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TYSON FOODS, INC.

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3273
SEC CIK
0000100493
Parsed reports
492

Last 12 months

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1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
White Noel WDirector · Executive Vice Chairman
Exercise / conversionPerformance Shares · Derivative 34,628.704 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000171 · wf-form4_160625319244470.xml · derivative · entry 6

White Noel W · CIK 0001340962 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 34,628.704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired.

F8 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired.

F8 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 4. The remainder of the award expired.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
White Noel WDirector · Executive Vice Chairman
GrantClass A Common Stock 18,686.203 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000171 · wf-form4_160625319244470.xml · nonDerivative · entry 5

White Noel W · CIK 0001340962 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,202.493

F6 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F7 · balance_after: Includes 24,266.174 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 18,253.734 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved; 18,686.203 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022; and 13,559.322 RSUs which vest in equal annual installments on each of the first, second and third anniversary dates of the grant and become fully vested on October 5, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
White Noel WDirector · Executive Vice Chairman
Tax withholdingClass A Common Stock 2,487 $60.74 $151,060.38
Disclosure

SEC source: 0000100493-20-000171 · wf-form4_160625319244470.xml · nonDerivative · entry 4

White Noel W · CIK 0001340962 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,516.29

F5 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 20, 2020, to satisfy tax withholding obligations related to the vesting described in footnote 4.

F3 · balance_after: Includes 24,266.174 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 18,253.734 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved and 13,559.322 RSUs which vest in equal annual installments on each of the first, second and third anniversary dates of the grant and become fully vested on October 5, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
White Noel WDirector · Executive Vice Chairman
Exercise / conversionClass A Common Stock 5,376.106 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000171 · wf-form4_160625319244470.xml · nonDerivative · entry 3

White Noel W · CIK 0001340962 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,003.29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On November 17, 2017 the Reporting Person received a grant of 34,628.704 performance shares which vested or expired on November 20, 2020 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative operating income target of $11,326 million for the 2018-2020 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2018-2020 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 20, 2020, 5,376.106 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired.

F3 · balance_after: Includes 24,266.174 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 18,253.734 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved and 13,559.322 RSUs which vest in equal annual installments on each of the first, second and third anniversary dates of the grant and become fully vested on October 5, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
White Noel WDirector · Executive Vice Chairman
Tax withholdingClass A Common Stock 4,270 $60.74 $259,359.80
Disclosure

SEC source: 0000100493-20-000171 · wf-form4_160625319244470.xml · nonDerivative · entry 2

White Noel W · CIK 0001340962 · Director · Executive Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,627.184

F2 · kind: On November 20, 2020, 9,230.758 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 4,270 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F3 · balance_after: Includes 24,266.174 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 18,253.734 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved and 13,559.322 RSUs which vest in equal annual installments on each of the first, second and third anniversary dates of the grant and become fully vested on October 5, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
Tyson John R.Chief Sustainability Officer
GrantNon-Qualified Stock Options (Right to Buy) · Derivative 6,297 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0000100493-20-000170 · wf-form4_160625317164387.xml · derivative · entry 6

Tyson John R. · CIK 0001788444 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,297

Underlying: Class A Common Stock · 6,297 shares

Expires 2030-11-20

F9 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
Tyson John R.Chief Sustainability Officer
GrantPerformance Shares · Derivative 4,939.084 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-20-000170 · wf-form4_160625317164387.xml · derivative · entry 5

Tyson John R. · CIK 0001788444 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,939.084

Underlying: Class A Common Stock · 4,939.084 shares

Expires not disclosed

F8 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F8 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F8 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F8 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
Tyson John R.Chief Sustainability Officer
GrantClass A Common Stock 1,399.407 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000170 · wf-form4_160625317164387.xml · nonDerivative · entry 4

Tyson John R. · CIK 0001788444 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,749.1

F6 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F7 · balance_after: Includes 116.672 shares of Class A Common Stock which vest on August 9, 2022; 998.25 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved; 1,399.407 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022 and 1,234.771 shares of Class A Common Stock which vest on November 20, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
Tyson John R.Chief Sustainability Officer
GrantClass A Common Stock 1,234.771 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000170 · wf-form4_160625317164387.xml · nonDerivative · entry 3

Tyson John R. · CIK 0001788444 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,349.693

F4 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.

F5 · balance_after: Includes 116.672 shares of Class A Common Stock which vest on August 9, 2022; 998.25 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved and 1,234.771 shares of Class A Common Stock which vest on November 20, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
TYSON JOHN HDirector · Chairman of the Board
GrantNon-Qualified Stock Options (Right to Buy) · Derivative 125,945 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0000100493-20-000169 · wf-form4_160625315212419.xml · derivative · entry 10

TYSON JOHN H · CIK 0001019032 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,945

Underlying: Class A Common Stock · 125,945 shares

Expires 2030-11-20

F14 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
TYSON JOHN HDirector · Chairman of the Board
GrantPerformance Shares · Derivative 98,781.692 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-20-000169 · wf-form4_160625315212419.xml · derivative · entry 9

TYSON JOHN H · CIK 0001019032 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,781.692

Underlying: Class A Common Stock · 98,781.692 shares

Expires not disclosed

F13 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F13 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F13 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F13 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
TYSON JOHN HDirector · Chairman of the Board
Exercise / conversionPerformance Shares · Derivative 67,333.59 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000169 · wf-form4_160625315212419.xml · derivative · entry 8

TYSON JOHN H · CIK 0001019032 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 67,333.59 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F12 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F12 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
TYSON JOHN HDirector · Chairman of the Board
GrantClass A Common Stock 17,780.705 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000169 · wf-form4_160625315212419.xml · nonDerivative · entry 7

TYSON JOHN H · CIK 0001019032 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,598,255.1409

F10 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F11 · balance_after: Includes 25,589.784 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 17,112.875 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved; 17,780.705 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022 and 24,695.423 shares of Class A Common Stock which vest on November 20, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
TYSON JOHN HDirector · Chairman of the Board
GrantClass A Common Stock 24,695.423 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000169 · wf-form4_160625315212419.xml · nonDerivative · entry 6

TYSON JOHN H · CIK 0001019032 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580,474.4359

F8 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.

F9 · balance_after: Includes 25,589.784 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 17,112.875 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved and 24,695.423 shares of Class A Common Stock which vest on November 20, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
TYSON JOHN HDirector · Chairman of the Board
Tax withholdingClass A Common Stock 4,460 $60.74 $270,900.40
Disclosure

SEC source: 0000100493-20-000169 · wf-form4_160625315212419.xml · nonDerivative · entry 5

TYSON JOHN H · CIK 0001019032 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,555,779.0129

F7 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 20, 2020, to satisfy tax withholding obligations related to the vesting described in footnote 6.

F5 · balance_after: Includes 25,589.784 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and 17,112.875 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
TYSON JOHN HDirector · Chairman of the Board
Exercise / conversionClass A Common Stock 10,453.54 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000169 · wf-form4_160625315212419.xml · nonDerivative · entry 4

TYSON JOHN H · CIK 0001019032 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560,239.0129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On November 17, 2017 the Reporting Person received a grant of 67,333.59 performance shares which vested or expired on November 20, 2020 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative operating income target of $11,326 million for the 2018-2020 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2018-2020 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 20, 2020, 10,453.54 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired.

F5 · balance_after: Includes 25,589.784 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and 17,112.875 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:26 UTC
TYSON JOHN HDirector · Chairman of the Board
Tax withholdingClass A Common Stock 7,658 $60.74 $465,146.92
Disclosure

SEC source: 0000100493-20-000169 · wf-form4_160625315212419.xml · nonDerivative · entry 3

TYSON JOHN H · CIK 0001019032 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,549,785.4729

F4 · kind: On November 20, 2020, 17,948.697 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 7,658 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F5 · balance_after: Includes 25,589.784 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and 17,112.875 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Thomas Phillip WVP, Controller & CAO
GrantNon-Qualified Stock Options (Right to Buy) · Derivative 3,673 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0000100493-20-000167 · wf-form4_160625311079994.xml · derivative · entry 6

Thomas Phillip W · CIK 0001820034 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,673

Underlying: Class A Common Stock · 3,673 shares

Expires 2030-11-20

F8 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Thomas Phillip WVP, Controller & CAO
GrantPerformance Shares · Derivative 1,440.568 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-20-000167 · wf-form4_160625311079994.xml · derivative · entry 5

Thomas Phillip W · CIK 0001820034 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440.568

Underlying: Class A Common Stock · 1,440.568 shares

Expires not disclosed

F7 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F7 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F7 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F7 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Thomas Phillip WVP, Controller & CAO
Exercise / conversionPerformance Shares · Derivative 1,122.226 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000167 · wf-form4_160625311079994.xml · derivative · entry 4

Thomas Phillip W · CIK 0001820034 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,122.226 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 1. The remainder of the award expired.

F6 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 1. The remainder of the award expired.

F6 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 1. The remainder of the award expired.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Thomas Phillip WVP, Controller & CAO
GrantClass A Common Stock 1,440.566 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000167 · wf-form4_160625311079994.xml · nonDerivative · entry 3

Thomas Phillip W · CIK 0001820034 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,902.6781

F4 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.

F5 · balance_after: Includes 1,544.212 shares of Class A Common Stock which vest on November 19, 2021; 998.25 shares of Class A Common Stock which vest on November 18, 2022 and 1,440.566 shares of Class A Common Stock which vest on November 20, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Thomas Phillip WVP, Controller & CAO
Tax withholdingClass A Common Stock 55 $60.74 $3,340.70
Disclosure

SEC source: 0000100493-20-000167 · wf-form4_160625311079994.xml · nonDerivative · entry 2

Thomas Phillip W · CIK 0001820034 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,462.1121

F3 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 20, 2020, to satisfy tax withholding obligations related to the vesting described in footnote 1.

F2 · balance_after: Includes 1,544.212 shares of Class A Common Stock which vest on November 19, 2021 and 998.25 shares of Class A Common Stock which vest on November 18, 2022.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Thomas Phillip WVP, Controller & CAO
Exercise / conversionClass A Common Stock 174.225 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000167 · wf-form4_160625311079994.xml · nonDerivative · entry 1

Thomas Phillip W · CIK 0001820034 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,517.1121

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 17, 2017 the Reporting Person received a grant of 1,122.226 performance shares which vested or expired on November 20, 2020 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement ("SIA"). The performance criteria were (a) a cumulative operating income target of $11,326 million for the 2018-2020 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2018-2020 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 20, 2020, 174.225 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired.

F2 · balance_after: Includes 1,544.212 shares of Class A Common Stock which vest on November 19, 2021 and 998.25 shares of Class A Common Stock which vest on November 18, 2022.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Tu AmyEVP & General Counsel
GrantNon-Qualified Stock Options (Right to Buy) · Derivative 39,882 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0000100493-20-000168 · wf-form4_160625313212380.xml · derivative · entry 9

Tu Amy · CIK 0001725741 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,882

Underlying: Class A Common Stock · 39,882 shares

Expires 2030-11-20

F13 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Tu AmyEVP & General Counsel
GrantPerformance Shares · Derivative 31,280.868 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-20-000168 · wf-form4_160625313212380.xml · derivative · entry 8

Tu Amy · CIK 0001725741 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,280.868

Underlying: Class A Common Stock · 31,280.868 shares

Expires not disclosed

F12 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F12 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F12 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F12 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Tu AmyEVP & General Counsel
Exercise / conversionPerformance Shares · Derivative 14,763.78 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000168 · wf-form4_160625313212380.xml · derivative · entry 7

Tu Amy · CIK 0001725741 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,763.78 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 5. The remainder of the award expired.

F11 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 5. The remainder of the award expired.

F11 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 5. The remainder of the award expired.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Tu AmyEVP & General Counsel
GrantClass A Common Stock 7,655.581 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000168 · wf-form4_160625313212380.xml · nonDerivative · entry 6

Tu Amy · CIK 0001725741 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,830.019

F9 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F10 · balance_after: Includes 17,112.875 shares of Class A Common Stock which vest on November 18, 2021 if the performance metric described in the applicable SIA is achieved; 6,176.846 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 1,284.799 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved; 4,848.649 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved; 7,655.581 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022; and 7,820.217 shares of Class A Common Stock which vests on November 20, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Tu AmyEVP & General Counsel
GrantClass A Common Stock 7,820.217 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000168 · wf-form4_160625313212380.xml · nonDerivative · entry 5

Tu Amy · CIK 0001725741 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,174.438

F7 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.

F8 · balance_after: Includes 17,112.875 shares of Class A Common Stock which vest on November 18, 2021 if the performance metric described in the applicable SIA is achieved; 6,176.846 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 1,284.799 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved; 4,848.649 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved and 7,820.217 shares of Class A Common Stock which vests on November 20, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Tu AmyEVP & General Counsel
Tax withholdingClass A Common Stock 1,056 $60.74 $64,141.44
Disclosure

SEC source: 0000100493-20-000168 · wf-form4_160625313212380.xml · nonDerivative · entry 4

Tu Amy · CIK 0001725741 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,354.221

F6 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 20, 2020, to satisfy tax withholding obligations related to the vesting described in footnote 5.

F4 · balance_after: Includes 6,176.846 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 17,112.875 shares of Class A Common Stock which vest on November 18, 2021 if the performance metric described in the applicable SIA is achieved; 1,284.799 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved and 4,848.649 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Tu AmyEVP & General Counsel
Exercise / conversionClass A Common Stock 2,292.077 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000168 · wf-form4_160625313212380.xml · nonDerivative · entry 3

Tu Amy · CIK 0001725741 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,410.221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: On December 15, 2017 the Reporting Person received a grant of 14,763.78 performance shares which vested or expired on November 20, 2020 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative operating income target of $11,326 million for the 2018-2020 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2018-2020 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 20, 2020, 2,292.077 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired.

F4 · balance_after: Includes 6,176.846 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 17,112.875 shares of Class A Common Stock which vest on November 18, 2021 if the performance metric described in the applicable SIA is achieved; 1,284.799 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved and 4,848.649 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Tu AmyEVP & General Counsel
Tax withholdingClass A Common Stock 1,226 $60.74 $74,467.24
Disclosure

SEC source: 0000100493-20-000168 · wf-form4_160625313212380.xml · nonDerivative · entry 2

Tu Amy · CIK 0001725741 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,118.144

F3 · kind: On November 20, 2020, 3,920.975 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 1,226 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F4 · balance_after: Includes 6,176.846 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 17,112.875 shares of Class A Common Stock which vest on November 18, 2021 if the performance metric described in the applicable SIA is achieved; 1,284.799 shares of Class A Common Stock which vest on May 10, 2022 if the performance metric described in the applicable SIA is achieved and 4,848.649 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Stouffer Stephen RGroup President Fresh Meats
Exercise / conversionPerformance Shares · Derivative 20,668.142 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000166 · wf-form4_160625309338854.xml · derivative · entry 6

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,668.142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F8 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F8 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Stouffer Stephen RGroup President Fresh Meats
Tax withholdingClass A Common Stock 1,263 $60.74 $76,714.62
Disclosure

SEC source: 0000100493-20-000166 · wf-form4_160625309338854.xml · nonDerivative · entry 5

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,375.068

F7 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 20, 2020, to satisfy tax withholding obligations related to the vesting described in footnote 6.

F5 · balance_after: Includes 7,500.455 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 5,989.507 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Stouffer Stephen RGroup President Fresh Meats
Exercise / conversionClass A Common Stock 3,208.729 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000166 · wf-form4_160625309338854.xml · nonDerivative · entry 4

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,638.068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On November 17, 2017 the Reporting Person received a grant of 20,668.142 performance shares which vested or expired on November 20, 2020 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative operating income target of $11,326 million for the 2018-2020 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2018-2020 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 20, 2020, 3,208.729 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired.

F5 · balance_after: Includes 7,500.455 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 5,989.507 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC
Stouffer Stephen RGroup President Fresh Meats
Tax withholdingClass A Common Stock 2,167 $60.74 $131,623.58
Disclosure

SEC source: 0000100493-20-000166 · wf-form4_160625309338854.xml · nonDerivative · entry 3

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,429.339

F4 · kind: On November 20, 2020, 5,509.377 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 2,167 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F5 · balance_after: Includes 7,500.455 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 5,989.507 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Spradley Jay ScottEVP & Chief Technology Officer
GrantNon-Qualified Stock Options (Right to Buy) · Derivative 31,486 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · derivative · entry 10

Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,486

Underlying: Class A Common Stock · 31,486 shares

Expires 2030-11-20

F14 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Spradley Jay ScottEVP & Chief Technology Officer
GrantPerformance Shares · Derivative 24,695.424 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · derivative · entry 9

Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,695.424

Underlying: Class A Common Stock · 24,695.424 shares

Expires not disclosed

F13 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F13 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F13 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F13 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Spradley Jay ScottEVP & Chief Technology Officer
Exercise / conversionPerformance Shares · Derivative 15,390.534 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · derivative · entry 8

Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,390.534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F12 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F12 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Spradley Jay ScottEVP & Chief Technology Officer
GrantClass A Common Stock 6,338.492 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · nonDerivative · entry 7

Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,729.718

F10 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F11 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved; 6,338.492 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022 and 6,173.856 shares of Class A Common Stock which vest on November 20, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Spradley Jay ScottEVP & Chief Technology Officer
GrantClass A Common Stock 6,173.856 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · nonDerivative · entry 6

Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,391.226

F8 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.

F9 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved and 6,173.856 shares of Class A Common Stock which vest on November 20, 2023.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Spradley Jay ScottEVP & Chief Technology Officer
Tax withholdingClass A Common Stock 790 $60.74 $47,984.60
Disclosure

SEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · nonDerivative · entry 5

Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,217.37

F7 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 20, 2020, to satisfy tax withholding obligations related to the vesting described in footnote 6.

F5 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Spradley Jay ScottEVP & Chief Technology Officer
Exercise / conversionClass A Common Stock 2,389.38 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · nonDerivative · entry 4

Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,007.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On November 17, 2017 the Reporting Person received a grant of 15,390.534 performance shares which vested or expired on November 20, 2020 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative operating income target of $11,326 million for the 2018-2020 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2018-2020 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 20, 2020, 2,389.38 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired.

F5 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Spradley Jay ScottEVP & Chief Technology Officer
Tax withholdingClass A Common Stock 1,283 $60.74 $77,929.42
Disclosure

SEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · nonDerivative · entry 3

Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,617.99

F4 · kind: On November 20, 2020, 4,102.557 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 1,283 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F5 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

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November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Soderstrom JohannaEVP & Chief HR Officer
GrantNon-Qualified Stock Options (Right to Buy) · Derivative 32,011 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0000100493-20-000164 · wf-form4_160625305428915.xml · derivative · entry 5

Soderstrom Johanna · CIK 0001628361 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,011

Underlying: Class A Common Stock · 32,011 shares

Expires 2030-11-20

F8 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

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November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Soderstrom JohannaEVP & Chief HR Officer
GrantPerformance Shares · Derivative 25,107.012 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-20-000164 · wf-form4_160625305428915.xml · derivative · entry 4

Soderstrom Johanna · CIK 0001628361 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,107.012

Underlying: Class A Common Stock · 25,107.012 shares

Expires not disclosed

F7 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F7 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F7 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F7 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

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November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Soderstrom JohannaEVP & Chief HR Officer
GrantClass A Common Stock 1,728.68 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000164 · wf-form4_160625305428915.xml · nonDerivative · entry 3

Soderstrom Johanna · CIK 0001628361 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,839.066

F5 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F6 · balance_after: Includes 5,833.633 shares of Class A Common Stock which vest on August 7, 2023 if the performance goal described in the applicable SIA is achieved; 1,728.68 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022 and 6,276.753 shares of Class A Common Stock which vest on November 20, 2023.

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November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Soderstrom JohannaEVP & Chief HR Officer
GrantClass A Common Stock 6,276.753 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000164 · wf-form4_160625305428915.xml · nonDerivative · entry 2

Soderstrom Johanna · CIK 0001628361 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,110.386

F3 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.

F4 · balance_after: Includes 5,833.633 shares of Class A Common Stock which vest on August 7, 2023 if the performance goal described in the applicable SIA is achieved and 6,276.753 shares of Class A Common Stock which vest on November 20, 2023.

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November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Rouse ScottEVP & Chief Customer Officer
GrantNon-Qualified Stock Options (Right to Buy) · Derivative 28,338 $0.00 Strike: $60.74 $0.00
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · derivative · entry 10

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,338

Underlying: Class A Common Stock · 28,338 shares

Expires 2030-11-20

F14 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

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November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Rouse ScottEVP & Chief Customer Officer
GrantPerformance Shares · Derivative 22,225.88 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · derivative · entry 9

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,225.88

Underlying: Class A Common Stock · 22,225.88 shares

Expires not disclosed

F13 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F13 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F13 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F13 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

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November 20, 2020 Filed Nov 24, 2020 21:24 UTC
Rouse ScottEVP & Chief Customer Officer
Exercise / conversionPerformance Shares · Derivative 15,390.534 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000163 · wf-form4_160625303723522.xml · derivative · entry 8

Rouse Scott · CIK 0001698306 · EVP & Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 15,390.534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F12 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F12 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.