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Nasdaq · USD

TTEC

TTEC Holdings, Inc.

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Tapewire entity
7047
SEC CIK
0001013880
Parsed reports
285

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2024 Filed May 24, 2024 20:51 UTC
LOFTEN GINADirector
Exercise / conversionCommon Stock 5,982 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014551 · form4-05242024_080532.xml · nonDerivative · entry 1

LOFTEN GINA · CIK 0001849272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:49 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014548 · form4-05242024_080539.xml · derivative · entry 2

Frerichs Robert N · CIK 0001302895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:49 UTC Exercise / conversionCommon Stock 5,982 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014548 · form4-05242024_080539.xml · nonDerivative · entry 1

Frerichs Robert N · CIK 0001302895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:47 UTC Exercise / conversionRestricted Stock Units · Derivative 5,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014547 · form4-05242024_080516.xml · derivative · entry 2

Conley Gregory A · CIK 0001550550 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:47 UTC Exercise / conversionCommon Stock 5,982 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014547 · form4-05242024_080516.xml · nonDerivative · entry 1

Conley Gregory A · CIK 0001550550 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 5,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014534 · form4-05242024_080541.xml · derivative · entry 2

Singh-Bushell Ekta · CIK 0001707731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:44 UTC Exercise / conversionCommon Stock 5,982 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014534 · form4-05242024_080541.xml · nonDerivative · entry 1

Singh-Bushell Ekta · CIK 0001707731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:42 UTC
BAHL TRACY LDirector
Exercise / conversionRestricted Stock Units · Derivative 5,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014531 · form4-05242024_080526.xml · derivative · entry 2

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:42 UTC
BAHL TRACY LDirector
Exercise / conversionCommon Stock 5,982 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014531 · form4-05242024_080526.xml · nonDerivative · entry 1

BAHL TRACY L · CIK 0001284939 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:39 UTC Exercise / conversionRestricted Stock Units · Derivative 5,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014528 · form4-05242024_080543.xml · derivative · entry 7

Holtzman Marc · CIK 0001530171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:39 UTC Exercise / conversionCommon Stock 5,982 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014528 · form4-05242024_080543.xml · nonDerivative · entry 1

Holtzman Marc · CIK 0001530171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in-control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 5,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014526 · form4-05242024_080556.xml · derivative · entry 2

Anenen Steven · CIK 0001303171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in control event (as defined in the RSU Agreement).

F1 · derivative.exercise_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in control event (as defined in the RSU Agreement).

F1 · derivative.expiration_date: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in control event (as defined in the RSU Agreement).

Read SEC document
May 22, 2024 Filed May 24, 2024 20:37 UTC Exercise / conversionCommon Stock 5,982 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014526 · form4-05242024_080556.xml · nonDerivative · entry 1

Anenen Steven · CIK 0001303171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Reporting Person received 5,982 time-based Restricted Stock Units ("RSUs") on May 25, 2023. The RSUs vest in full on the earlier of: (i) the first anniversary of the date of the grant; (ii) the date of the succeeding year's annual meeting of stockholders; or (iii) any change-in control event (as defined in the RSU Agreement).

Read SEC document
May 02, 2024 Filed May 6, 2024 20:37 UTC
Swanback Michelle RPRESIDENT, CEO, TTEC ENGAGE
Exercise / conversionRestricted Stock Units · Derivative 12,190 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012338 · form4-05062024_080540.xml · derivative · entry 3

Swanback Michelle R · CIK 0001799270 · PRESIDENT, CEO, TTEC ENGAGE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,570

Underlying: Common Stock · 12,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 2, 2024. The Reporting Person intially received 60,951 time-based RSUs on May 2, 2022. The RSUs vest in five installments of 20% per year beginning May 2, 2023.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 2, 2024. The Reporting Person intially received 60,951 time-based RSUs on May 2, 2022. The RSUs vest in five installments of 20% per year beginning May 2, 2023.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on May 2, 2024. The Reporting Person intially received 60,951 time-based RSUs on May 2, 2022. The RSUs vest in five installments of 20% per year beginning May 2, 2023.

Read SEC document
May 02, 2024 Filed May 6, 2024 20:37 UTC
Swanback Michelle RPRESIDENT, CEO, TTEC ENGAGE
Tax withholdingCommon Stock 3,505 $7.53 $26,375.13
Disclosure

SEC source: 0001415889-24-012338 · form4-05062024_080540.xml · nonDerivative · entry 2

Swanback Michelle R · CIK 0001799270 · PRESIDENT, CEO, TTEC ENGAGE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,198

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document
May 02, 2024 Filed May 6, 2024 20:37 UTC
Swanback Michelle RPRESIDENT, CEO, TTEC ENGAGE
Exercise / conversionCommon Stock 12,190 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-012338 · form4-05062024_080540.xml · nonDerivative · entry 1

Swanback Michelle R · CIK 0001799270 · PRESIDENT, CEO, TTEC ENGAGE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on May 2, 2024. The Reporting Person intially received 60,951 time-based RSUs on May 2, 2022. The RSUs vest in five installments of 20% per year beginning May 2, 2023.

Read SEC document
April 14, 2024 Filed Apr 16, 2024 20:44 UTC
Bourret FrancoisCHIEF ACCOUNTING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 238 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010888 · form4-04162024_080412.xml · derivative · entry 6

Bourret Francois · CIK 0001970656 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 715

Underlying: Common Stock · 238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Reflects vesting of RSUs on April 14, 2024. The Reporting Person initially received 953 time-based RSUs on April 14, 2023. The RSUs vest 25% per year beginning on April 14, 2024.

F3 · derivative.exercise_date: Reflects vesting of RSUs on April 14, 2024. The Reporting Person initially received 953 time-based RSUs on April 14, 2023. The RSUs vest 25% per year beginning on April 14, 2024.

F3 · derivative.expiration_date: Reflects vesting of RSUs on April 14, 2024. The Reporting Person initially received 953 time-based RSUs on April 14, 2023. The RSUs vest 25% per year beginning on April 14, 2024.

Read SEC document
April 14, 2024 Filed Apr 16, 2024 20:44 UTC
Bourret FrancoisCHIEF ACCOUNTING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 953 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010888 · form4-04162024_080412.xml · derivative · entry 5

Bourret Francois · CIK 0001970656 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on April 14, 2024. The Reporting Person initially received 953 time-based RSUs on April 14, 2023. The RSUs vest in full on April 14, 2024.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on April 14, 2024. The Reporting Person initially received 953 time-based RSUs on April 14, 2023. The RSUs vest in full on April 14, 2024.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on April 14, 2024. The Reporting Person initially received 953 time-based RSUs on April 14, 2023. The RSUs vest in full on April 14, 2024.

Read SEC document
April 14, 2024 Filed Apr 16, 2024 20:44 UTC
Bourret FrancoisCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 69 $8.22 $567.18
Disclosure

SEC source: 0001415889-24-010888 · form4-04162024_080412.xml · nonDerivative · entry 4

Bourret Francois · CIK 0001970656 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,899

F2 · security: Reflects withholding of shares to satisfy tax obligations with the vesting of RSUs. No shares were sold.

Read SEC document
April 14, 2024 Filed Apr 16, 2024 20:44 UTC
Bourret FrancoisCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 238 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010888 · form4-04162024_080412.xml · nonDerivative · entry 3

Bourret Francois · CIK 0001970656 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Reflects vesting of RSUs on April 14, 2024. The Reporting Person initially received 953 time-based RSUs on April 14, 2023. The RSUs vest 25% per year beginning on April 14, 2024.

Read SEC document
April 14, 2024 Filed Apr 16, 2024 20:44 UTC
Bourret FrancoisCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 274 $8.22 $2,252.28
Disclosure

SEC source: 0001415889-24-010888 · form4-04162024_080412.xml · nonDerivative · entry 2

Bourret Francois · CIK 0001970656 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,730

F2 · security: Reflects withholding of shares to satisfy tax obligations with the vesting of RSUs. No shares were sold.

Read SEC document
April 14, 2024 Filed Apr 16, 2024 20:44 UTC
Bourret FrancoisCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 953 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010888 · form4-04162024_080412.xml · nonDerivative · entry 1

Bourret Francois · CIK 0001970656 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on April 14, 2024. The Reporting Person initially received 953 time-based RSUs on April 14, 2023. The RSUs vest in full on April 14, 2024.

Read SEC document
April 14, 2024 Filed Apr 16, 2024 20:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,634 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010892 · form4-04162024_080432.xml · derivative · entry 3

McLean Margaret B · CIK 0001490940 · GC & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on April 14, 2024. The Reporting Person initially received 1,634 time-based RSUs on April 14, 2023. The RSUs vest in full on April 14, 2024.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on April 14, 2024. The Reporting Person initially received 1,634 time-based RSUs on April 14, 2023. The RSUs vest in full on April 14, 2024.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on April 14, 2024. The Reporting Person initially received 1,634 time-based RSUs on April 14, 2023. The RSUs vest in full on April 14, 2024.

Read SEC document
April 14, 2024 Filed Apr 16, 2024 20:51 UTC Tax withholdingCommon Stock 470 $8.22 $3,863.40
Disclosure

SEC source: 0001415889-24-010892 · form4-04162024_080432.xml · nonDerivative · entry 2

McLean Margaret B · CIK 0001490940 · GC & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,287

F2 · security: Reflects withholding of shares to satisfy tax obligations with the vesting of RSUs. No shares were sold.

Read SEC document
April 14, 2024 Filed Apr 16, 2024 20:51 UTC Exercise / conversionCommon Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010892 · form4-04162024_080432.xml · nonDerivative · entry 1

McLean Margaret B · CIK 0001490940 · GC & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on April 14, 2024. The Reporting Person initially received 1,634 time-based RSUs on April 14, 2023. The RSUs vest in full on April 14, 2024.

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March 17, 2024 Filed Mar 19, 2024 20:35 UTC
Bourret FrancoisCHIEF ACCOUNTING OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008560 · form4-03192024_080352.xml · derivative · entry 3

Bourret Francois · CIK 0001970656 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,152

Underlying: Common Stock · 2,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 17, 2024. The Reporting Person initially received 10,870 time-based RSUs on April 3, 2023. The RSUs vest in in four installments of 25% per year beginning on March 17, 2024.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 17, 2024. The Reporting Person initially received 10,870 time-based RSUs on April 3, 2023. The RSUs vest in in four installments of 25% per year beginning on March 17, 2024.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 17, 2024. The Reporting Person initially received 10,870 time-based RSUs on April 3, 2023. The RSUs vest in in four installments of 25% per year beginning on March 17, 2024.

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March 17, 2024 Filed Mar 19, 2024 20:35 UTC
Bourret FrancoisCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 781 $10.98 $8,575.38
Disclosure

SEC source: 0001415889-24-008560 · form4-03192024_080352.xml · nonDerivative · entry 2

Bourret Francois · CIK 0001970656 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,051

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold

Read SEC document
March 17, 2024 Filed Mar 19, 2024 20:35 UTC
Bourret FrancoisCHIEF ACCOUNTING OFFICER
Exercise / conversionCommon Stock 2,718 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008560 · form4-03192024_080352.xml · nonDerivative · entry 1

Bourret Francois · CIK 0001970656 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 17, 2024. The Reporting Person initially received 10,870 time-based RSUs on April 3, 2023. The RSUs vest in in four installments of 25% per year beginning on March 17, 2024.

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March 16, 2024 Filed Mar 19, 2024 20:31 UTC
Swanback Michelle RPRESIDENT, CEO, TTEC ENGAGE
Exercise / conversionRestricted Stock Unit · Derivative 10,986 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008549 · form4-03192024_080354.xml · derivative · entry 3

Swanback Michelle R · CIK 0001799270 · PRESIDENT, CEO, TTEC ENGAGE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,944

Underlying: Common Stock · 10,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 16, 2024. The Reporting Person received 54,930 time-based RSUs on March 16, 2023. The RSUs vest in five installments of 20% per year beginning March 16, 2024

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 16, 2024. The Reporting Person received 54,930 time-based RSUs on March 16, 2023. The RSUs vest in five installments of 20% per year beginning March 16, 2024

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 16, 2024. The Reporting Person received 54,930 time-based RSUs on March 16, 2023. The RSUs vest in five installments of 20% per year beginning March 16, 2024

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March 16, 2024 Filed Mar 19, 2024 20:31 UTC
Swanback Michelle RPRESIDENT, CEO, TTEC ENGAGE
Tax withholdingCommon Stock 3,159 $10.98 $34,685.82
Disclosure

SEC source: 0001415889-24-008549 · form4-03192024_080354.xml · nonDerivative · entry 2

Swanback Michelle R · CIK 0001799270 · PRESIDENT, CEO, TTEC ENGAGE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,513

F2 · security: Reflects withholding of shares to satisfy tax obligations with the vesting of RSUs. No shares were sold.

Read SEC document
March 16, 2024 Filed Mar 19, 2024 20:31 UTC
Swanback Michelle RPRESIDENT, CEO, TTEC ENGAGE
Exercise / conversionCommon Stock 10,986 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008549 · form4-03192024_080354.xml · nonDerivative · entry 1

Swanback Michelle R · CIK 0001799270 · PRESIDENT, CEO, TTEC ENGAGE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 16, 2024. The Reporting Person received 54,930 time-based RSUs on March 16, 2023. The RSUs vest in five installments of 20% per year beginning March 16, 2024

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March 05, 2024 Filed Mar 6, 2024 21:39 UTC Tax withholdingCommon Stock 531 $12.43 $6,600.33
Disclosure

SEC source: 0001415889-24-007052 · form4-03062024_090350.xml · nonDerivative · entry 4

McLean Margaret B · CIK 0001490940 · GC & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,123

F4 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of PRSUs. No shares were sold.

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March 05, 2024 Filed Mar 6, 2024 21:39 UTC GrantCommon Stock 1,557 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007052 · form4-03062024_090350.xml · nonDerivative · entry 3

McLean Margaret B · CIK 0001490940 · GC & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,654

F3 · security: Represents 1,557 shares issued upon the vesting of Performance Based Restricted Stock Units ("PRSUs") granted on March 3, 2021.

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March 04, 2024 Filed Mar 6, 2024 21:39 UTC Exercise / conversionRestrictive Stock Units · Derivative 612 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007052 · form4-03062024_090350.xml · derivative · entry 5

McLean Margaret B · CIK 0001490940 · GC & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 4, 2024. The Reporting Person initially received 2,446 time-based RSUs on March 4, 2020. The RSUs vest in four installments of 25% per year beginning on March 4, 2021.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 4, 2024. The Reporting Person initially received 2,446 time-based RSUs on March 4, 2020. The RSUs vest in four installments of 25% per year beginning on March 4, 2021.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on March 4, 2024. The Reporting Person initially received 2,446 time-based RSUs on March 4, 2020. The RSUs vest in four installments of 25% per year beginning on March 4, 2021.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:39 UTC Tax withholdingCommon Stock 209 $12.91 $2,698.19
Disclosure

SEC source: 0001415889-24-007052 · form4-03062024_090350.xml · nonDerivative · entry 2

McLean Margaret B · CIK 0001490940 · GC & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,097

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:39 UTC Exercise / conversionCommon Stock 612 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007052 · form4-03062024_090350.xml · nonDerivative · entry 1

McLean Margaret B · CIK 0001490940 · GC & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on March 4, 2024. The Reporting Person initially received 2,446 time-based RSUs on March 4, 2020. The RSUs vest in four installments of 25% per year beginning on March 4, 2021.

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March 01, 2024 Filed Mar 5, 2024 22:19 UTC
Wagers Kenneth R IIICHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 288,392 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006782 · form4-03052024_100334.xml · derivative · entry 1

Wagers Kenneth R III · CIK 0001738294 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,392

Underlying: Common Stock · 288,392 shares

Expires not disclosed

F1 · security: The Reporting Person received 288,392 time-based Restricted Stock Units ("RSUs") on March 1, 2024. The RSUs vest 40% on March 1, 2026 and 20% annually thereafter for the remainder of the grant.

F1 · derivative.exercise_date: The Reporting Person received 288,392 time-based Restricted Stock Units ("RSUs") on March 1, 2024. The RSUs vest 40% on March 1, 2026 and 20% annually thereafter for the remainder of the grant.

F1 · derivative.expiration_date: The Reporting Person received 288,392 time-based Restricted Stock Units ("RSUs") on March 1, 2024. The RSUs vest 40% on March 1, 2026 and 20% annually thereafter for the remainder of the grant.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:03 UTC
Bourret FrancoisINTERIM CFO
Exercise / conversionRestricted Stock Units · Derivative 421 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010779 · form4-07052023_090734.xml · derivative · entry 9

Bourret Francois · CIK 0001970656 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,266

Underlying: Common Stock · 421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 1,687 time-based RSUs on July 1, 2022. The RSUs vest in four installments of 25% per year beginning on July 1, 2023.

F4 · derivative.exercise_date: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 1,687 time-based RSUs on July 1, 2022. The RSUs vest in four installments of 25% per year beginning on July 1, 2023.

F4 · derivative.expiration_date: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 1,687 time-based RSUs on July 1, 2022. The RSUs vest in four installments of 25% per year beginning on July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:03 UTC
Bourret FrancoisINTERIM CFO
Exercise / conversionRestricted Stock Units · Derivative 336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010779 · form4-07052023_090734.xml · derivative · entry 8

Bourret Francois · CIK 0001970656 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 671

Underlying: Common Stock · 336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 1,342 time-based RSUs on July 1, 2021. The RSUs vest in four installments of 25% per year beginning on July 1, 2022.

F3 · derivative.exercise_date: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 1,342 time-based RSUs on July 1, 2021. The RSUs vest in four installments of 25% per year beginning on July 1, 2022.

F3 · derivative.expiration_date: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 1,342 time-based RSUs on July 1, 2021. The RSUs vest in four installments of 25% per year beginning on July 1, 2022.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:03 UTC
Bourret FrancoisINTERIM CFO
Exercise / conversionRestricted Stock Units · Derivative 674 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010779 · form4-07052023_090734.xml · derivative · entry 7

Bourret Francois · CIK 0001970656 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 674

Underlying: Common Stock · 674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on July 1, 2023. The Reporting Person initially received 2,695 time-based RSUs on July 1, 2020. The RSUs vest in four installments of 25% per year beginning on July 1, 2021.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on July 1, 2023. The Reporting Person initially received 2,695 time-based RSUs on July 1, 2020. The RSUs vest in four installments of 25% per year beginning on July 1, 2021.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on July 1, 2023. The Reporting Person initially received 2,695 time-based RSUs on July 1, 2020. The RSUs vest in four installments of 25% per year beginning on July 1, 2021.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:03 UTC
Bourret FrancoisINTERIM CFO
Tax withholdingCommon Stock 122 $33.84 $4,128.48
Disclosure

SEC source: 0001415889-23-010779 · form4-07052023_090734.xml · nonDerivative · entry 6

Bourret Francois · CIK 0001970656 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,114

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:03 UTC
Bourret FrancoisINTERIM CFO
Exercise / conversionCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010779 · form4-07052023_090734.xml · nonDerivative · entry 5

Bourret Francois · CIK 0001970656 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 1,687 time-based RSUs on July 1, 2022. The RSUs vest in four installments of 25% per year beginning on July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:03 UTC
Bourret FrancoisINTERIM CFO
Tax withholdingCommon Stock 97 $33.84 $3,282.48
Disclosure

SEC source: 0001415889-23-010779 · form4-07052023_090734.xml · nonDerivative · entry 4

Bourret Francois · CIK 0001970656 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,815

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:03 UTC
Bourret FrancoisINTERIM CFO
Exercise / conversionCommon Stock 336 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010779 · form4-07052023_090734.xml · nonDerivative · entry 3

Bourret Francois · CIK 0001970656 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 1,342 time-based RSUs on July 1, 2021. The RSUs vest in four installments of 25% per year beginning on July 1, 2022.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:03 UTC
Bourret FrancoisINTERIM CFO
Tax withholdingCommon Stock 193 $33.84 $6,531.12
Disclosure

SEC source: 0001415889-23-010779 · form4-07052023_090734.xml · nonDerivative · entry 2

Bourret Francois · CIK 0001970656 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,576

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 21:03 UTC
Bourret FrancoisINTERIM CFO
Exercise / conversionCommon Stock 674 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010779 · form4-07052023_090734.xml · nonDerivative · entry 1

Bourret Francois · CIK 0001970656 · INTERIM CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on July 1, 2023. The Reporting Person initially received 2,695 time-based RSUs on July 1, 2020. The RSUs vest in four installments of 25% per year beginning on July 1, 2021.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:55 UTC Exercise / conversionRestricted Stock Units · Derivative 843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010769 · form4-07052023_080737.xml · derivative · entry 9

McLean Margaret B · CIK 0001490940 · GC & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,530

Underlying: Common Stock · 843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 3,373 time-based RSUs on July 1, 2022. The RSUs vest in four installments of 25% per year beginning on July 1, 2023.

F4 · derivative.exercise_date: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 3,373 time-based RSUs on July 1, 2022. The RSUs vest in four installments of 25% per year beginning on July 1, 2023.

F4 · derivative.expiration_date: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 3,373 time-based RSUs on July 1, 2022. The RSUs vest in four installments of 25% per year beginning on July 1, 2023.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:55 UTC Exercise / conversionRestricted Stock Units · Derivative 644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010769 · form4-07052023_080737.xml · derivative · entry 8

McLean Margaret B · CIK 0001490940 · GC & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,288

Underlying: Common Stock · 644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 2,576 time-based RSUs on July 1, 2021. The RSUs vest in four installments of 25% per year beginning on July 1, 2022.

F3 · derivative.exercise_date: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 2,576 time-based RSUs on July 1, 2021. The RSUs vest in four installments of 25% per year beginning on July 1, 2022.

F3 · derivative.expiration_date: Reflects vesting of RSUs on July 1, 2023. The Reporting Person initially received 2,576 time-based RSUs on July 1, 2021. The RSUs vest in four installments of 25% per year beginning on July 1, 2022.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:55 UTC Exercise / conversionRestricted Stock Units · Derivative 1,752 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010769 · form4-07052023_080737.xml · derivative · entry 7

McLean Margaret B · CIK 0001490940 · GC & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,752

Underlying: Common Stock · 1,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects vesting of Restricted Stock Units ("RSUs") on July 1, 2023. The Reporting Person initially received 7,007 time-based RSUs on July 1, 2020. The RSUs vest in four installments of 25% per year beginning on July 1, 2021.

F1 · derivative.exercise_date: Reflects vesting of Restricted Stock Units ("RSUs") on July 1, 2023. The Reporting Person initially received 7,007 time-based RSUs on July 1, 2020. The RSUs vest in four installments of 25% per year beginning on July 1, 2021.

F1 · derivative.expiration_date: Reflects vesting of Restricted Stock Units ("RSUs") on July 1, 2023. The Reporting Person initially received 7,007 time-based RSUs on July 1, 2020. The RSUs vest in four installments of 25% per year beginning on July 1, 2021.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 20:55 UTC Tax withholdingCommon Stock 243 $33.84 $8,223.12
Disclosure

SEC source: 0001415889-23-010769 · form4-07052023_080737.xml · nonDerivative · entry 6

McLean Margaret B · CIK 0001490940 · GC & CRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,694

F2 · security: Reflects withholding of shares to satisfy tax obligations in connection with the vesting of RSUs. No shares were sold.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.