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person · Reporting owner

LINDSLEY H HAYS

Disclosed activity across 1 company

Tapewire entity
138047
SEC CIK
0001611674

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TRUPANION, INC.

Report date June 16, 2021 · Filed June 21, 2021

Section 16 reporting ended · disclosed 2021-06-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,105 Reported balance After 2021-06-16 transaction · row 1
1 source row

Row 1 · 2021-06-16 · Exercise / conversion · Acquired 246 · Balance 9,105

F1: Restricted stock units convert into common stock on a one-for-one basis.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect631 Reported balance After 2021-06-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-16 · Exercise / conversion · Disposed 246 · Balance 631

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date. The Reporting Person's last day providing services to Issuer was on June 16, 2021. RSUs that were to vest on June 30, 2021 were pro-rated and accelerated to vest on June 16, 2021. The remaining, unvested RSUs were automatically forfeited back to the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date. The Reporting Person's last day providing services to Issuer was on June 16, 2021. RSUs that were to vest on June 30, 2021 were pro-rated and accelerated to vest on June 16, 2021. The remaining, unvested RSUs were automatically forfeited back to the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2021 Filed Jun 21, 2021 12:56 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 246 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000187 · wf-form4_162428015083682.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631

Underlying: Common Stock · 246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date. The Reporting Person's last day providing services to Issuer was on June 16, 2021. RSUs that were to vest on June 30, 2021 were pro-rated and accelerated to vest on June 16, 2021. The remaining, unvested RSUs were automatically forfeited back to the Issuer.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,324 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date. The Reporting Person's last day providing services to Issuer was on June 16, 2021. RSUs that were to vest on June 30, 2021 were pro-rated and accelerated to vest on June 16, 2021. The remaining, unvested RSUs were automatically forfeited back to the Issuer.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 12:56 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 246 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000187 · wf-form4_162428015083682.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 23:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 292 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000120 · wf-form4_161766631602751.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 23:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 292 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000120 · wf-form4_161766631602751.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 23:49 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 15,000 $95.14 $1,427,091.00
Disclosure

SEC source: 0001371285-21-000077 · wf-form4_161429689454900.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lindsley Partners, L.P.

Disclosed balance after: 21,670

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.17 to $97.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

F2 · ownership.nature: The reporting person is the sole trustee of the HHL09 Trust, which is the sole member of Zoida LLC, which is the general partner of Lindsley Partners, L.P. ("Lindsley Partners") and, as such, the reporting person holds sole voting and investment power over the securities held by Lindsley Partners.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 00:13 UTC TRUPANION, INC. TRUP · Entity 4822 GrantRestricted Stock Unit (RSU) · Derivative 1,169 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000061 · wf-form4_161403916643113.xml · derivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169

Underlying: Common Stock · 1,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

F2 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 1,169 restricted stock units (RSUs). The RSUs vest and convert to common stock of the Issuer as to 1/4th of the total shares on each of March 31, 2021, June 30, 2021, September 30, 2021, and December 31, 2021, subject to continued service through each vest date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:25 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0001371285-21-000017 · wf-form4_160989269813719.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vested and converted to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vested and converted to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 00:25 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 697 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-21-000017 · wf-form4_160989269813719.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:35 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000244 · wf-form4_160167449130020.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:35 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 697 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000244 · wf-form4_160167449130020.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:11 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000159 · wf-form4_159373142395237.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,394

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 23:11 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 697 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-20-000159 · wf-form4_159373142395237.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 16, 2020 Filed Jun 25, 2020 23:18 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 6,000 $38.01 $228,045.60
Disclosure

SEC source: 0001371285-20-000143 · wf-form4_159312709191810.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lindsley Partners, L.P.

Disclosed balance after: 36,670

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.90 to $38.095 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

F3 · ownership.nature: The reporting person is the sole trustee of the HHL09 Trust, which is the sole member of Zoida LLC, which is the general partner of Lindsley Partners, L.P. ("Lindsley Partners") and, as such, the reporting person holds sole voting and investment power over the securities held by Lindsley Partners.

Read SEC document
April 29, 2020 Filed May 1, 2020 21:24 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 6,000 $34.03 $204,169.80
Disclosure

SEC source: 0001371285-20-000103 · wf-form4_158836826021439.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lindsley Partners, L.P.

Disclosed balance after: 42,670

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

F3 · ownership.nature: The reporting person is the sole trustee of the HHL09 Trust, which is the sole member of Zoida LLC, which is the general partner of Lindsley Partners, L.P. ("Lindsley Partners") and, as such, the reporting person holds sole voting and investment power over the securities held by Lindsley Partners.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 23:26 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock · Derivative 696 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000086 · wf-form4_158751159110898.xml · derivative · entry 3

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

Underlying: Restricted Stock Unit (RSU) · 696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 23:26 UTC TRUPANION, INC. TRUP · Entity 4822 GrantCommon Stock · Derivative 2,787 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000086 · wf-form4_158751159110898.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787

Underlying: Restricted Stock Unit (RSU) · 2,787 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

F2 · derivative.expiration_date: On April 17, 2020, the Reporting Person was granted 2,787 restricted stock units, of which 25% became immediately vested. The remaining RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on each of June 30, 2020, September 30, 2020, and December 31, 2020, subject to continued service through each vesting date.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 23:26 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 696 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000086 · wf-form4_158751159110898.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 23:54 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 6,000 $31.05 $186,320.40
Disclosure

SEC source: 0001371285-20-000068 · wf-form4_158682202311276.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lindsley Partners, L.P.

Disclosed balance after: 48,670

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

F3 · ownership.nature: The reporting person is the sole trustee of the HHL09 Trust, which is the sole member of Zoida LLC, which is the general partner of Lindsley Partners, L.P. ("Lindsley Partners") and, as such, the reporting person holds sole voting and investment power over the securities held by Lindsley Partners.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 23:08 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 6,000 $28.00 $168,000.00
Disclosure

SEC source: 0001371285-20-000052 · wf-form4_158526408250980.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lindsley Partners, L.P.

Disclosed balance after: 54,670

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · ownership.nature: The reporting person is the sole trustee of the HHL09 Trust, which is the sole member of Zoida LLC, which is the general partner of Lindsley Partners, L.P. ("Lindsley Partners") and, as such, the reporting person holds sole voting and investment power over the securities held by Lindsley Partners.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 21:57 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 6,000 $25.51 $153,034.20
Disclosure

SEC source: 0001371285-20-000049 · wf-form4_158508700345659.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lindsley Partners, L.P.

Disclosed balance after: 60,670

F1 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2020, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.05 to $26.31 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

F3 · ownership.nature: The reporting person is the sole trustee of the HHL09 Trust, which is the sole member of Zoida LLC, which is the general partner of Lindsley Partners, L.P. ("Lindsley Partners") and, as such, the reporting person holds sole voting and investment power over the securities held by Lindsley Partners.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:31 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 783 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-20-000012 · wf-form4_157809069476256.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 783 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vested and converted into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:31 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 783 $0.00 $0.00
Disclosure

SEC source: 0001371285-20-000012 · wf-form4_157809069476256.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:48 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000123 · wf-form4_157005291415388.xml · derivative · entry 4

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

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September 30, 2019 Filed Oct 2, 2019 21:48 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000123 · wf-form4_157005291415388.xml · nonDerivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 21:48 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001572426-19-000123 · wf-form4_157005291415388.xml · derivative · entry 3

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
June 30, 2019 Filed Oct 2, 2019 21:48 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001572426-19-000123 · wf-form4_157005291415388.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 00:14 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 782 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000100 · wf-form4_155433684340417.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,347

Underlying: Common Stock · 782 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
March 31, 2019 Filed Apr 4, 2019 00:14 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 782 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000100 · wf-form4_155433684340417.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:13 UTC TRUPANION, INC. TRUP · Entity 4822 GrantRestricted Stock Unit (RSU) · Derivative 3,129 $0.00 Strike: $29.93 $0.00
Disclosure

SEC source: 0001371285-19-000074 · wf-form4_155122281852281.xml · derivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

Underlying: Common Stock · 3,129 shares

Expires 2019-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2019, June 30, 2019, September 30, 2019, and December 31, 2019, subject to continued service through each vesting date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:14 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 663 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-19-000012 · wf-form4_154655367124842.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Restricted Stock Unit (RSU) · 663 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:14 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000012 · wf-form4_154655367124842.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:02 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 663 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000196 · wf-form4_153851412305056.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663

Underlying: Restricted Stock Unit (RSU) · 663 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:02 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000196 · wf-form4_153851412305056.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:16 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 663 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000135 · wf-form4_153065256062261.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326

Underlying: Restricted Stock Unit (RSU) · 663 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 21:16 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 663 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000135 · wf-form4_153065256062261.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 22:33 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 662 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000060 · wf-form4_152279474871092.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,989

Underlying: Restricted Stock Unit (RSU) · 662 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 22:33 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000060 · wf-form4_152279474871092.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:42 UTC TRUPANION, INC. TRUP · Entity 4822 GrantRestricted Stock Unit (RSU) · Derivative 2,651 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000036 · wf-form4_151934290664228.xml · derivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Underlying: Restricted Stock Unit (RSU) · 2,651 shares

Expires 2018-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 23:20 UTC TRUPANION, INC. TRUP · Entity 4822 GrantStock Option (right to buy) · Derivative 12,688 $0.00 Strike: $16.06 $0.00
Disclosure

SEC source: 0001371285-17-000040 · wf-form4_148789198915485.xml · derivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,688

Underlying: Common Stock · 12,688 shares

Expires 2027-02-21

F1 · derivative.exercise_date: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.