Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TYSON FOODS, INC.TSN · Entity 3273 | EVP&Chf Technology&Automation | November 18, 2022 | November 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TYSON FOODS, INC.
Report date November 18, 2022 · Filed November 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 34,368.596 |
Reported balance
After 2022-11-18 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-11-18 · Tax withholding · Disposed 1,758 · Balance 34,368.596 F1: On November 18, 2022, 3,883.202 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 1,758 shares were withheld by the Issuer to satisfy tax withholding obligations. |
| Class A Common StockSEC Table I · non-derivative | Direct | 41,480.093 |
Reported balance
After 2022-11-18 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-11-18 · Exercise / conversion · Acquired 7,111.497 · Balance 41,480.093 F2: On November 18, 2019 the Reporting Person received a grant of performance shares which vested or expired on November 18, 2022 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $3.9 billion for the 2020-2022 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2020-2022 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 18, 2022, 7,111.497 shares vested and are reported herein as acquired non-derivative securities and the remainder of the award expired. |
| Class A Common StockSEC Table I · non-derivative | Direct | 38,262.093 |
Reported balance
After 2022-11-18 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-11-18 · Tax withholding · Disposed 3,218 · Balance 38,262.093 F3: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 2. |
| Class A Common StockSEC Table I · non-derivative | Direct | 45,893.351 |
Reported balance
After 2022-11-18 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2022-11-18 · Grant · Acquired 7,631.258 · Balance 45,893.351 F4: Restricted Stock award of Class A Common Stock which vests on November 18, 2025. |
| Class A Common StockSEC Table I · non-derivative | Direct | 44,729.734 |
Reported balance
After 2022-11-20 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2022-11-20 · Tax withholding · Disposed 1,502 · Balance 44,729.734 F5: On November 20, 2022, 3,319.1770 shares of restricted stock units of Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 1,502 shares were withheld by the Issuer to satisfy tax withholding obligations. F6: Includes 338.383 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. |
| Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-11-18 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-11-18 · Exercise / conversion · Disposed 14,447.656 · Balance 0 F8: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired. |
| Class A Common StockSEC Table II · derivative / convertible security | Direct | 30,525.031 |
Reported balance
After 2022-11-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-11-18 · Grant · Acquired 30,525.031 · Balance 30,525.031 F9: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. |
| Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $65.52 · Expires 2034-11-18 | Direct | 31,606 |
Reported balance
After 2022-11-18 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-11-18 · Grant · Acquired 31,606 · Balance 31,606 F10: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. |
| Class A Common StockSEC Table I · non-derivative | IndirectEmployee Stock Purchase Plan | 4,895.1668 |
Reported balance
Holding disclosure · report date 2022-11-18 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,895.1668 F7: Includes 1,050.0248 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 18, 2022, 3,883.202 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 1,758 shares were withheld by the Issuer to satisfy tax withholding obligations.
F2: On November 18, 2019 the Reporting Person received a grant of performance shares which vested or expired on November 18, 2022 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $3.9 billion for the 2020-2022 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2020-2022 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 18, 2022, 7,111.497 shares vested and are reported herein as acquired non-derivative securities and the remainder of the award expired.
F3: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 2.
F4: Restricted Stock award of Class A Common Stock which vests on November 18, 2025.
F5: On November 20, 2022, 3,319.1770 shares of restricted stock units of Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 1,502 shares were withheld by the Issuer to satisfy tax withholding obligations.
F6: Includes 338.383 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
F7: Includes 1,050.0248 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
F8: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired.
F9: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.
F10: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2022 Filed Nov 22, 2022 21:57 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 1,502 | $65.52 | $98,411.04 |
DisclosureSEC source: 0000100493-22-000116 · wf-form4_166915425895363.xml · nonDerivative · entry 5 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,729.734 F5 · kind: On November 20, 2022, 3,319.1770 shares of restricted stock units of Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 1,502 shares were withheld by the Issuer to satisfy tax withholding obligations. F6 · balance_after: Includes 338.383 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:57 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock · Derivative | 31,606 | $0.00 Strike: $65.52 | $0.00 |
DisclosureSEC source: 0000100493-22-000116 · wf-form4_166915425895363.xml · derivative · entry 9 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,606 Underlying: Class A Common Stock · 31,606 shares Expires 2034-11-18 F10 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:57 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock · Derivative | 30,525.031 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-22-000116 · wf-form4_166915425895363.xml · derivative · entry 8 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,525.031 Underlying: Class A Common Stock · 30,525.031 shares Expires not disclosed F9 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F9 · price: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F9 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F9 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:57 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 14,447.656 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-22-000116 · wf-form4_166915425895363.xml · derivative · entry 7 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 14,447.656 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired. F8 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired. F8 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 2. The remainder of the award expired. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:57 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 7,631.258 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-22-000116 · wf-form4_166915425895363.xml · nonDerivative · entry 4 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,893.351 F4 · kind: Restricted Stock award of Class A Common Stock which vests on November 18, 2025. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:57 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 3,218 | $65.52 | $210,843.36 |
DisclosureSEC source: 0000100493-22-000116 · wf-form4_166915425895363.xml · nonDerivative · entry 3 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,262.093 F3 · kind: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 2. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:57 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 7,111.497 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-22-000116 · wf-form4_166915425895363.xml · nonDerivative · entry 2 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,480.093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On November 18, 2019 the Reporting Person received a grant of performance shares which vested or expired on November 18, 2022 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $3.9 billion for the 2020-2022 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2020-2022 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 18, 2022, 7,111.497 shares vested and are reported herein as acquired non-derivative securities and the remainder of the award expired. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 21:57 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 1,758 | $65.52 | $115,184.16 |
DisclosureSEC source: 0000100493-22-000116 · wf-form4_166915425895363.xml · nonDerivative · entry 1 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,368.596 F1 · kind: On November 18, 2022, 3,883.202 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 1,758 shares were withheld by the Issuer to satisfy tax withholding obligations. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 23:41 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 15 | $85.88 | $1,288.20 |
DisclosureSEC source: 0000100493-21-000189 · wf-form4_164013009650287.xml · nonDerivative · entry 2 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,126.596 F2 · kind: Represents shares received under the Company's dividend reinvestment program in connection with an award under the Company's 2000 Stock Incentive Plan. F3 · balance_after: Includes 135.904 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 23:41 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 31.461 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-21-000189 · wf-form4_164013009650287.xml · nonDerivative · entry 1 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,141.596 F1 · kind: Represents shares withheld pursuant to the terms of the award agreement to cover taxes due in respect of shares received under the Company's dividend reinvestment program in connection with an award under the Company's 2000 Stock Incentive Plan. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 21,878.156 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-21-000170 · wf-form4_163839775457760.xml · derivative · entry 5 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 21,878.156 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 1. The remainder of the award expired. F5 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 1. The remainder of the award expired. F5 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 1. The remainder of the award expired. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 2,658 | $81.34 | $216,201.72 |
DisclosureSEC source: 0000100493-21-000170 · wf-form4_163839775457760.xml · nonDerivative · entry 3 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,005.692 F3 · kind: On November 29, 2021, 5,873.6 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 2,658 shares were withheld by the Issuer to satisfy tax withholding obligations. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 5,574 | $81.34 | $453,389.16 |
DisclosureSEC source: 0000100493-21-000170 · wf-form4_163839775457760.xml · nonDerivative · entry 2 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,663.692 F2 · kind: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 1. Read SEC document |
| November 29, 2021 Filed Dec 1, 2021 22:29 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 12,314.667 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-21-000170 · wf-form4_163839775457760.xml · nonDerivative · entry 1 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,237.692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 19, 2018 the Reporting Person received a grant of 21,878.156 performance shares which vested or expired on November 29, 2021 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $9,986 million for the 2019-2021 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2019-2021 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 29, 2021, 12,314.667 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 22:33 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 1,469 | $81.51 | $119,738.19 |
DisclosureSEC source: 0000100493-21-000150 · wf-form4_163770678671007.xml · nonDerivative · entry 2 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,923.025 F2 · kind: On November 20, 2021, 3,245.475 shares of restricted stock units of Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 1,469 shares were withheld by the Issuer to satisfy tax withholding obligations. F3 · balance_after: Includes 528.09 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:33 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 30,249 | $0.00 Strike: $81.51 | $0.00 |
DisclosureSEC source: 0000100493-21-000150 · wf-form4_163770678671007.xml · derivative · entry 5 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,249 Underlying: Class A Common Stock · 30,249 shares Expires 2031-11-19 F6 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:33 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 24,536.867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-21-000150 · wf-form4_163770678671007.xml · derivative · entry 4 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,536.867 Underlying: Class A Common Stock · 24,536.867 shares Expires not disclosed F5 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F5 · price: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F5 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F5 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. Read SEC document |
| November 19, 2021 Filed Nov 23, 2021 22:33 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 6,134.217 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-21-000150 · wf-form4_163770678671007.xml · nonDerivative · entry 1 Spradley Jay Scott · CIK 0001723124 · EVP&Chf Technology&Automation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,392.025 F1 · kind: Restricted Stock award of Class A Common Stock which vests on November 19, 2024. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 31,486 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · derivative · entry 10 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,486 Underlying: Class A Common Stock · 31,486 shares Expires 2030-11-20 F14 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 24,695.424 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · derivative · entry 9 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,695.424 Underlying: Class A Common Stock · 24,695.424 shares Expires not disclosed F13 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F13 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F13 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F13 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionPerformance Shares · Derivative | 15,390.534 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · derivative · entry 8 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,390.534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired. F12 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired. F12 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 6. The remainder of the award expired. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 6,338.492 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · nonDerivative · entry 7 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,729.718 F10 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F11 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved; 6,338.492 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022 and 6,173.856 shares of Class A Common Stock which vest on November 20, 2023. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 6,173.856 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · nonDerivative · entry 6 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,391.226 F8 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023. F9 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved; 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved and 6,173.856 shares of Class A Common Stock which vest on November 20, 2023. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 790 | $60.74 | $47,984.60 |
DisclosureSEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · nonDerivative · entry 5 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,217.37 F7 · kind: Pursuant to an election made by the Reporting Person, these shares were sold by the Reporting Person to the Issuer on November 20, 2020, to satisfy tax withholding obligations related to the vesting described in footnote 6. F5 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Exercise / conversionClass A Common Stock | 2,389.38 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · nonDerivative · entry 4 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,007.37 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: On November 17, 2017 the Reporting Person received a grant of 15,390.534 performance shares which vested or expired on November 20, 2020 subject to the achievement of performance criteria in the applicable SIA. The performance criteria were (a) a cumulative operating income target of $11,326 million for the 2018-2020 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2018-2020 fiscal years. The performance shares could vest at a level of 50%-200% per performance criteria and were previously reported in the aggregate as derivative securities at the 200% level. On November 20, 2020, 2,389.38 shares vested and are reported herein as acquired non-derivatives securities and the remainder of the award expired. F5 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | Tax withholdingClass A Common Stock | 1,283 | $60.74 | $77,929.42 |
DisclosureSEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · nonDerivative · entry 3 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,617.99 F4 · kind: On November 20, 2020, 4,102.557 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 1,283 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations. F5 · balance_after: Includes 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 20, 2020 Filed Dec 21, 2020 14:32 UTC Amendment | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 33,512 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0000100493-20-000195 · wf-form4a_160856111354670.xml · derivative · entry 1 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,512 Underlying: Class A Common Stock · 33,512 shares Expires 2030-11-20 F1 · kind: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020. F2 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document |
| November 12, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 1,142.2115 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · nonDerivative · entry 2 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 2,661.1619 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 16, 2020 Filed Nov 24, 2020 21:24 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 350.273 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-20-000165 · wf-form4_160625307571383.xml · nonDerivative · entry 1 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,900.99 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 4,102.557 shares of Class A Common Stock which vested on November 20, 2020; 5,735.643 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and 3,707.79 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:36 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 19,392 | $0.00 Strike: $89.98 | $0.00 |
DisclosureSEC source: 0000100493-19-000142 · wf-form4_157428577674206.xml · derivative · entry 9 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,392 Underlying: Class A Common Stock · 19,392 shares Expires 2029-11-18 F11 · kind: The stock options vest at 33 1/3 percent on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:36 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 14,447.656 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-19-000142 · wf-form4_157428577674206.xml · derivative · entry 8 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,447.656 Underlying: Class A Common Stock · 14,447.656 shares Expires not disclosed F10 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F10 · price: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F10 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F10 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2022 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2020-2022) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2020-2022) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:36 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 3,611.914 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000142 · wf-form4_157428577674206.xml · nonDerivative · entry 7 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,550.717 F8 · kind: Award of Class A Common Stock which vests on November 18, 2022 if the performance metric described in the applicable Stock Incentive Award Agreement (the "SIA") is achieved. The performance metric is the achievement of a three year (fiscal 2020-2022) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires. F9 · balance_after: Includes 3,996.473 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved; 5,587.33 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved and 3,611.914 shares of Class A Common Stock which vest on November 18, 2022 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 14, 2019 Filed Nov 20, 2019 21:36 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 464.9797 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000142 · wf-form4_157428577674206.xml · nonDerivative · entry 6 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,518.9504 F7 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since May 16, 2019. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 16, 2019 Filed Nov 20, 2019 21:36 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 85.236 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000142 · wf-form4_157428577674206.xml · nonDerivative · entry 5 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,938.803 F5 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since June 15, 2019. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F6 · balance_after: Includes 3,996.473 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved and 5,587.33 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| May 08, 2019 Filed Nov 20, 2019 21:36 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000142 · wf-form4_157428577674206.xml · nonDerivative · entry 4 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,853.567 F4 · kind: The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct. F2 · balance_after: Includes 3,960.93 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and 5,537.637 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| May 08, 2019 Filed Nov 20, 2019 21:36 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 355 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000142 · wf-form4_157428577674206.xml · nonDerivative · entry 3 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,053.9707 F4 · kind: The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct. Read SEC document |
| May 02, 2019 Filed Nov 20, 2019 21:36 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 538.5384 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000142 · wf-form4_157428577674206.xml · nonDerivative · entry 2 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 1,408.9707 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| March 21, 2019 Filed Nov 20, 2019 21:36 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 116.806 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-19-000142 · wf-form4_157428577674206.xml · nonDerivative · entry 1 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,498.567 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 3,960.93 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement ("SIA") is achieved and 5,537.637 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:01 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantPerformance Shares · Derivative | 21,878.156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000100493-18-000125 · wf-form4_154281965787774.xml · derivative · entry 5 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,878.156 Underlying: Class A Common Stock · 21,878.156 shares Expires not disclosed F7 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · price: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 29, 2021 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2019-2021) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2019-2021) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:01 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantNon-Qualified Stock Options (Right to Buy) · Derivative | 28,635 | $59.42 Strike: $59.42 | $1,701,491.70 |
DisclosureSEC source: 0000100493-18-000125 · wf-form4_154281965787774.xml · derivative · entry 4 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,635 Underlying: Class A Common Stock · 28,635 shares Expires 2028-11-19 F6 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 17:01 UTC | TYSON FOODS, INC. TSN · Entity 3273 | GrantClass A Common Stock | 5,469.539 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000125 · wf-form4_154281965787774.xml · nonDerivative · entry 3 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,381.761 F4 · kind: Award of Class A Common Stock which vests on November 29, 2021 if the performance metric described in the applicable SIA is achieved. The performance metric is the achievement of a three year (fiscal 2019-2021) cumulative adjusted operating income target as set forth in the SIA. If the performance metric is not achieved, the award expires. F5 · balance_after: Includes 3,912.222 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable SIA is achieved and 5,469.539 shares of Class A Common Stock which vest on November 29, 2021 if the performance metric described in the applicable SIA is achieved. Read SEC document |
| November 15, 2018 Filed Nov 21, 2018 17:01 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 870.4323 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000125 · wf-form4_154281965787774.xml · nonDerivative · entry 2 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Employee Stock Purchase Plan Disclosed balance after: 870.4323 F3 · kind: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3. Read SEC document |
| September 18, 2018 Filed Nov 21, 2018 17:01 UTC | TYSON FOODS, INC. TSN · Entity 3273 | OtherClass A Common Stock | 64.588 | $0.00 | $0.00 |
DisclosureSEC source: 0000100493-18-000125 · wf-form4_154281965787774.xml · nonDerivative · entry 1 Spradley Jay Scott · CIK 0001723124 · EVP & Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,912.222 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 3,912.222 shares of Class A Common Stock which vest on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.