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Stouffer Stephen R

Disclosed activity across 1 company

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142356
SEC CIK
0001592293

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Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TYSON FOODS, INC.

Report date February 20, 2021 · Filed February 23, 2021

Section 16 reporting ended · disclosed 2021-02-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect58,040.614 Ending reported balance After 2021-02-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-02-20 · Grant · Acquired 55.019 · Balance 57,988.739

F1: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.

Row 2 · 2021-02-20 · Grant · Acquired 51.875 · Balance 58,040.614

F2: Award of restricted stock units ("RSUs") which vest in equal annual increments on November 20, 2021 and November 20, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.

F2: Award of restricted stock units ("RSUs") which vest in equal annual increments on November 20, 2021 and November 20, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2021 Filed Feb 23, 2021 21:09 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 51.875 $0.00 $0.00
Disclosure

SEC source: 0000100493-21-000055 · wf-form4_161411455439939.xml · nonDerivative · entry 2

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,040.614

F2 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on November 20, 2021 and November 20, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:09 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 55.019 $0.00 $0.00
Disclosure

SEC source: 0000100493-21-000055 · wf-form4_161411455439939.xml · nonDerivative · entry 1

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,988.739

F1 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:17 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 49,712 $0.00 Strike: $67.22 $0.00
Disclosure

SEC source: 0000100493-21-000046 · wf-form4_161377303956305.xml · derivative · entry 6

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,712

Underlying: Class A Common Stock · 49,712 shares

Expires 2030-11-20

F6 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of November 20, 2020 and become fully vested November 20, 2023.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:17 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantPerformance Shares · Derivative 17,286.796 $0.00 $0.00
Disclosure

SEC source: 0000100493-21-000046 · wf-form4_161377303956305.xml · derivative · entry 5

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,286.796

Underlying: Class A Common Stock · 17,286.796 shares

Expires not disclosed

F5 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F5 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F5 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:17 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 8,149.49 $0.00 $0.00
Disclosure

SEC source: 0000100493-21-000046 · wf-form4_161377303956305.xml · nonDerivative · entry 3

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,933.72

F2 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on November 20, 2021 and November 20, 2022. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · balance_after: Includes 85.764 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:17 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 8,643.398 $0.00 $0.00
Disclosure

SEC source: 0000100493-21-000046 · wf-form4_161377303956305.xml · nonDerivative · entry 2

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,698.466

F1 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023.

Read SEC document
December 31, 2020 Filed Feb 19, 2021 22:17 UTC TYSON FOODS, INC. TSN · Entity 3273 GiftClass A Common Stock 320 $0.00 $0.00
Disclosure

SEC source: 0000100493-21-000046 · wf-form4_161377303956305.xml · nonDerivative · entry 1

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,055.068

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionPerformance Shares · Derivative 20,668.142 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000166 · wf-form4_160625309338854.xml · derivative · entry 6

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,668.142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F8 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F8 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 1,263 $60.74 $76,714.62
Disclosure

SEC source: 0000100493-20-000166 · wf-form4_160625309338854.xml · nonDerivative · entry 5

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,375.068

F7 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 20, 2020, to satisfy tax withholding obligations related to the vesting described in footnote 6.

F5 · balance_after: Includes 7,500.455 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 5,989.507 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 3,208.729 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000166 · wf-form4_160625309338854.xml · nonDerivative · entry 4

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,638.068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On November 17, 2017 the Reporting Person received a grant of 20,668.142 performance shares which vested or expired on November 20, 2020 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative operating income target of $11,326 million for the 2018-2020 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2018-2020 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 20, 2020, 3,208.729 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired.

F5 · balance_after: Includes 7,500.455 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 5,989.507 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:25 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 2,167 $60.74 $131,623.58
Disclosure

SEC source: 0000100493-20-000166 · wf-form4_160625309338854.xml · nonDerivative · entry 3

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,429.339

F4 · kind: On November 20, 2020, 5,509.377 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 2,167 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F5 · balance_after: Includes 7,500.455 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 5,989.507 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 12, 2020 Filed Nov 24, 2020 21:25 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 350.5191 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000166 · wf-form4_160625309338854.xml · nonDerivative · entry 2

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 3,814.4316

F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

Read SEC document
September 16, 2020 Filed Nov 24, 2020 21:25 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 403.13 $0.00 $0.00
Disclosure

SEC source: 0000100493-20-000166 · wf-form4_160625309338854.xml · nonDerivative · entry 1

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,596.339

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 5,509.377 shares of Class A Common Stock which vested on November 13, 2020; 7,500.455 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and 5,989.507 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 18:55 UTC TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 15,723 $90.16 $1,417,529.08
Disclosure

SEC source: 0000100493-19-000168 · wf-form4_157678169279049.xml · nonDerivative · entry 4

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,193.209

F4 · balance_after: Includes 5,392.479 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 7,341.309 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 5,862.421 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 18:55 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 88.155 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000168 · wf-form4_157678169279049.xml · nonDerivative · entry 3

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,916.209

F3 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F4 · balance_after: Includes 5,392.479 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 7,341.309 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 5,862.421 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 18:55 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 31.2056 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000168 · wf-form4_157678169279049.xml · nonDerivative · entry 2

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 3,463.9125

F2 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

Read SEC document
December 03, 2019 Filed Dec 19, 2019 18:55 UTC TYSON FOODS, INC. TSN · Entity 3273 GiftClass A Common Stock 600 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000168 · wf-form4_157678169279049.xml · nonDerivative · entry 1

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,828.054

F1 · balance_after: Includes 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 5,834.63 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:39 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 31,325 $0.00 Strike: $89.98 $0.00
Disclosure

SEC source: 0000100493-19-000151 · wf-form4_157428596054422.xml · derivative · entry 9

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,325

Underlying: Class A Common Stock · 31,325 shares

Expires 2029-11-18

F12 · kind: The stock options vest at 33 1/3 percent on each of the first, second, and third anniversary dates of the grant.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:39 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantPerformance Shares · Derivative 23,338.52 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-19-000151 · wf-form4_157428596054422.xml · derivative · entry 8

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,338.52

Underlying: Class A Common Stock · 23,338.52 shares

Expires not disclosed

F11 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F11 · price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F11 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F11 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:39 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionPerformance Shares · Derivative 29,003.6 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000151 · wf-form4_157428596054422.xml · derivative · entry 7

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 29,003.6 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F10 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F10 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:39 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 5,834.63 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000151 · wf-form4_157428596054422.xml · nonDerivative · entry 6

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,834.6351

F8 · kind: Award of Class A Common Stock which vests on November 18, 2022 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2020-2022) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires.

F9 · balance_after: Includes 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 5,834.63 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:39 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 5,595 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000151 · wf-form4_157428596054422.xml · nonDerivative · entry 5

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000.0051

F7 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 18, 2019, to satisfy tax withholding obligations related to the vesting described in footnote 6.

F5 · balance_after: Includes 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:39 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 15,540.854 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000151 · wf-form4_157428596054422.xml · nonDerivative · entry 4

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,595.0051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On November 28, 2016 the Reporting Person received a grant of 29,003.6 performance shares which vested or expired on November 18, 2019 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $9,365 million for the 2017-2019 fiscal years and (b) a favorable comparison of the Issuer's Class A total shareholder return relative to the total shareholder return of a predetermined peer group of publicly traded companies over the 2017-2019 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 18, 2019, 15,540.854 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired.

F5 · balance_after: Includes 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:39 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 1,861 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000151 · wf-form4_157428596054422.xml · nonDerivative · entry 3

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,054.1511

F4 · kind: On November 18, 2019, 7,638.741 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F5 · balance_after: Includes 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

Read SEC document
November 18, 2019 Filed Dec 19, 2019 18:53 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 31,325 $0.00 Strike: $89.98 $0.00
Disclosure

SEC source: 0000100493-19-000166 · wf-form4a_157678159204170.xml · derivative · entry 9

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,325

Underlying: Class A Common Stock · 31,325 shares

Expires 2029-11-18

F12 · kind: The stock options vest at 33 1/3 percent on each of the first, second, and third anniversary dates of the grant.

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November 18, 2019 Filed Dec 19, 2019 18:53 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 GrantPerformance Shares · Derivative 23,338.52 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-19-000166 · wf-form4a_157678159204170.xml · derivative · entry 8

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,338.52

Underlying: Class A Common Stock · 23,338.52 shares

Expires not disclosed

F11 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F11 · price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F11 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F11 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

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November 18, 2019 Filed Dec 19, 2019 18:53 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionPerformance Shares · Derivative 29,003.6 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000166 · wf-form4a_157678159204170.xml · derivative · entry 7

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 29,003.6 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F10 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

F10 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired.

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November 18, 2019 Filed Dec 19, 2019 18:53 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 5,834.63 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000166 · wf-form4a_157678159204170.xml · nonDerivative · entry 6

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,428.649

F8 · kind: Award of Class A Common Stock which vests on November 18, 2022 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2020-2022) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires.

F9 · balance_after: Includes 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 5,834.63 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved.

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November 18, 2019 Filed Dec 19, 2019 18:53 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 5,595 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000166 · wf-form4a_157678159204170.xml · nonDerivative · entry 5

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,594.019

F7 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 18, 2019, to satisfy tax withholding obligations related to the vesting described in footnote 6.

F5 · balance_after: Includes 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

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November 18, 2019 Filed Dec 19, 2019 18:53 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 15,540.854 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000166 · wf-form4a_157678159204170.xml · nonDerivative · entry 4

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,189.019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: On November 28, 2016 the Reporting Person received a grant of 29,003.6 performance shares which vested or expired on November 18, 2019 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $9,365 million for the 2017-2019 fiscal years and (b) a favorable comparison of the Issuer's Class A total shareholder return relative to the total shareholder return of a predetermined peer group of publicly traded companies over the 2017-2019 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 18, 2019, 15,540.854 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired.

F5 · balance_after: Includes 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

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November 18, 2019 Filed Dec 19, 2019 18:53 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 1,861 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000166 · wf-form4a_157678159204170.xml · nonDerivative · entry 3

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,648.165

F4 · kind: On November 18, 2019, 7,638.741 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F5 · balance_after: Includes 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

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November 14, 2019 Filed Nov 20, 2019 21:39 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 122.8994 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000151 · wf-form4_157428596054422.xml · nonDerivative · entry 2

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 3,432.7069

F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

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November 14, 2019 Filed Dec 19, 2019 18:53 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 122.8994 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000166 · wf-form4a_157678159204170.xml · nonDerivative · entry 2

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 3,432.7069

F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

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September 16, 2019 Filed Nov 20, 2019 21:39 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 180.651 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000151 · wf-form4_157428596054422.xml · nonDerivative · entry 1

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,915.1511

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 7,638.741 shares of Class A Common Stock which vested on November 18, 2019 as described in footnote 4; 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

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September 16, 2019 Filed Dec 19, 2019 18:53 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 180.651 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000166 · wf-form4a_157678159204170.xml · nonDerivative · entry 1

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,509.165

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 7,638.741 shares of Class A Common Stock which vested on November 18, 2019 as described in footnote 4; 5,366.916 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; and 7,306.508 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

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May 16, 2019 Filed May 17, 2019 19:25 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 152.3512 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000086 · wf-form4_155812109669824.xml · nonDerivative · entry 3

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 3,309.8075

F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

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May 16, 2019 Filed May 17, 2019 19:25 UTC TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 12,000 $83.02 $996,297.60
Disclosure

SEC source: 0000100493-19-000086 · wf-form4_155812109669824.xml · nonDerivative · entry 2

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,734.5001

F2 · balance_after: Includes 7,527.903 shares of Class A Common Stock which vest on November 18, 2019 if the performance goal described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,289.042 shares of Class A Common Stock which vest on November 13, 2020 if the performance goal described in the applicable SIA is achieved; and 7,200.49 shares of Class A Common Stock which vest on November 29, 2021 if the performance goal described in the applicable SIA is achieved.

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May 16, 2019 Filed Dec 19, 2019 18:51 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 152.3512 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000164 · wf-form4a_157678148856554.xml · nonDerivative · entry 4

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 3,309.8075

F4 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

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May 16, 2019 Filed Dec 19, 2019 18:51 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 12,000 $83.02 $996,297.60
Disclosure

SEC source: 0000100493-19-000164 · wf-form4a_157678148856554.xml · nonDerivative · entry 3

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,328.514

F3 · balance_after: Includes 7,570.804 shares of Class A Common Stock which vest on November 18, 2019 if the performance goal described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,319.184 shares of Class A Common Stock which vest on November 13, 2020 if the performance goal described in the applicable SIA is achieved; and 7,241.526 shares of Class A Common Stock which vest on November 29, 2021 if the performance goal described in the applicable SIA is achieved.

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March 19, 2019 Filed May 17, 2019 19:25 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 247.563 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000086 · wf-form4_155812109669824.xml · nonDerivative · entry 1

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,734.5001

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 7,527.903 shares of Class A Common Stock which vest on November 18, 2019 if the performance goal described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,289.042 shares of Class A Common Stock which vest on November 13, 2020 if the performance goal described in the applicable SIA is achieved; and 7,200.49 shares of Class A Common Stock which vest on November 29, 2021 if the performance goal described in the applicable SIA is achieved.

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March 19, 2019 Filed Dec 19, 2019 18:51 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 247.563 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000164 · wf-form4a_157678148856554.xml · nonDerivative · entry 2

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,328.514

F2 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F3 · balance_after: Includes 7,570.804 shares of Class A Common Stock which vest on November 18, 2019 if the performance goal described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,319.184 shares of Class A Common Stock which vest on November 13, 2020 if the performance goal described in the applicable SIA is achieved; and 7,241.526 shares of Class A Common Stock which vest on November 29, 2021 if the performance goal described in the applicable SIA is achieved.

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December 04, 2018 Filed Dec 19, 2019 18:51 UTC Amendment TYSON FOODS, INC. TSN · Entity 3273 GiftClass A Common Stock 355 $0.00 $0.00
Disclosure

SEC source: 0000100493-19-000164 · wf-form4a_157678148856554.xml · nonDerivative · entry 1

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,080.951

F1 · balance_after: Includes 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance goal described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,253.773 shares of Class A Common Stock which vest on November 13, 2020 if the performance goal described in the applicable SIA is achieved; and 7,152.474 shares of Class A Common Stock which vest on November 29, 2021 if the performance goal described in the applicable SIA is achieved.

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December 01, 2018 Filed Dec 4, 2018 18:30 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionPerformance Shares · Derivative 33,729.9 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000156 · wf-form4_154394818549885.xml · derivative · entry 5

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,729.9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired.

F7 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired.

F7 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired.

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December 01, 2018 Filed Dec 4, 2018 18:30 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 2,138 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000156 · wf-form4_154394818549885.xml · nonDerivative · entry 4

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,486.9371

F5 · kind: On December 1, 2018, 8,779.732 of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 2,138 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F6 · balance_after: Includes 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable SIA is achieved; 5,253.773 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,152.474 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

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December 01, 2018 Filed Dec 4, 2018 18:30 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 12,365 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000156 · wf-form4_154394818549885.xml · nonDerivative · entry 3

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,624.9371

F4 · kind: Pursuant to an election made by the Reporting Person, 12,365 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 2.

F3 · balance_after: Includes 8,779.732 shares of Class A Common Stock which vested on December 1, 2018 as described in footnote 5; 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,253.773 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,152.474 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

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December 01, 2018 Filed Dec 4, 2018 18:30 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 32,087.254 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000156 · wf-form4_154394818549885.xml · nonDerivative · entry 2

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,989.9371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On November 30, 2015 the Reporting Person received a grant of 16,864.95 performance shares which vested or expired on December 1, 2018 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $6,877 million for the 2016-2018 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2016-2018 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On December 1, 2018, 32,087.254 shares vested and are reported herein as acquired non-derivatives securities and 1,642.646 shares expired.

F3 · balance_after: Includes 8,779.732 shares of Class A Common Stock which vested on December 1, 2018 as described in footnote 5; 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved; 5,253.773 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,152.474 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

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November 29, 2018 Filed Dec 4, 2018 18:30 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 8.7594 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000156 · wf-form4_154394818549885.xml · nonDerivative · entry 1

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 3,157.4563

F1 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

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November 19, 2018 Filed Nov 21, 2018 17:04 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantPerformance Shares · Derivative 28,609.896 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-18-000133 · wf-form4_154281986824024.xml · derivative · entry 5

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,609.896

Underlying: Class A Common Stock · 28,609.896 shares

Expires not disclosed

F7 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F7 · price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F7 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

F7 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires.

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November 19, 2018 Filed Nov 21, 2018 17:04 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 37,445 $59.42 Strike: $59.42 $2,224,981.90
Disclosure

SEC source: 0000100493-18-000133 · wf-form4_154281986824024.xml · derivative · entry 4

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,445

Underlying: Class A Common Stock · 37,445 shares

Expires 2028-11-19

F6 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant.

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November 19, 2018 Filed Nov 21, 2018 17:04 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 7,152.474 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000133 · wf-form4_154281986824024.xml · nonDerivative · entry 3

Stouffer Stephen R · CIK 0001592293 · Group President Fresh Meats

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,902.6831

F4 · kind: Award of Class A Common Stock which vests on November 29, 2021 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2019-2021) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires.

F5 · balance_after: Includes 8,779.732 shares of Class A Common Stock which vest on December 1, 2018 if the performance metric described in the applicable SIA is achieved; 7,477.704 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable SIA is achieved; 5,253.773 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; and 7,152.474 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.