TapewireFind a company

person · Reporting owner

Swartzman Lisa

Disclosed activity across 1 company

Tapewire entity
111913
SEC CIK
0001901548

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TerrAscend Corp.

Report date June 22, 2023 · Filed June 26, 2023

Section 16 reporting ended · disclosed 2023-06-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect218,397 Reported balance After 2023-06-22 transaction · row 1
1 source row

Row 1 · 2023-06-22 · Grant · Acquired 57,517 · Balance 218,397

F1: These shares represent an annual grant of restricted share units ("RSUs") for service as a director of the Issuer. The shares underlying the RSUs will vest in full on December 31, 2023, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent an annual grant of restricted share units ("RSUs") for service as a director of the Issuer. The shares underlying the RSUs will vest in full on December 31, 2023, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2023 Filed Jun 26, 2023 18:46 UTC TerrAscend Corp. TRSSF · Entity 6184 GrantCommon Stock 57,517 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039631 · doc4.xml · nonDerivative · entry 1

Swartzman Lisa · CIK 0001901548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,397

F1 · shares: These shares represent an annual grant of restricted share units ("RSUs") for service as a director of the Issuer. The shares underlying the RSUs will vest in full on December 31, 2023, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.

Read SEC document
March 30, 2023 Filed Apr 4, 2023 20:06 UTC TerrAscend Corp. TRSSF · Entity 6184 SaleCommon Stock 2,423 $1.51 $3,658.73
Disclosure

SEC source: 0001209191-23-022654 · doc4.xml · nonDerivative · entry 1

Swartzman Lisa · CIK 0001901548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,880

F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:25 UTC TerrAscend Corp. TRSSF · Entity 6184 SaleCommon Stock 27,194 $1.58 $42,884.94
Disclosure

SEC source: 0001209191-23-018183 · doc4.xml · nonDerivative · entry 1

Swartzman Lisa · CIK 0001901548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,303

F1 · kind: The sales reported in this Form 4 represent nondiscretionary sales of shares required to be sold by the Reporting Person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the settlement of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.54 to $1.661 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 27, 2022 Filed Jun 30, 2022 01:12 UTC TerrAscend Corp. TRSSF · Entity 6184 GrantCommon Stock 75,729 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-075932 · tm2220111-4_4seq1.xml · nonDerivative · entry 3

Swartzman Lisa · CIK 0001901548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,497

F3 · price: Represents a grant of an equity award that will vest on December 31, 2022.

Read SEC document
June 27, 2022 Filed Jun 30, 2022 01:12 UTC TerrAscend Corp. TRSSF · Entity 6184 Tax withholdingCommon Stock 3,650 $2.74 $10,001.00
Disclosure

SEC source: 0001104659-22-075932 · tm2220111-4_4seq1.xml · nonDerivative · entry 2

Swartzman Lisa · CIK 0001901548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,768

F2 · kind: Represents shares withheld to cover taxes due upon the vesting of the restricted stock units.

Read SEC document
June 27, 2022 Filed Jun 30, 2022 01:12 UTC TerrAscend Corp. TRSSF · Entity 6184 GrantCommon Stock 14,598 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-075932 · tm2220111-4_4seq1.xml · nonDerivative · entry 1

Swartzman Lisa · CIK 0001901548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,418

F1 · price: Represents a grant of an equity award that vested on the same as the grant, June 27, 2022.

Read SEC document
March 25, 2022 Filed Apr 1, 2022 20:10 UTC TerrAscend Corp. TRSSF · Entity 6184 Tax withholdingCommon Stock 2,666 $6.74 $17,968.84
Disclosure

SEC source: 0001104659-22-041736 · tm2211322-1_4seq1.xml · nonDerivative · entry 1

Swartzman Lisa · CIK 0001901548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,820

F1 · price: This figure is in Canadian dollars.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.