Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRUPANION, INC.TRUP · Entity 4822 | Director | March 31, 2018 | April 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRUPANION, INC.
Report date March 31, 2018 · Filed April 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,636 |
Reported balance
After 2018-03-31 transaction · row 1
1 source rowRow 1 · 2018-03-31 · Exercise / conversion · Acquired 662 · Balance 19,636 F1: The RSU converts into common stock on a one-for-one basis. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $28.01 · Expires 2018-12-31 | Direct | 1,989 |
Reported balance
After 2018-03-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-03-31 · Exercise / conversion · Disposed 662 · Balance 1,989 F2: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSU converts into common stock on a one-for-one basis.
F2: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2018 Filed Apr 3, 2018 18:34 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 662 | $0.00 Strike: $28.01 | $0.00 |
DisclosureSEC source: 0001371285-18-000062 · wf-form4_152279482793547.xml · derivative · entry 2 NOVOTNY GLENN W · CIK 0001227135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,989 Underlying: Restricted Stock Unit (RSU) · 662 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 18:34 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 662 | $0.00 | $0.00 |
DisclosureSEC source: 0001371285-18-000062 · wf-form4_152279482793547.xml · nonDerivative · entry 1 NOVOTNY GLENN W · CIK 0001227135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The RSU converts into common stock on a one-for-one basis. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:41 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantRestricted Stock Unit (RSU) · Derivative | 2,651 | $0.00 Strike: $28.01 | $0.00 |
DisclosureSEC source: 0001371285-18-000033 · wf-form4_151934285208611.xml · derivative · entry 1 NOVOTNY GLENN W · CIK 0001227135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,651 Underlying: Restricted Stock Unit (RSU) · 2,651 shares Expires 2018-12-31 F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date. Read SEC document |
| May 26, 2017 Filed Jun 1, 2017 17:04 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0001371285-17-000098 · wf-form4_149635105758620.xml · derivative · entry 3 NOVOTNY GLENN W · CIK 0001227135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2021-09-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| May 26, 2017 Filed Jun 1, 2017 17:04 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 11,026 | $18.39 | $202,741.68 |
DisclosureSEC source: 0001371285-17-000098 · wf-form4_149635105758620.xml · nonDerivative · entry 2 NOVOTNY GLENN W · CIK 0001227135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,974 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.15 to $18.55 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1). Read SEC document |
| May 26, 2017 Filed Jun 1, 2017 17:04 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 25,000 | $1.04 | $26,000.00 |
DisclosureSEC source: 0001371285-17-000098 · wf-form4_149635105758620.xml · nonDerivative · entry 1 NOVOTNY GLENN W · CIK 0001227135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:19 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantStock Option (right to buy) · Derivative | 12,688 | $0.00 Strike: $16.06 | $0.00 |
DisclosureSEC source: 0001371285-17-000038 · wf-form4_148789194745004.xml · derivative · entry 1 NOVOTNY GLENN W · CIK 0001227135 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,688 Underlying: Common Stock · 12,688 shares Expires 2027-02-21 F1 · derivative.exercise_date: The option vests as to 25% of the total shares on each of March 31, 2017, June 30, 2017, September 30, 2017, and December 31, 2017, subject to the reporting person's provision of services to the issuer on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.