Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRUPANION, INC.TRUP · Entity 4822 | Chief Operating Officer | February 20, 2018 | February 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRUPANION, INC.
Report date February 20, 2018 · Filed February 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $28.01 · Expires 2022-02-25 | Direct | 19,512 |
Reported balance
After 2018-02-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-20 · Grant · Acquired 19,512 · Balance 19,512 F1: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2018 Filed Feb 22, 2018 18:44 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantRestricted Stock Unit (RSU) · Derivative | 19,512 | $0.00 Strike: $28.01 | $0.00 |
DisclosureSEC source: 0001371285-18-000043 · wf-form4_151934303037468.xml · derivative · entry 1 MOFFAT IAN · CIK 0001622743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,512 Underlying: Common Stock · 19,512 shares Expires 2022-02-25 F1 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 18:10 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $7.78 | $0.00 |
DisclosureSEC source: 0001371285-17-000160 · wf-form4_151199702382880.xml · derivative · entry 3 MOFFAT IAN · CIK 0001622743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 7,000 shares Expires 2025-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as to 25% of the total shares on July 24, 2016, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on July 24, 2019, subject to thereporting person's provision of service to the issuer on each vesting date. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 18:10 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 7,000 | $30.06 | $210,429.10 |
DisclosureSEC source: 0001371285-17-000160 · wf-form4_151199702382880.xml · nonDerivative · entry 2 MOFFAT IAN · CIK 0001622743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.0645 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 27, 2017 Filed Nov 29, 2017 18:10 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 7,000 | $7.78 | $54,460.00 |
DisclosureSEC source: 0001371285-17-000160 · wf-form4_151199702382880.xml · nonDerivative · entry 1 MOFFAT IAN · CIK 0001622743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 17:12 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 8,552 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0001371285-17-000118 · wf-form4_150222674181947.xml · derivative · entry 3 MOFFAT IAN · CIK 0001622743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,448 Underlying: Common Stock · 8,552 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as to 25% of the total shares on May 1, 2016, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 1, 2019, subject to thereporting person's provision of service to the issuer on each vesting date. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 17:12 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 8,552 | $23.20 | $198,416.66 |
DisclosureSEC source: 0001371285-17-000118 · wf-form4_150222674181947.xml · nonDerivative · entry 2 MOFFAT IAN · CIK 0001622743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.20 to $23.25 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 17:12 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 8,552 | $7.74 | $66,192.48 |
DisclosureSEC source: 0001371285-17-000118 · wf-form4_150222674181947.xml · nonDerivative · entry 1 MOFFAT IAN · CIK 0001622743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 8, 2017 17:37 UTC | TRUPANION, INC. TRUP · Entity 4822 | GrantStock Option (right to buy) · Derivative | 23,448 | $0.00 Strike: $17.97 | $0.00 |
DisclosureSEC source: 0001371285-17-000090 · wf-form4_149427944168082.xml · derivative · entry 1 MOFFAT IAN · CIK 0001622743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,448 Underlying: Common Stock · 23,448 shares Expires 2027-05-04 F1 · derivative.exercise_date: The option vests as to 25% of the total shares on May 4, 2018, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on May 4, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 17:22 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.05 | $0.00 |
DisclosureSEC source: 0001371285-17-000043 · wf-form4_148797491146036.xml · derivative · entry 3 MOFFAT IAN · CIK 0001622743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests as to 25% of the total shares on October 1, 2013, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on October 1, 2016, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 17:22 UTC | TRUPANION, INC. TRUP · Entity 4822 | SaleCommon Stock | 20,000 | $16.05 | $321,000.00 |
DisclosureSEC source: 0001371285-17-000043 · wf-form4_148797491146036.xml · nonDerivative · entry 2 MOFFAT IAN · CIK 0001622743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 17:22 UTC | TRUPANION, INC. TRUP · Entity 4822 | Exercise / conversionCommon Stock | 20,000 | $4.05 | $81,000.00 |
DisclosureSEC source: 0001371285-17-000043 · wf-form4_148797491146036.xml · nonDerivative · entry 1 MOFFAT IAN · CIK 0001622743 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.