Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2022 Filed Jun 30, 2022 01:12 UTC |
Swartzman LisaDirector
|
Tax withholdingCommon Stock | 3,650 | $2.74 | $10,001.00 |
DisclosureSEC source: 0001104659-22-075932 · tm2220111-4_4seq1.xml · nonDerivative · entry 2 Swartzman Lisa · CIK 0001901548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,768 F2 · kind: Represents shares withheld to cover taxes due upon the vesting of the restricted stock units. Read SEC document |
| June 27, 2022 Filed Jun 30, 2022 01:12 UTC |
Swartzman LisaDirector
|
GrantCommon Stock | 14,598 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-075932 · tm2220111-4_4seq1.xml · nonDerivative · entry 1 Swartzman Lisa · CIK 0001901548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,418 F1 · price: Represents a grant of an equity award that vested on the same as the grant, June 27, 2022. Read SEC document |
| June 27, 2022 Filed Jun 30, 2022 01:10 UTC |
DioGuardi KaraDirector
|
GrantCommon Stock | 60,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-075931 · tm2220111-3_4seq1.xml · nonDerivative · entry 1 DioGuardi Kara · CIK 0001915483 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,827 F1 · price: Represents a grant of an equity award that will vest on December 31, 2022. Read SEC document |
| June 27, 2022 Filed Jun 30, 2022 01:09 UTC |
SCHUTTER EDWARD JDirector
|
GrantCommon Stock | 77,371 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-075930 · tm2220111-2_4seq1.xml · nonDerivative · entry 2 SCHUTTER EDWARD J · CIK 0001254555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,328,516 F2 · price: Represents a grant of an equity award that will vest on December 31, 2022. Read SEC document |
| June 27, 2022 Filed Jun 30, 2022 01:09 UTC |
SCHUTTER EDWARD JDirector
|
GrantCommon Stock | 14,598 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-075930 · tm2220111-2_4seq1.xml · nonDerivative · entry 1 SCHUTTER EDWARD J · CIK 0001254555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,251,145 F1 · price: Represents a grant of an equity award that vested on the same as the grant, June 27, 2022. Read SEC document |
| June 27, 2022 Filed Jun 30, 2022 01:08 UTC |
Collard Craig ADirector
|
GrantCommon Stock | 77,918 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-075927 · tm2220111-1_4seq1.xml · nonDerivative · entry 2 Collard Craig A · CIK 0001363558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,866 F2 · price: Represents a grant of an equity award that will vest on December 31, 2022. Read SEC document |
| June 27, 2022 Filed Jun 30, 2022 01:08 UTC |
Collard Craig ADirector
|
GrantCommon Stock | 36,496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-075927 · tm2220111-1_4seq1.xml · nonDerivative · entry 1 Collard Craig A · CIK 0001363558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,948 F1 · price: Represents a grant of an equity award that vested on the same as the grant, June 27, 2022. Read SEC document |
| June 27, 2022 Filed Feb 15, 2023 23:05 UTC |
Mavrinac RichardDirector
|
GrantCommon Stock | 41,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009865 · doc4.xml · nonDerivative · entry 1 Mavrinac Richard · CIK 0001900773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,102 F1 · shares: Represents restricted stock unit awards that became fully vested on the date of grant, June 27, 2022. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 15:15 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
PurchaseCommon Shares | 20,000 | $2.53 | $50,600.00 |
DisclosureSEC source: 0001019056-22-000468 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,297,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 20,000 in item 4 of Table I reflect the 20,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,297,808 in item 5 of Table I includes 1,883,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 15:08 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
PurchaseCommon Shares | 10,000 | $2.54 | $25,400.00 |
DisclosureSEC source: 0001019056-22-000464 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,277,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 10,000 in item 4 of Table I reflect the 10,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,277,808 in item 5 of Table I includes 1,863,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 16:33 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
PurchaseCommon Shares | 5,000 | $2.72 | $13,600.00 |
DisclosureSEC source: 0001019056-22-000458 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,267,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 5,000 in item 4 of Table I reflect the 5,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,267,808 in item 5 of Table I includes 1,853,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 15:39 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
PurchaseCommon Shares | 25,000 | $2.75 | $68,625.00 |
DisclosureSEC source: 0001019056-22-000454 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,262,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 25,000 in item 4 of Table I reflect the 25,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,262,808 in item 5 of Table I includes 1,848,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 14:57 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
PurchaseCommon Shares | 5,000 | $3.74 | $18,700.00 |
DisclosureSEC source: 0001019056-22-000438 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,237,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 5,000 in item 4 of Table I reflect the 5,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,237,808 in item 5 of Table I includes 1,823,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| May 27, 2022 Filed May 31, 2022 15:02 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
PurchaseCommon Shares | 10,000 | $3.70 | $37,000.00 |
DisclosureSEC source: 0001019056-22-000427 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,232,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild") and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 10,000 in item 4 of Table I reflect the 10,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,232,808 in item 5 of Table I includes 1,818,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| May 25, 2022 Filed May 26, 2022 17:06 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
PurchaseCommon Shares | 8,070 | $3.72 | $30,020.40 |
DisclosureSEC source: 0001019056-22-000405 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,222,808 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 8,070 in item 4 of Table I reflect the 8,070 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,222,808 in item 5 of Table I includes 1,808,301 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| May 19, 2022 Filed May 20, 2022 18:22 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
PurchaseCommon Shares | 10,000 | $3.73 | $37,300.00 |
DisclosureSEC source: 0001019056-22-000396 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,214,738 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 10,000 in item 4 of Table I reflect the 10,000 Common Shares directly acquired by Wild in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.direct: The amount of 90,214,738 in item 5 of Table I includes 1,800,231 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| March 25, 2022 Filed Apr 1, 2022 20:30 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
SaleCommon Shares | 4,764 | $5.40 | $25,725.60 |
DisclosureSEC source: 0001019056-22-000301 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,204,738 F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 4,764 in item 4 of Table I reflect the 4,764 Common Shares sold by Wild on March 25, 2022 due to administrative error by the Issuer's restricted stock administrator as a tax withholding sale at CAD 6.74 per share and did not reflect the investment intent of the Reporting Persons. The Reporting Persons are calculating any profit realized from the inadvertent transaction and will promptly disgorge the same to the Issuer should an exemption for the transaction be unavailable. 11,962 restricted stock units vested on March 25, 2022 resulting in Wild receiving 11,962 Common Shares of which 4,764 were inadvertently sold. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. F3 · ownership.direct: (Footnote 2 Continued). Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F4 · ownership.direct: The amount of 90,204,738 in item 5 of Table I includes 1,790,231 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| March 25, 2022 Filed Apr 1, 2022 20:10 UTC |
Swartzman LisaDirector
|
Tax withholdingCommon Stock | 2,666 | $6.74 | $17,968.84 |
DisclosureSEC source: 0001104659-22-041736 · tm2211322-1_4seq1.xml · nonDerivative · entry 1 Swartzman Lisa · CIK 0001901548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,820 F1 · price: This figure is in Canadian dollars. Read SEC document |
| March 22, 2022 Filed Mar 24, 2022 15:25 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
PurchaseCommon Shares | 10,000 | $5.52 | $55,200.00 |
DisclosureSEC source: 0001019056-22-000297 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 90,209,502 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 10,000 in item 4 of Table I reflect the 10,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and another advised investment vehicle in the open market transaction requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: The amount of 90,209,502 in item 5 of Table I includes 1,794,995 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:21 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
PurchaseCommon Shares | 200,000 | $5.60 | $1,120,000.00 |
DisclosureSEC source: 0001019056-22-000295 · ownership.xml · nonDerivative · entry 2 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 90,199,502 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 30,000 and 200,000 in item 4 of Table I reflect the 30,000 Common Shares and the 200,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and another advised investment vehicle in the open market transactions requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: Each of the amounts of 89,999,502 and 90,199,502 in item 5 of Table I includes 1,794,995 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:21 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
PurchaseCommon Shares | 30,000 | $5.57 | $167,100.00 |
DisclosureSEC source: 0001019056-22-000295 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 89,999,502 F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amounts of 30,000 and 200,000 in item 4 of Table I reflect the 30,000 Common Shares and the 200,000 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and another advised investment vehicle in the open market transactions requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F3 · ownership.nature: Each of the amounts of 89,999,502 and 90,199,502 in item 5 of Table I includes 1,794,995 direct non-derivative Common Shares beneficially owned by Wild. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 12:08 UTC |
Ghanem ZiadPresident and COO
|
GrantEmployee Stock Option (right to buy) · Derivative | 325,000 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001104659-22-036799 · tm2129883-18_4seq1.xml · derivative · entry 2 Ghanem Ziad · CIK 0001903871 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 325,000 shares Expires 2032-01-05 F1 · derivative.exercise_price: This figure is in Canadian dollars. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on January 5, 2023. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 12:08 UTC |
Ghanem ZiadPresident and COO
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-036799 · tm2129883-18_4seq1.xml · nonDerivative · entry 1 Ghanem Ziad · CIK 0001903871 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 12:06 UTC |
SCHUTTER EDWARD JDirector
|
PurchaseCommon Stock | 180,000 | $5.59 | $1,006,200.00 |
DisclosureSEC source: 0001104659-22-036798 · tm2129883-17_4seq1.xml · nonDerivative · entry 1 SCHUTTER EDWARD J · CIK 0001254555 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236,547 F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $5.5293 to $5.60, inclusive. The reporting person undertakes to provide TerrAscend Corp., any security holder of TerrAscend Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 21, 2022 Filed Mar 25, 2025 19:04 UTC | GrantCommon Shares | 75,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008899 · form4-03252025_070353.xml · nonDerivative · entry 1 Stauffer Keith · CIK 0001900662 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 759,236 F1 · shares: These shares represent a restricted share unit ("RSU") award, which vested in three installments, with 25,050 shares vesting on March 21, 2023, 25,051 shares vesting on March 21, 2024, and 25,811 shares vesting on March 21, 2025. Read SEC document |
|
| March 10, 2022 Filed Mar 14, 2022 19:57 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
OtherWarrants · Derivative | 1,757,728 | Not disclosed Strike: $8.66 | Not disclosed |
DisclosureSEC source: 0001019056-22-000275 · ownership.xml · derivative · entry 4 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 35,720,517 Underlying: Common Shares · 1,757,728 shares Expires 2023-12-14 F4 · price: The Common Shares and Warrants reported in this Form 4 were acquired through an all-stock merger of Gage Growth Corp. with and into TerrAscend Corp. pursuant to which the Reporting Persons' securities of Gage Growth Corp. were exchanged for securities of TerrAscend Corp. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 1,410,470 in Table I reflects the 1,410,470 Common Shares acquired by Wild, and the amount of 9,056,759 in Table I reflects the 9,056,759 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and other advised investment vehicles. The amounts of 5,371,789 and 1,757,728 in Table II reflect an aggregate of 7,129,517 warrants indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO, and other advised investment vehicles. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. F3 · ownership.nature: (Footnote 2 Continued). Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 19:57 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
OtherWarrants · Derivative | 5,371,789 | Not disclosed Strike: $8.66 | Not disclosed |
DisclosureSEC source: 0001019056-22-000275 · ownership.xml · derivative · entry 3 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 33,962,789 Underlying: Common Shares · 5,371,789 shares Expires 2023-12-30 F4 · price: The Common Shares and Warrants reported in this Form 4 were acquired through an all-stock merger of Gage Growth Corp. with and into TerrAscend Corp. pursuant to which the Reporting Persons' securities of Gage Growth Corp. were exchanged for securities of TerrAscend Corp. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 1,410,470 in Table I reflects the 1,410,470 Common Shares acquired by Wild, and the amount of 9,056,759 in Table I reflects the 9,056,759 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and other advised investment vehicles. The amounts of 5,371,789 and 1,757,728 in Table II reflect an aggregate of 7,129,517 warrants indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO, and other advised investment vehicles. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. F3 · ownership.nature: (Footnote 2 Continued). Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 19:57 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
OtherCommon Shares | 9,056,759 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-22-000275 · ownership.xml · nonDerivative · entry 2 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 88,174,507 F4 · price: The Common Shares and Warrants reported in this Form 4 were acquired through an all-stock merger of Gage Growth Corp. with and into TerrAscend Corp. pursuant to which the Reporting Persons' securities of Gage Growth Corp. were exchanged for securities of TerrAscend Corp. F1 · ownership.nature: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.nature: The amount of 1,410,470 in Table I reflects the 1,410,470 Common Shares acquired by Wild, and the amount of 9,056,759 in Table I reflects the 9,056,759 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and other advised investment vehicles. The amounts of 5,371,789 and 1,757,728 in Table II reflect an aggregate of 7,129,517 warrants indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO, and other advised investment vehicles. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. F3 · ownership.nature: (Footnote 2 Continued). Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 19:57 UTC |
JW Asset Management, LLCDirector · Executive Chairman · 10% owner
JW Partners, LP10% owner
J.W. Opportunities Master Fund, Ltd.10% owner
JW GP, LLC10% owner
Wild Jason G.10% owner
|
OtherCommon Shares | 1,410,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-22-000275 · ownership.xml · nonDerivative · entry 1 JW Asset Management, LLC · CIK 0001549738 · Director · Executive Chairman · 10% owner JW Partners, LP · CIK 0001082644 · 10% owner J.W. Opportunities Master Fund, Ltd. · CIK 0001778482 · 10% owner JW GP, LLC · CIK 0001778512 · 10% owner Wild Jason G. · CIK 0001778752 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,794,995 F4 · price: The Common Shares and Warrants reported in this Form 4 were acquired through an all-stock merger of Gage Growth Corp. with and into TerrAscend Corp. pursuant to which the Reporting Persons' securities of Gage Growth Corp. were exchanged for securities of TerrAscend Corp. F1 · ownership.direct: This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner. F2 · ownership.direct: The amount of 1,410,470 in Table I reflects the 1,410,470 Common Shares acquired by Wild, and the amount of 9,056,759 in Table I reflects the 9,056,759 Common Shares indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO and other advised investment vehicles. The amounts of 5,371,789 and 1,757,728 in Table II reflect an aggregate of 7,129,517 warrants indirectly acquired by the Advisor, the General Partner and Wild through JWP, JWO, and other advised investment vehicles. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. F3 · ownership.direct: (Footnote 2 Continued). Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 23:26 UTC |
Mavrinac RichardDirector
|
GrantCommon Shares | 46,896 | $234,480.00 | $10,996,174,080.00 |
DisclosureSEC source: 0001104659-22-033482 · tm229230-1_4seq1.xml · nonDerivative · entry 1 Mavrinac Richard · CIK 0001900773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,954 F1 · kind: Upon closing of the acquisition of Gage Growth Corp. ("Gage") by the Registrant on March 10, 2022, the subordinate voting shares of Gage and restricted stock units of Gage held by Mr. Mavrinac were exchanged for 40,213 and 6,683 common shares of the Registrant, respectively, at the exchange ratio set forth in the Arrangement Agreement between Gage and the Registrant, which implies a price of $1.50 per Gage share as of March 9, 2022. F1 · shares: Upon closing of the acquisition of Gage Growth Corp. ("Gage") by the Registrant on March 10, 2022, the subordinate voting shares of Gage and restricted stock units of Gage held by Mr. Mavrinac were exchanged for 40,213 and 6,683 common shares of the Registrant, respectively, at the exchange ratio set forth in the Arrangement Agreement between Gage and the Registrant, which implies a price of $1.50 per Gage share as of March 9, 2022. F1 · price: Upon closing of the acquisition of Gage Growth Corp. ("Gage") by the Registrant on March 10, 2022, the subordinate voting shares of Gage and restricted stock units of Gage held by Mr. Mavrinac were exchanged for 40,213 and 6,683 common shares of the Registrant, respectively, at the exchange ratio set forth in the Arrangement Agreement between Gage and the Registrant, which implies a price of $1.50 per Gage share as of March 9, 2022. Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 02:31 UTC |
Mavrinac RichardDirector
|
OtherWarrants (right to buy) · Derivative | 8,163 | $0.00 Strike: $2.54 | $0.00 |
DisclosureSEC source: 0001104659-22-002885 · tm2129883-14_4seq1.xml · derivative · entry 3 Mavrinac Richard · CIK 0001900773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 8,163 shares Expires 2022-01-14 Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 02:31 UTC |
Mavrinac RichardDirector
|
OtherCommon Shares | 8,163 | $2.54 | $20,734.02 |
DisclosureSEC source: 0001104659-22-002885 · tm2129883-14_4seq1.xml · nonDerivative · entry 1 Mavrinac Richard · CIK 0001900773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,058 Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 02:30 UTC |
Collard Craig ADirector
|
OtherWarrants (right to buy) · Derivative | 52,939 | $0.00 Strike: $2.54 | $0.00 |
DisclosureSEC source: 0001104659-22-002883 · tm2129883-13_4seq1.xml · derivative · entry 2 Collard Craig A · CIK 0001363558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 52,939 shares Expires 2022-01-14 Read SEC document |
| January 06, 2022 Filed Jan 11, 2022 02:30 UTC |
Collard Craig ADirector
|
OtherCommon Shares | 52,939 | $2.54 | $134,465.06 |
DisclosureSEC source: 0001104659-22-002883 · tm2129883-13_4seq1.xml · nonDerivative · entry 1 Collard Craig A · CIK 0001363558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,452 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.