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Nasdaq · USD

TRUP

TRUPANION, INC.

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Tapewire entity
4822
SEC CIK
0001371285
Parsed reports
1,118

Last 12 months

Inside the activity.

0 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202604
Mar 202602
Apr 202601
May 202604
Jun 202602
Jul 202601
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2018 Filed Jun 4, 2018 18:54 UTC
Levitan DanDirector
OtherCommon Stock 847,787 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-032728 · tv495743_4.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,317,111

F1 · kind: Maveron Equity Partners III, L.P. ("Maveron Equity") made pro rata distributions for no consideration of 847,787 shares of common stock of the issuer to its partners on May 31, 2018.

F2 · ownership.nature: Shares are owned directly by Maveron Equity. The reporting person, together with Clayton Lewis, Peter McCormick and Jason Stoffer, are members of Maveron General Partner III LLC ("Maveron GP"), which is the general partner of Maveron Equity, and may be deemed to share voting and investment power over the securities held by Maveron Equity. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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May 30, 2018 Filed May 31, 2018 22:03 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $32.76 $131,040.00
Disclosure

SEC source: 0001371285-18-000094 · wf-form4_152780421592443.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,976

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

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May 15, 2018 Filed May 17, 2018 21:22 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $27.53 $110,123.60
Disclosure

SEC source: 0001371285-18-000092 · wf-form4_152659216187099.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,976

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.03 to $27.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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May 11, 2018 Filed May 15, 2018 21:33 UTC
Tooth MargaretChief Marketing Officer
Exercise / conversionStock Option (right to buy) · Derivative 500 $4.80 Strike: $4.80 $2,400.00
Disclosure

SEC source: 0001371285-18-000089 · wf-form4_152641997098727.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

Underlying: Common Stock · 500 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested as to 25% of the total shares on October 7, 2014, and then 2.0833% of the total shares vested monthly thereafter, with 100% of the total shares vested and exercisable on October 7, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
May 11, 2018 Filed May 15, 2018 21:33 UTC
Tooth MargaretChief Marketing Officer
SaleCommon Stock 500 $28.20 $14,100.00
Disclosure

SEC source: 0001371285-18-000089 · wf-form4_152641997098727.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

Read SEC document
May 11, 2018 Filed May 15, 2018 21:33 UTC
Tooth MargaretChief Marketing Officer
Exercise / conversionCommon Stock 500 $4.80 $2,400.00
Disclosure

SEC source: 0001371285-18-000089 · wf-form4_152641997098727.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2018 Filed May 15, 2018 17:33 UTC
LOW MURRAY BDirector
SaleCommon Stock 3,000 $27.97 $83,901.30
Disclosure

SEC source: 0001371285-18-000090 · wf-form4_152641998759420.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,031

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.89 to $28.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

Read SEC document
May 09, 2018 Filed May 11, 2018 21:52 UTC
Tooth MargaretChief Marketing Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,500 $4.80 Strike: $4.80 $7,200.00
Disclosure

SEC source: 0001371285-18-000086 · wf-form4_152607555203398.xml · derivative · entry 3

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 1,500 shares

Expires 2023-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested as to 25% of the total shares on October 7, 2014, and then 2.0833% of the total shares vest monthly thereafter, with 100% of the total shares vested and exercisable on October 7, 2017, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
May 09, 2018 Filed May 11, 2018 21:52 UTC
Tooth MargaretChief Marketing Officer
SaleCommon Stock 1,500 $27.04 $40,561.35
Disclosure

SEC source: 0001371285-18-000086 · wf-form4_152607555203398.xml · nonDerivative · entry 2

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.1228 per share, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 09, 2018 Filed May 11, 2018 21:52 UTC
Tooth MargaretChief Marketing Officer
Exercise / conversionCommon Stock 1,500 $4.80 $7,200.00
Disclosure

SEC source: 0001371285-18-000086 · wf-form4_152607555203398.xml · nonDerivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed May 1, 2018 21:43 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $26.05 $104,210.80
Disclosure

SEC source: 0001371285-18-000082 · wf-form4_152521092866037.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,363,976

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.7400 to $26.7500 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
April 10, 2018 Filed Apr 12, 2018 21:48 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $26.72 $106,880.00
Disclosure

SEC source: 0001371285-18-000067 · wf-form4_152356964878769.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367,976

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 22:32 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 331 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000059 · wf-form4_152279471119431.xml · derivative · entry 2

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994

Underlying: Restricted Stock Unit (RSU) · 331 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 22:32 UTC Exercise / conversionCommon Stock 331 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000059 · wf-form4_152279471119431.xml · nonDerivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 18:34 UTC
LOW MURRAY BDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 750 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000063 · wf-form4_152279486486217.xml · derivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254

Underlying: Restricted Stock Unit (RSU) · 750 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 18:34 UTC
LOW MURRAY BDirector
Exercise / conversionCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000063 · wf-form4_152279486486217.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 18:34 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 662 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000062 · wf-form4_152279482793547.xml · derivative · entry 2

NOVOTNY GLENN W · CIK 0001227135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,989

Underlying: Restricted Stock Unit (RSU) · 662 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 18:34 UTC Exercise / conversionCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000062 · wf-form4_152279482793547.xml · nonDerivative · entry 1

NOVOTNY GLENN W · CIK 0001227135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 18:35 UTC
Levitan DanDirector · 10% owner
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 662 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000065 · wf-form4_152279492342387.xml · derivative · entry 2

LEVITAN DAN · CIK 0001202435 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,989

Underlying: Restricted Stock Unit (RSU) · 662 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 18:35 UTC
Levitan DanDirector · 10% owner
Exercise / conversionCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000065 · wf-form4_152279492342387.xml · nonDerivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 22:35 UTC
Cohen Chad MDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 794 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000064 · wf-form4_152279488265658.xml · derivative · entry 2

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387

Underlying: Restricted Stock Unit (RSU) · 794 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 22:35 UTC
Cohen Chad MDirector
Exercise / conversionCommon Stock 794 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000064 · wf-form4_152279488265658.xml · nonDerivative · entry 1

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 22:33 UTC
DOAK MICHAELDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 662 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000061 · wf-form4_152279478961441.xml · derivative · entry 2

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,989

Underlying: Restricted Stock Unit (RSU) · 662 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 22:33 UTC
DOAK MICHAELDirector
Exercise / conversionCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000061 · wf-form4_152279478961441.xml · nonDerivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 22:33 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 662 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000060 · wf-form4_152279474871092.xml · derivative · entry 2

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,989

Underlying: Restricted Stock Unit (RSU) · 662 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 22:33 UTC Exercise / conversionCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000060 · wf-form4_152279474871092.xml · nonDerivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 22:31 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 750 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000058 · wf-form4_152279469392301.xml · derivative · entry 2

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254

Underlying: Restricted Stock Unit (RSU) · 750 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 22:31 UTC Exercise / conversionCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0001371285-18-000058 · wf-form4_152279469392301.xml · nonDerivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSU converts into common stock on a one-for-one basis.

Read SEC document
March 26, 2018 Filed Mar 29, 2018 00:09 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 4,000 $29.71 $118,824.40
Disclosure

SEC source: 0001371285-18-000049 · wf-form4_152228214587919.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,371,976

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.04 to $30.38 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
March 09, 2018 Filed Feb 14, 2019 18:35 UTC
LOW MURRAY BDirector
GiftCommon Stock 194,281 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000040 · wf-form5_155018730872532.xml · nonDerivative · entry 2

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust - Murray B. Low Revocable Trust U/A 3-9-2018, Murray B. Low, Trustee

Disclosed balance after: 188,281

F1 · shares: The shares were gifted to a revocable trust for the benefit of the reporting person's children.

Read SEC document
March 09, 2018 Filed Feb 14, 2019 18:35 UTC
LOW MURRAY BDirector
GiftCommon Stock 194,281 $0.00 $0.00
Disclosure

SEC source: 0001371285-19-000040 · wf-form5_155018730872532.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004

F1 · shares: The shares were gifted to a revocable trust for the benefit of the reporting person's children.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 21:14 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $31.93 $111,762.35
Disclosure

SEC source: 0001371285-18-000047 · wf-form4_152088927452204.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375,976

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.41 to $32.80 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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February 22, 2018 Filed Feb 26, 2018 17:39 UTC
LOW MURRAY BDirector
SaleCommon Stock 3,000 $28.42 $85,267.50
Disclosure

SEC source: 0001371285-18-000045 · wf-form4_151968477799980.xml · nonDerivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,281

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.340 to $28.445 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).

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February 20, 2018 Filed Feb 22, 2018 18:41 UTC
PLOUF TRICIAChief Financial Officer
GrantRestricted Stock Unit (RSU) · Derivative 19,512 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000034 · wf-form4_151934286976930.xml · derivative · entry 1

PLOUF TRICIA · CIK 0001673762 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,512

Underlying: Common Stock · 19,512 shares

Expires 2022-02-25

F1 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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February 20, 2018 Filed Feb 22, 2018 23:40 UTC
Tooth MargaretChief Marketing Officer
GrantRestricted Stock Unit (RSU) · Derivative 19,512 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000032 · wf-form4_151934283384588.xml · derivative · entry 1

Tooth Margaret · CIK 0001657025 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,512

Underlying: Common Stock · 19,512 shares

Expires 2022-02-25

F1 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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February 20, 2018 Filed Feb 22, 2018 23:42 UTC
BEARMAN ASHERChief Administrative Officer
GrantRestricted Stock Unit (RSU) · Derivative 19,512 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000039 · wf-form4_151934296076530.xml · derivative · entry 1

BEARMAN ASHER · CIK 0001622728 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,512

Underlying: Common Stock · 19,512 shares

Expires 2022-02-25

F1 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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February 20, 2018 Filed Feb 22, 2018 18:44 UTC
MOFFAT IANChief Operating Officer
GrantRestricted Stock Unit (RSU) · Derivative 19,512 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000043 · wf-form4_151934303037468.xml · derivative · entry 1

MOFFAT IAN · CIK 0001622743 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,512

Underlying: Common Stock · 19,512 shares

Expires 2022-02-25

F1 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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February 20, 2018 Filed Feb 22, 2018 23:43 UTC GrantRestricted Stock Unit (RSU) · Derivative 1,325 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000042 · wf-form4_151934301250612.xml · derivative · entry 1

RUBIN HOWARD E · CIK 0001613034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325

Underlying: Restricted Stock Unit (RSU) · 1,325 shares

Expires 2018-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

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February 20, 2018 Filed Feb 22, 2018 18:42 UTC
LOW MURRAY BDirector
GrantRestricted Stock Unit (RSU) · Derivative 3,004 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000037 · wf-form4_151934292368657.xml · derivative · entry 1

LOW MURRAY B · CIK 0001231933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004

Underlying: Restricted Stock Unit (RSU) · 3,004 shares

Expires 2018-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:41 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,651 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000033 · wf-form4_151934285208611.xml · derivative · entry 1

NOVOTNY GLENN W · CIK 0001227135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Underlying: Restricted Stock Unit (RSU) · 2,651 shares

Expires 2018-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

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February 20, 2018 Filed Feb 22, 2018 18:40 UTC
Levitan DanDirector · 10% owner
GrantRestricted Stock Unit (RSU) · Derivative 2,651 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000031 · wf-form4_151934281682163.xml · derivative · entry 1

LEVITAN DAN · CIK 0001202435 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Underlying: Restricted Stock Unit (RSU) · 2,651 shares

Expires 2018-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

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February 20, 2018 Filed Feb 22, 2018 23:43 UTC
DOAK MICHAELDirector
GrantRestricted Stock Unit (RSU) · Derivative 2,651 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000041 · wf-form4_151934299522617.xml · derivative · entry 1

DOAK MICHAEL · CIK 0001611672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Underlying: Restricted Stock Unit (RSU) · 2,651 shares

Expires 2018-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:43 UTC
RAWLINGS DARRYLDirector · President and CEO
GrantRestricted Stock Unit (RSU) · Derivative 19,512 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000040 · wf-form4_151934297801705.xml · derivative · entry 2

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,512 shares

Expires 2022-02-25

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:43 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $28.42 $99,463.35
Disclosure

SEC source: 0001371285-18-000040 · wf-form4_151934297801705.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,379,476

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.94 to $29.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:42 UTC
Cohen Chad MDirector
GrantRestricted Stock Unit (RSU) · Derivative 3,181 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000038 · wf-form4_151934294128350.xml · derivative · entry 1

Cohen Chad M · CIK 0001524314 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,181

Underlying: Restricted Stock Unit (RSU) · 3,181 shares

Expires 2018-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:42 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,651 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000036 · wf-form4_151934290664228.xml · derivative · entry 1

LINDSLEY H HAYS · CIK 0001611674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,651

Underlying: Restricted Stock Unit (RSU) · 2,651 shares

Expires 2018-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:41 UTC GrantRestricted Stock Unit (RSU) · Derivative 3,004 $0.00 Strike: $28.01 $0.00
Disclosure

SEC source: 0001371285-18-000035 · wf-form4_151934288941153.xml · derivative · entry 1

Ferracone Robin A · CIK 0001560444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004

Underlying: Restricted Stock Unit (RSU) · 3,004 shares

Expires 2018-12-31

F1 · derivative.exercise_date: The RSU vests and will convert into common stock of the Issuer as to 25% of the total shares on each of March 31, 2018, June 30, 2018, September 30, 2018, and December 31, 2018, subject to continued service through each vesting date.

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February 01, 2018 Filed Feb 5, 2018 22:45 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $34.36 $120,276.80
Disclosure

SEC source: 0001371285-18-000004 · wf-form4_151787072273533.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382,976

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.950 to $34.905 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
January 16, 2018 Filed Jan 19, 2018 00:00 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $34.08 $119,288.40
Disclosure

SEC source: 0001371285-18-000002 · wf-form4_151632004092553.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,386,476

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.94 to $34.43 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
December 27, 2017 Filed Dec 28, 2017 22:12 UTC
RAWLINGS DARRYLDirector · President and CEO
SaleCommon Stock 3,500 $30.11 $105,373.45
Disclosure

SEC source: 0001371285-17-000164 · wf-form4_151449911439448.xml · nonDerivative · entry 1

RAWLINGS DARRYL · CIK 0001611679 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389,976

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 7, 2017, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.83 to $30.525 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.