derivative 2,793 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006663 · edgar.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,793 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 22, 2019. The Reporting Person initially received 2,793 time-based RSUs on May 24, 2018. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 22, 2019. The Reporting Person initially received 2,793 time-based RSUs on May 24, 2018. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 22, 2019. The Reporting Person initially received 2,793 time-based RSUs on May 24, 2018. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2019 Filed May 24, 2019 20:35 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionCommon Stock 2,793 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-006663 · edgar.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 22, 2019. The Reporting Person initially received 2,793 time-based RSUs on May 24, 2018. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 24, 2018 Filed May 25, 2018 20:32 UTC TTEC Holdings, Inc. TTEC · Entity 7047 GrantRestricted Stock Units · Derivative 2,793 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007567 · edgar.xml · derivative · entry 3

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

Underlying: Common Stock · 2,793 shares

Expires not disclosed

F2 · security: The Reporting Person received 2,793 time-based RSUs on May 24, 2018. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.exercise_date: The Reporting Person received 2,793 time-based RSUs on May 24, 2018. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.expiration_date: The Reporting Person received 2,793 time-based RSUs on May 24, 2018. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 23, 2018 Filed May 25, 2018 20:32 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionRestricted Stock Units · Derivative 2,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007567 · edgar.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 23, 2018. The Reporting Person initially received 2,398 time-based RSUs on May 25, 2017. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 23, 2018. The Reporting Person initially received 2,398 time-based RSUs on May 25, 2017. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 23, 2018. The Reporting Person initially received 2,398 time-based RSUs on May 25, 2017. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 23, 2018 Filed May 25, 2018 20:32 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionCommon Stock 2,398 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007567 · edgar.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 23, 2018. The Reporting Person initially received 2,398 time-based RSUs on May 25, 2017. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 25, 2017 Filed May 26, 2017 20:34 UTC TTEC Holdings, Inc. TTEC · Entity 7047 GrantRestricted Stock Units · Derivative 2,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-008107 · edgar.xml · derivative · entry 3

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,398

Underlying: Common Stock · 2,398 shares

Expires not disclosed

F2 · security: The Reporting Person received 2,398 time-based RSUs on May 25, 2017. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.exercise_date: The Reporting Person received 2,398 time-based RSUs on May 25, 2017. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F2 · derivative.expiration_date: The Reporting Person received 2,398 time-based RSUs on May 25, 2017. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

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May 24, 2017 Filed May 26, 2017 20:34 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionRestricted Stock Units · Derivative 3,721 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-008107 · edgar.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

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May 24, 2017 Filed May 26, 2017 20:34 UTC TTEC Holdings, Inc. TTEC · Entity 7047 Exercise / conversionCommon Stock 3,721 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-008107 · edgar.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 24, 2017. The Reporting Person initially received 3,721 time-based RSUs on May 26, 2016. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
November 07, 2006 Filed Nov 10, 2006 01:45 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 105,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-06-062880 · rrd135930.xml · derivative · entry 8

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2012-12-02

F1 · derivative.exercise_price: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · derivative.exercise_price: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · kind: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · kind: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · price: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · price: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · derivative.exercise_date: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · derivative.exercise_date: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Read SEC document
November 07, 2006 Filed Nov 10, 2006 01:45 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 105,000 Not disclosed Strike: $19.16 Not disclosed
Disclosure

SEC source: 0001181431-06-062880 · rrd135930.xml · derivative · entry 7

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 105,000 shares

Expires 2012-12-02

F1 · kind: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · kind: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · price: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · price: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · derivative.exercise_date: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · derivative.exercise_date: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Read SEC document
November 07, 2006 Filed Nov 10, 2006 01:45 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-06-062880 · rrd135930.xml · derivative · entry 6

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2012-08-05

F1 · derivative.exercise_price: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · derivative.exercise_price: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · kind: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · kind: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · price: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · price: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · derivative.exercise_date: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · derivative.exercise_date: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Read SEC document
November 07, 2006 Filed Nov 10, 2006 01:45 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 200,000 Not disclosed Strike: $20.54 Not disclosed
Disclosure

SEC source: 0001181431-06-062880 · rrd135930.xml · derivative · entry 5

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2012-08-05

F1 · kind: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · kind: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · price: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · price: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · derivative.exercise_date: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · derivative.exercise_date: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Read SEC document
November 07, 2006 Filed Nov 10, 2006 01:45 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-06-062880 · rrd135930.xml · derivative · entry 4

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2012-01-07

F1 · derivative.exercise_price: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · derivative.exercise_price: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · kind: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · kind: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · price: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · price: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · derivative.exercise_date: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · derivative.exercise_date: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

Read SEC document
November 07, 2006 Filed Nov 10, 2006 01:45 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 300,000 Not disclosed Strike: $17.39 Not disclosed
Disclosure

SEC source: 0001181431-06-062880 · rrd135930.xml · derivative · entry 3

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 300,000 shares

Expires 2012-01-07

F1 · kind: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · kind: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · price: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · price: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · derivative.exercise_date: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · derivative.exercise_date: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

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November 07, 2006 Filed Nov 10, 2006 01:45 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 460,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-06-062880 · rrd135930.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,000

Underlying: Common Stock · 460,000 shares

Expires 2011-01-17

F1 · derivative.exercise_price: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · derivative.exercise_price: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · kind: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · kind: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · price: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · price: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · derivative.exercise_date: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · derivative.exercise_date: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

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November 07, 2006 Filed Nov 10, 2006 01:45 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 460,000 Not disclosed Strike: $13.17 Not disclosed
Disclosure

SEC source: 0001181431-06-062880 · rrd135930.xml · derivative · entry 1

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 460,000 shares

Expires 2011-01-17

F1 · kind: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · kind: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · price: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · price: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

F1 · derivative.exercise_date: The reporting person has entered into an agreement, dated November 7, 2006 (the "Agreement"), with UnitedHealth Group Incorporated (the "Company") to have the exercise prices of each option with recorded grant dates between 1994 and 2002 (each, a "Subject Option") reset to the closing price of the Company's common stock on the applicable accounting measurement date for the grant. If any such closing price is less than the exercise price of the related option, no adjustment will be made. These accounting measurement dates are being determined by the Company (the date of the determination, the "Determination Date"). In addition, the exercise prices of certain post-2002 vested options held by the reporting person will also be increased to account for the value attributable to the differences between such closing prices and the exercise prices of the previously exercised Subject Options. (Continued in Footnote 2)

F2 · derivative.exercise_date: The reporting person has not listed these post-2002 options in this Form 4 as the list will not be finalized until the Company determines the applicable measurement dates for the Subject Options. Within two business days after the Determination Date, the reporting person will file an amendment to this Form 4 to reflect the amended exercise prices of all relevant stock options. See the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 8, 2006 for additional information. For Section 16 reporting purposes only, the increases in option exercise prices are deemed to be a cancellation of the old options and the grant of replacement options. The other terms of the outstanding options (including the vesting of the options) remain unchanged.

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May 02, 2006 Filed May 4, 2006 23:16 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantStock Appreciation Rights · Derivative 125,000 $0.00 Strike: $48.58 $0.00
Disclosure

SEC source: 0000731766-06-000051 · edgardoc.xml · derivative · entry 1

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2016-05-02

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October 31, 2005 Filed Nov 2, 2005 23:23 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $57.89 $0.00
Disclosure

SEC source: 0000731766-05-000123 · edgardoc.xml · derivative · entry 1

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2015-10-31

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May 02, 2005 Filed May 4, 2005 21:24 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $94.68 $0.00
Disclosure

SEC source: 0000731766-05-000067 · edgardoc.xml · derivative · entry 1

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2015-05-02

F1 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning May 2, 2006.

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March 23, 2005 Filed Feb 2, 2006 22:13 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GiftCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0000731766-06-000016 · edgardoc.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,230

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February 03, 2005 Filed Feb 3, 2005 21:31 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 55,000 $0.00 Strike: $19.55 $0.00
Disclosure

SEC source: 0000731766-05-000026 · edgardoc.xml · derivative · entry 7

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,000 shares

Expires 2010-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2005 Filed Feb 3, 2005 21:31 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 55,000 $90.03 $4,951,606.00
Disclosure

SEC source: 0000731766-05-000026 · edgardoc.xml · nonDerivative · entry 4

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,029

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February 03, 2005 Filed Feb 3, 2005 21:31 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 55,000 $19.55 $1,075,079.50
Disclosure

SEC source: 0000731766-05-000026 · edgardoc.xml · nonDerivative · entry 3

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 02, 2005 Filed Feb 3, 2005 21:31 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $19.55 $0.00
Disclosure

SEC source: 0000731766-05-000026 · edgardoc.xml · derivative · entry 6

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 25,000 shares

Expires 2010-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 02, 2005 Filed Feb 3, 2005 21:31 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 SaleCommon Stock 25,000 $90.00 $2,250,000.00
Disclosure

SEC source: 0000731766-05-000026 · edgardoc.xml · nonDerivative · entry 2

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,029

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February 02, 2005 Filed Feb 3, 2005 21:31 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 Exercise / conversionCommon Stock 25,000 $19.55 $488,672.50
Disclosure

SEC source: 0000731766-05-000026 · edgardoc.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2004 Filed Dec 9, 2004 21:51 UTC UNITEDHEALTH GROUP INC UNH · Entity 2809 GrantNon-Qualified Stock Option (right to buy) · Derivative 123,000 $0.00 Strike: $79.70 $0.00
Disclosure

SEC source: 0000731766-04-000197 · edgardoc.xml · derivative · entry 1

BAHL TRACY L · CIK 0001284939 · CEO, Uniprise, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,000

Underlying: Common Stock · 123,000 shares

Expires 2014-12-07

F1 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning 12/7/05.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.