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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2017 Filed May 8, 2017 21:38 UTC
Tooth MargaretChief Marketing Officer
GrantStock Option (right to buy) · Derivative 23,448 $0.00 Strike: $17.97 $0.00
Disclosure

SEC source: 0001371285-17-000092 · wf-form4_149427948310397.xml · derivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,448

Underlying: Common Stock · 23,448 shares

Expires 2027-05-04

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
May 04, 2017 Filed May 8, 2017 21:37 UTC
BEARMAN ASHERChief Administrative Officer
GrantStock Option (right to buy) · Derivative 35,171 $0.00 Strike: $17.97 $0.00
Disclosure

SEC source: 0001371285-17-000088 · wf-form4_149427940174835.xml · derivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,171

Underlying: Common Stock · 35,171 shares

Expires 2027-05-04

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
May 04, 2017 Filed May 8, 2017 17:37 UTC
MOFFAT IANChief Operating Officer
GrantStock Option (right to buy) · Derivative 23,448 $0.00 Strike: $17.97 $0.00
Disclosure

SEC source: 0001371285-17-000090 · wf-form4_149427944168082.xml · derivative · entry 1

MOFFAT IAN · CIK 0001622743 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,448

Underlying: Common Stock · 23,448 shares

Expires 2027-05-04

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
May 04, 2017 Filed May 8, 2017 21:38 UTC
RAWLINGS DARRYLDirector · President and CEO
GrantStock Option (right to buy) · Derivative 23,448 $0.00 Strike: $17.97 $0.00
Disclosure

SEC source: 0001371285-17-000091 · wf-form4_149427946024386.xml · derivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,448

Underlying: Common Stock · 23,448 shares

Expires 2027-05-04

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
May 01, 2017 Filed May 3, 2017 21:42 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $16.21 $56,735.00
Disclosure

SEC source: 0001371285-17-000082 · wf-form4_149384771242258.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477,505

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 31, 2016, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: These shares were sold at a single execution price of $16.21 per share.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 22:16 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $14.86 $52,008.25
Disclosure

SEC source: 0001371285-17-000065 · wf-form4_149307217478527.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,481,005

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 31, 2016, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.79 to $14.93 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
April 04, 2017 Filed Apr 6, 2017 22:55 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $14.44 $50,545.60
Disclosure

SEC source: 0001371285-17-000058 · wf-form4_149151933014644.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,484,505

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 31, 2016, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.37 to $14.55 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
March 23, 2017 Filed Mar 27, 2017 22:08 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $14.46 $50,606.50
Disclosure

SEC source: 0001371285-17-000052 · wf-form4_149065248562885.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,005

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 31, 2016, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.29 to $14.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:09 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $14.61 $51,149.00
Disclosure

SEC source: 0001371285-17-000050 · wf-form4_148910098474800.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491,505

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 31, 2016, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.86 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 28, 2017 Filed Mar 3, 2017 00:04 UTC
Tooth MargaretChief Marketing Officer
Exercise / conversionStock Option (right to buy) · Derivative 3,000 $4.80 Strike: $4.80 $14,400.00
Disclosure

SEC source: 0001371285-17-000048 · wf-form4_148849944819882.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Common Stock · 3,000 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on October 7, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on October 7, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
February 28, 2017 Filed Mar 3, 2017 00:04 UTC
Tooth MargaretChief Marketing Officer
SaleCommon Stock 3,000 $15.58 $46,746.00
Disclosure

SEC source: 0001371285-17-000048 · wf-form4_148849944819882.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Read SEC document
February 28, 2017 Filed Mar 3, 2017 00:04 UTC
Tooth MargaretChief Marketing Officer
Exercise / conversionCommon Stock 3,000 $4.80 $14,400.00
Disclosure

SEC source: 0001371285-17-000048 · wf-form4_148849944819882.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 00:03 UTC
BEARMAN ASHERChief Administrative Officer
Exercise / conversionStock Option (right to buy) · Derivative 905 $4.77 Strike: $4.77 $4,316.85
Disclosure

SEC source: 0001371285-17-000046 · wf-form4_148832657485904.xml · derivative · entry 6

BEARMAN ASHER · CIK 0001622728 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,421

Underlying: Common Stock · 905 shares

Expires 2023-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on July 15, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 15, 2017, subject tothe reporting person's provision of service to the issuer on each vesting date.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 00:03 UTC
BEARMAN ASHERChief Administrative Officer
SaleCommon Stock 905 $16.28 $14,733.40
Disclosure

SEC source: 0001371285-17-000046 · wf-form4_148832657485904.xml · nonDerivative · entry 4

BEARMAN ASHER · CIK 0001622728 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,039

Read SEC document
February 27, 2017 Filed Mar 1, 2017 00:03 UTC
BEARMAN ASHERChief Administrative Officer
Exercise / conversionCommon Stock 905 $4.77 $4,316.85
Disclosure

SEC source: 0001371285-17-000046 · wf-form4_148832657485904.xml · nonDerivative · entry 3

BEARMAN ASHER · CIK 0001622728 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:03 UTC
BEARMAN ASHERChief Administrative Officer
Exercise / conversionStock Option (right to buy) · Derivative 295 $4.77 Strike: $4.77 $1,407.15
Disclosure

SEC source: 0001371285-17-000046 · wf-form4_148832657485904.xml · derivative · entry 5

BEARMAN ASHER · CIK 0001622728 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,326

Underlying: Common Stock · 295 shares

Expires 2023-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on July 15, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 15, 2017, subject tothe reporting person's provision of service to the issuer on each vesting date.

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:03 UTC
BEARMAN ASHERChief Administrative Officer
SaleCommon Stock 295 $16.28 $4,802.60
Disclosure

SEC source: 0001371285-17-000046 · wf-form4_148832657485904.xml · nonDerivative · entry 2

BEARMAN ASHER · CIK 0001622728 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,039

Read SEC document
February 24, 2017 Filed Mar 1, 2017 00:03 UTC
BEARMAN ASHERChief Administrative Officer
Exercise / conversionCommon Stock 295 $4.77 $1,407.15
Disclosure

SEC source: 0001371285-17-000046 · wf-form4_148832657485904.xml · nonDerivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 17:22 UTC
MOFFAT IANChief Operating Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001371285-17-000043 · wf-form4_148797491146036.xml · derivative · entry 3

MOFFAT IAN · CIK 0001622743 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on October 1, 2013, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on October 1, 2016, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 17:22 UTC
MOFFAT IANChief Operating Officer
SaleCommon Stock 20,000 $16.05 $321,000.00
Disclosure

SEC source: 0001371285-17-000043 · wf-form4_148797491146036.xml · nonDerivative · entry 2

MOFFAT IAN · CIK 0001622743 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 23, 2017 Filed Feb 24, 2017 17:22 UTC
MOFFAT IANChief Operating Officer
Exercise / conversionCommon Stock 20,000 $4.05 $81,000.00
Disclosure

SEC source: 0001371285-17-000043 · wf-form4_148797491146036.xml · nonDerivative · entry 1

MOFFAT IAN · CIK 0001622743 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 22:22 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $16.07 $56,241.85
Disclosure

SEC source: 0001371285-17-000044 · wf-form4_148797492838713.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495,005

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 31, 2016, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.818 to $16.280 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 21, 2017 Filed Feb 23, 2017 23:18 UTC GrantStock Option (right to buy) · Derivative 6,344 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0001371285-17-000035 · wf-form4_148789189807996.xml · derivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,344

Underlying: Common Stock · 6,344 shares

Expires 2027-02-21

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 18:17 UTC
LOW MURRAY BDirector
GrantStock Option (right to buy) · Derivative 14,379 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0001371285-17-000033 · wf-form4_148789185996643.xml · derivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,379

Underlying: Common Stock · 14,379 shares

Expires 2027-02-21

F2 · derivative.exercise_date: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 18:19 UTC GrantStock Option (right to buy) · Derivative 12,688 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0001371285-17-000038 · wf-form4_148789194745004.xml · derivative · entry 1

NOVOTNY GLENN W · CIK 0001227135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,688

Underlying: Common Stock · 12,688 shares

Expires 2027-02-21

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 18:18 UTC
Levitan DanDirector · 10% owner
GrantStock Option (right to buy) · Derivative 12,688 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0001371285-17-000036 · wf-form4_148789191771387.xml · derivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,688

Underlying: Common Stock · 12,688 shares

Expires 2027-02-21

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 23:20 UTC GrantStock Option (right to buy) · Derivative 12,688 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0001371285-17-000040 · wf-form4_148789198915485.xml · derivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,688

Underlying: Common Stock · 12,688 shares

Expires 2027-02-21

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 23:19 UTC GrantStock Option (right to buy) · Derivative 18,608 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0001371285-17-000039 · wf-form4_148789196258550.xml · derivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,608

Underlying: Common Stock · 18,608 shares

Expires 2027-02-21

F3 · derivative.exercise_date: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 23:19 UTC PurchaseCommon Stock 6,200 $16.19 $100,370.56
Disclosure

SEC source: 0001371285-17-000039 · wf-form4_148789196258550.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Robin A. Ferracone TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002

Disclosed balance after: 34,306

F1 · price: The reported price in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.165 to $16.228 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Shares held of record by Robin A. Ferracone TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002, of which the reporting person is a beneficiary.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 23:19 UTC
DOAK MICHAELDirector
GrantStock Option (right to buy) · Derivative 12,688 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0001371285-17-000037 · wf-form4_148789193283073.xml · derivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,688

Underlying: Common Stock · 12,688 shares

Expires 2027-02-21

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 23:18 UTC
Cohen Chad MDirector
GrantStock Option (right to buy) · Derivative 15,225 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0001371285-17-000034 · wf-form4_148789187983954.xml · derivative · entry 1

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,225

Underlying: Common Stock · 15,225 shares

Expires 2027-02-21

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 22:09 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $16.43 $57,502.90
Disclosure

SEC source: 0001371285-17-000014 · wf-form4_148667814967020.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498,505

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 31, 2016, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.341 to $16.650 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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January 19, 2017 Filed Jan 23, 2017 22:57 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $14.00 $49,003.15
Disclosure

SEC source: 0001371285-17-000008 · wf-form4_148521225345987.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502,005

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 31, 2016, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.91 to $14.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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January 03, 2017 Filed Jan 5, 2017 22:03 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $15.55 $54,417.30
Disclosure

SEC source: 0001371285-17-000002 · wf-form4_148365379370070.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505,505

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.41 to $15.66 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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December 22, 2016 Filed Dec 23, 2016 21:44 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $15.73 $55,072.15
Disclosure

SEC source: 0001371285-16-000264 · wf-form4_148252946580810.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,005

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.63 to $15.79 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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December 06, 2016 Filed Dec 9, 2016 00:59 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $15.73 $55,070.05
Disclosure

SEC source: 0001371285-16-000257 · wf-form4_148124512862130.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512,505

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.56 to $15.96 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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November 30, 2016 Filed Dec 2, 2016 00:32 UTC SaleCommon Stock 10,352 $17.00 $175,984.00
Disclosure

SEC source: 0001371285-16-000255 · wf-form4_148063876134880.xml · nonDerivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.00 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote (1).

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November 29, 2016 Filed Nov 30, 2016 00:05 UTC
Tooth MargaretChief Marketing Officer
SaleCommon Stock 408 $16.77 $6,842.16
Disclosure

SEC source: 0001371285-16-000253 · wf-form4_148046430837440.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

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November 29, 2016 Filed Dec 2, 2016 00:32 UTC SaleCommon Stock 18,399 $17.00 $312,783.00
Disclosure

SEC source: 0001371285-16-000255 · wf-form4_148063876134880.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,352

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.00 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote (1).

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November 25, 2016 Filed Nov 30, 2016 00:05 UTC
Tooth MargaretChief Marketing Officer
SaleCommon Stock 290 $16.75 $4,857.50
Disclosure

SEC source: 0001371285-16-000253 · wf-form4_148046430837440.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

Read SEC document
November 23, 2016 Filed Nov 24, 2016 00:01 UTC SaleCommon Stock 500 $17.02 $8,510.00
Disclosure

SEC source: 0001371285-16-000251 · wf-form4_147994565192777.xml · nonDerivative · entry 8

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,751

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.02 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote (7).

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November 23, 2016 Filed Nov 24, 2016 00:01 UTC SaleCommon Stock 500 $17.05 $8,525.00
Disclosure

SEC source: 0001371285-16-000251 · wf-form4_147994565192777.xml · nonDerivative · entry 7

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,251

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.05 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote (6).

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November 23, 2016 Filed Nov 24, 2016 00:01 UTC SaleCommon Stock 249 $17.12 $4,262.98
Disclosure

SEC source: 0001371285-16-000251 · wf-form4_147994565192777.xml · nonDerivative · entry 6

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,751

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.12 to $17.121 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5).

Read SEC document
November 23, 2016 Filed Nov 24, 2016 00:01 UTC SaleCommon Stock 1,294 $17.10 $22,127.40
Disclosure

SEC source: 0001371285-16-000251 · wf-form4_147994565192777.xml · nonDerivative · entry 5

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.10 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote (4).

Read SEC document
November 23, 2016 Filed Nov 24, 2016 00:01 UTC SaleCommon Stock 4,800 $17.01 $81,661.44
Disclosure

SEC source: 0001371285-16-000251 · wf-form4_147994565192777.xml · nonDerivative · entry 4

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,294

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.025 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
November 23, 2016 Filed Nov 24, 2016 00:01 UTC SaleCommon Stock 200 $17.06 $3,411.00
Disclosure

SEC source: 0001371285-16-000251 · wf-form4_147994565192777.xml · nonDerivative · entry 3

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,094

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.06 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
November 23, 2016 Filed Nov 24, 2016 00:01 UTC SaleCommon Stock 5,000 $17.00 $85,000.00
Disclosure

SEC source: 0001371285-16-000251 · wf-form4_147994565192777.xml · nonDerivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,294

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.00 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote (1).

Read SEC document
November 22, 2016 Filed Nov 24, 2016 00:01 UTC SaleCommon Stock 8,706 $17.00 $148,002.00
Disclosure

SEC source: 0001371285-16-000251 · wf-form4_147994565192777.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,294

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at $17.00 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote (1).

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:51 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $16.63 $58,195.90
Disclosure

SEC source: 0001371285-16-000249 · wf-form4_147985508353218.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516,005

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.495 to $16.750 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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November 07, 2016 Filed Nov 10, 2016 00:06 UTC
Cohen Chad MDirector
GrantStock Option (right to buy) · Derivative 1,441 $0.00 Strike: $14.81 $0.00
Disclosure

SEC source: 0001371285-16-000247 · wf-form4_147873636554199.xml · derivative · entry 1

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,441

Underlying: Common Stock · 1,441 shares

Expires 2026-11-07

F1 · derivative.exercise_date: The option vests as to 50% of the total shares on November 7, 2016 and the remaining 50% of total shares on December 31, 2016, subject to the reporting person's provision of services to the issuer on each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.