Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2017 Filed May 3, 2017 18:15 UTC |
Prozes AndrewDirector
|
SaleCommon Stock | 44,500 | $39.15 | $1,742,175.00 |
DisclosureSEC source: 0001316198-17-000003 · wf-form4_149384968562758.xml · nonDerivative · entry 1 Prozes Andrew · CIK 0001316198 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,821 Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:11 UTC |
Mehta Siddharth NDirector
|
SaleCommon Stock | 107,500 | $39.15 | $4,208,625.00 |
DisclosureSEC source: 0001321443-17-000007 · wf-form4_149384947586016.xml · nonDerivative · entry 1 Mehta Siddharth N · CIK 0001321443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,633 Read SEC document |
| May 02, 2017 Filed May 3, 2017 18:03 UTC |
Neenan David MEVP - International
|
SaleCommon Stock | 60,000 | $39.15 | $2,349,000.00 |
DisclosureSEC source: 0001398227-17-000012 · wf-form4_149384898082028.xml · nonDerivative · entry 1 Neenan David M · CIK 0001398227 · EVP - International 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 118,453 Read SEC document |
| May 02, 2017 Filed May 3, 2017 22:07 UTC |
Awad George MDirector
|
SaleCommon Stock | 13,500 | $39.15 | $528,525.00 |
DisclosureSEC source: 0001645765-17-000005 · wf-form4_149384926336937.xml · nonDerivative · entry 1 Awad George M · CIK 0001645765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,646 Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:59 UTC |
Blenke John WEVP, Corp GC & Asst Secretary
|
SaleCommon Stock | 10,000 | $39.15 | $391,500.00 |
DisclosureSEC source: 0001645771-17-000009 · wf-form4_149384876554262.xml · nonDerivative · entry 1 Blenke John W · CIK 0001645771 · EVP, Corp GC & Asst Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,717 Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:56 UTC |
Hamood Samuel AEVP & CFO
|
SaleCommon Stock | 145,000 | $39.15 | $5,676,750.00 |
DisclosureSEC source: 0001645772-17-000013 · wf-form4_149384858752115.xml · nonDerivative · entry 1 Hamood Samuel A · CIK 0001645772 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 59,881 Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:52 UTC |
Peck James MDirector · President and CEO
|
SaleCommon Stock | 31,262 | $39.15 | $1,223,907.30 |
DisclosureSEC source: 0001645773-17-000010 · wf-form4_149384836128826.xml · nonDerivative · entry 2 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,343 F1 · balance_after: Reflects the correction of a previously reported sale that was inadvertently overstated by 45 shares. Read SEC document |
| May 02, 2017 Filed May 3, 2017 21:52 UTC |
Peck James MDirector · President and CEO
|
SaleCommon Stock | 33,738 | $39.15 | $1,320,842.70 |
DisclosureSEC source: 0001645773-17-000010 · wf-form4_149384836128826.xml · nonDerivative · entry 1 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 436,142 Read SEC document |
| May 02, 2017 Filed May 4, 2017 14:59 UTC |
ADVENT INTERNATIONAL, L.P.10% owner
ADVENT INTERNATIONAL LLC10% owner
ADVENT INTERNATIONAL GPE VI LP10% owner
ADVENT INTERNATIONAL GPE VI-A LP10% owner
ADVENT INTERNATIONAL GPE VI-B LP10% owner
ADVENT INTERNATIONAL GPE VI-C LP10% owner
ADVENT INTERNATIONAL GPE VI-D LP10% owner
ADVENT INTERNATIONAL GPE VI-E LP10% owner
ADVENT INTERNATIONAL GPE VI-F LP10% owner
ADVENT INTERNATIONAL GPE VI-G LP10% owner
|
SaleCommon Stock | 11,027,445 | $39.15 | $431,724,471.75 |
DisclosureSEC source: 0001209191-17-029891 · doc4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner ADVENT INTERNATIONAL LLC · CIK 0001227759 · 10% owner ADVENT INTERNATIONAL GPE VI LP · CIK 0001430919 · 10% owner ADVENT INTERNATIONAL GPE VI-A LP · CIK 0001430920 · 10% owner ADVENT INTERNATIONAL GPE VI-B LP · CIK 0001430926 · 10% owner ADVENT INTERNATIONAL GPE VI-C LP · CIK 0001430925 · 10% owner ADVENT INTERNATIONAL GPE VI-D LP · CIK 0001430923 · 10% owner ADVENT INTERNATIONAL GPE VI-E LP · CIK 0001430921 · 10% owner ADVENT INTERNATIONAL GPE VI-F LP · CIK 0001430922 · 10% owner ADVENT INTERNATIONAL GPE VI-G LP · CIK 0001432552 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 15,707,314 F1 · shares: The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement (including pursuant to the underwriters' exercise of their over-allotment option under such prospectus supplement), dated April 26, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: Advent-TransUnion Acquisition Limited Partnership ("ATUA") directly owns 15,707,314 shares of common stock of the Issuer. The Advent Funds (as defined below) directly own all of the partnership interests in ATUA. ATUA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI GP"), GPE VI GP (Delaware) Limited Partnership ("GPE VI (DE) GP") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ATUA may be deemed beneficially owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. F3 · ownership.nature: AIC is the manager of AILLC which is the general partner of each of GPE VI GP, GPE VI (DE) GP, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, and Advent Partners GPE VI-A 2010 Limited Partnership (collectively, the "AP Funds"). F4 · ownership.nature: GPE VI (DE) GP is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI (DE) GP Funds"). F5 · ownership.nature: GPE VI GP is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE GP Funds" and together with the GPE VI (DE) GP Funds and the AP Funds, collectively the "Advent Funds"). Read SEC document |
| May 02, 2017 Filed May 4, 2017 15:00 UTC |
ADVENT INTERNATIONAL, L.P.10% owner
GPE VI GP Limited Partnership10% owner
|
SaleCommon Stock | 11,027,445 | $39.15 | $431,724,471.75 |
DisclosureSEC source: 0001209191-17-029892 · doc4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner GPE VI GP (Delaware) Limited Partnership · CIK 0001474398 · 10% owner Advent-TransUnion Acquisition Limited Partnership · CIK 0001639404 · 10% owner GPE VI GP Limited Partnership · CIK 0001474396 · 10% owner Advent Partners GPE VI 2008 Limited Partnership · CIK 0001461158 · 10% owner Advent Partners GPE VI 2009 Limited Partnership · CIK 0001466270 · 10% owner Advent Partners GPE VI 2010 Limited Partnership · CIK 0001490261 · 10% owner Advent Partners GPE VI-A 2010 Limited Partnership · CIK 0001490262 · 10% owner Advent Partners GPE VI-A Limited Partnership · CIK 0001461159 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 15,707,314 F1 · shares: The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement (including pursuant to the underwriters' exercise of their over-allotment option under such prospectus supplement), dated April 26, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: Advent-TransUnion Acquisition Limited Partnership ("ATUA") directly owns 15,707,314 shares of common stock of the Issuer. The Advent Funds (as defined below) directly own all of the partnership interests in ATUA. ATUA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI GP"), GPE VI GP (Delaware) Limited Partnership ("GPE VI (DE) GP") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ATUA may be deemed beneficially owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. F3 · ownership.nature: AIC is the manager of AILLC which is the general partner of each of GPE VI GP, GPE VI (DE) GP, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, and Advent Partners GPE VI-A 2010 Limited Partnership (collectively, the "AP Funds"). F4 · ownership.nature: GPE VI (DE) GP is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VID Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI (DE) GP Funds"). F5 · ownership.nature: GPE VI GP is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE GP Funds" and together with the GPE VI (DE) GP Funds and the AP Funds, collectively the "Advent Funds"). Read SEC document |
| May 02, 2017 Filed May 4, 2017 11:01 UTC |
Egan ChristopherDirector
|
SaleCommon Stock | 185,262 | $39.15 | $7,253,007.30 |
DisclosureSEC source: 0001209191-17-029893 · doc4.xml · nonDerivative · entry 1 Egan Christopher · CIK 0001640491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 263,882 F1 · shares: The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement (including pursuant to the underwriters' exercise of their over-allotment option under such prospectus supplement), dated April 26, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: The shares reported herein are held directly by Advent-TransUnion Acquisition Limited Partnership ("ATUA"). Each of Advent Partners GPE VI 2008 Limited Partnership ("AP GPE VI 2008") and Advent Partners GPE VI 2009 Limited Partnership ("AP GPE VI 2009") hold a partnership interest in ATUA and the Reporting Person is a limited partner of AP GPE VI 2008 and AP GPE VI 2009. The shares reported herein and directly owned by ATUA may be deemed indirectly owned by the Reporting Person, however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose. Read SEC document |
| May 02, 2017 Filed May 4, 2017 15:02 UTC |
Tadler Steven MDirector
|
SaleCommon Stock | 178,645 | $39.15 | $6,993,951.75 |
DisclosureSEC source: 0001209191-17-029894 · doc4.xml · nonDerivative · entry 1 Tadler Steven M · CIK 0001639791 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 254,458 F1 · shares: The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement (including pursuant to the underwriters' exercise of their over-allotment option under such prospectus supplement), dated April 26, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: The shares reported herein are held directly by Advent-TransUnion Acquisition Limited Partnership ("ATUA"). Advent Partners GPE VI 2008 Limited Partnership ("AP GPE VI 2008") holds a partnership interest in ATUA and the Reporting Person is a limited partner of AP GPE VI 2008. The shares reported herein and directly owned by ATUA may be deemed indirectly owned by the Reporting Person; however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose. Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:12 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
GS Capital Partners VI Fund, L.P.10% owner
GS Capital Partners VI Parallel LP10% owner
GS Advisors VI, L.L.C.10% owner
SpartanShield Holdings10% owner
GS Capital Partners VI GmbH & Co KG10% owner
GOLDMAN, SACHS MANAGEMENT GP GMBH10% owner
MBD 2011 Holdings, L.P.10% owner
MBD 2011 Offshore Advisors, Inc.10% owner
|
SaleCommon Stock | 7,502,055 | $39.15 | $293,705,453.25 |
DisclosureSEC source: 0000769993-17-000507 · ownershipdoc05012017091221.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO. LLC · CIK 0000769993 · 10% owner GS Capital Partners VI Fund, L.P. · CIK 0001394287 · 10% owner GS Capital Partners VI Parallel LP · CIK 0001386577 · 10% owner GS Advisors VI, L.L.C. · CIK 0001394288 · 10% owner SpartanShield Holdings · CIK 0001645909 · 10% owner GS Capital Partners VI GmbH & Co KG · CIK 0001386557 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner MBD 2011 Holdings, L.P. · CIK 0001589221 · 10% owner MBD 2011 Offshore Advisors, Inc. · CIK 0001589256 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 37,286,343 F4 · shares: Pursuant to an underwriting agreement, dated April 26, 2017 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated April 26, 2017, which offering was consummated on May 2, 2017 (the "Registered Public Offering"), the underwriters purchased shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. GS Capital VI, GS Capital VI Parallel and SpartanShield sold an aggregate of 6,500,000, shares of Common Stock, consisting of 2,536,648 shares of Common Stock sold by GS Capital VI, 697,535 shares of Common Stock sold by GS Capital VI Parallel and 3,265,817 shares of Common Stock sold by Spartanshield. F5 · shares: Pursuant to the Underwriting Agreement and in connection with the Registered Public Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. Goldman Sachs is one of several underwriters under the Underwriting Agreement. On May 2, 2017, the Over-Allotment Option was consummated and in connection with such sale to the underwriters, GS Capital VI, GS Capital VI Parallel and SpartanShield sold an additional 1,002,055 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option, consisting of 391,055 shares of Common Stock sold by GS Capital VI, 107,534 shares of Common Stock sold by GS Capital VI Parallel and 503,466 shares of Common Stock sold by Spartanshield. F6 · balance_after: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly 37,286,343 shares of Common Stock by reason of the direct beneficial ownership of such shares by GS Capital VI, GS Capital VI Parallel and SpartanShield. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Funds. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs"), GSCP VI Advisors, L.L.C. ("GSCP VI Advisors"), GS Advisors VI, L.L.C. ("GS Advisors VI"), GSCP VI Offshore Advisors, L.L.C. ("GSCP VI Offshore Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), MBD 2011 Offshore Advisors, Inc. ("MBD Advisors"), Opportunity Partners Offshore-B Co-Invest AIV Advisors, Ltd. ("Opportunity Advisors"), SpartanShield Holdings ("SpartanShield"), GS Capital Partners VI Fund, L.P. ("GS Capital VI"), GS Capital Partners VI Parallel, L.P. ("GS Capital VI Parallel"), GS Capital Partners VI Offshore Fund, L.P. ("GS VI Offshore"), GS Capital Partners VI GmbH & Co. KG ("GS Germany VI"), MBD 2011 Holdings, L.P. ("MBD 2011"), Bridge Street 2012 Holdings, L.P. ("Bridge Street"), (continued in next footnote) F2 · ownership.nature: Opportunity Partners Offshore-B Co-Invest AIV, L.P. ("Opportunity," and, together with GS Capital VI, GS Capital VI Parallel, GS VI Offshore, GS Germany VI, MBD 2011 and Bridge Street, the "Funds"). GS Group, Goldman Sachs, GSCP VI Advisors, GS Advisors VI, GSCP VI Offshore Advisors, GS GmbH, MBD Advisors, Bridge Street Advisors, Opportunity Advisors, SpartanShield and the Funds are defined collectively as the "Reporting Persons." F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per filing, this statement is being filed in duplicate. F4 · ownership.nature: Pursuant to an underwriting agreement, dated April 26, 2017 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated April 26, 2017, which offering was consummated on May 2, 2017 (the "Registered Public Offering"), the underwriters purchased shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. GS Capital VI, GS Capital VI Parallel and SpartanShield sold an aggregate of 6,500,000, shares of Common Stock, consisting of 2,536,648 shares of Common Stock sold by GS Capital VI, 697,535 shares of Common Stock sold by GS Capital VI Parallel and 3,265,817 shares of Common Stock sold by Spartanshield. F5 · ownership.nature: Pursuant to the Underwriting Agreement and in connection with the Registered Public Offering, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. Goldman Sachs is one of several underwriters under the Underwriting Agreement. On May 2, 2017, the Over-Allotment Option was consummated and in connection with such sale to the underwriters, GS Capital VI, GS Capital VI Parallel and SpartanShield sold an additional 1,002,055 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option, consisting of 391,055 shares of Common Stock sold by GS Capital VI, 107,534 shares of Common Stock sold by GS Capital VI Parallel and 503,466 shares of Common Stock sold by Spartanshield. F6 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly 37,286,343 shares of Common Stock by reason of the direct beneficial ownership of such shares by GS Capital VI, GS Capital VI Parallel and SpartanShield. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Funds. F7 · ownership.nature: GS Capital VI beneficially owns directly 14,550,721 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP VI Advisors. GS Capital VI Parallel beneficially owns directly 4,001,199 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS Advisors VI. SpartanShield beneficially owns directly 18,733,366 shares of Common Stock. F8 · ownership.nature: Shares of Common Stock that may be deemed to be beneficially owned by certain of the Funds that correspond to such Funds' partnership interests in SpartanShield consist of: (i) 12,102,776 shares of Common Stock which may be deemed to be beneficially owned indirectly by GS VI Offshore, which may be deemed to be beneficially owned indirectly by its general partner, GSCP VI Offshore Advisors, (ii) 517,133 shares of Common Stock which may be deemed to be beneficially owned indirectly by GS Germany VI, which may be deemed to be beneficially owned indirectly by its general partner, GS GmbH, (iii) 446,488 shares of Common Stock which may be deemed to be beneficially owned indirectly by MBD 2011, which may be deemed to be beneficially owned indirectly by its general partner, MBD Advisors, (continued in next footnote) F9 · ownership.nature: (iv) 515,178 shares of Common Stock which may be deemed to be beneficially owned indirectly by Bridge Street, which may be deemed to be beneficially owned indirectly by its general partner, MBD Advisors, and (v) 5,151,791 shares of Common Stock which may be deemed to be beneficially owned indirectly by Opportunity, which may be deemed to be beneficially owned indirectly by its general partner, Opportunity Advisors. F10 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:33 UTC |
Elberfeld TimothyVP and CAO
|
Exercise / conversionOptions (right to buy) · Derivative | 3,454 | $8.57 Strike: $8.57 | $29,600.78 |
DisclosureSEC source: 0001663800-17-000005 · wf-form4_149375721387676.xml · derivative · entry 5 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,160 Underlying: Common Stock · 3,454 shares Expires 2023-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · derivative.exercise_date: Represents an initial grant of 7,197 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:33 UTC |
Elberfeld TimothyVP and CAO
|
Exercise / conversionOptions (right to buy) · Derivative | 19,424 | $4.99 Strike: $4.99 | $96,925.76 |
DisclosureSEC source: 0001663800-17-000005 · wf-form4_149375721387676.xml · derivative · entry 4 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542 Underlying: Common Stock · 19,424 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Represents an initial grant of 30,831 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:33 UTC |
Elberfeld TimothyVP and CAO
|
SaleCommon Stock | 22,878 | $40.05 | $916,188.40 |
DisclosureSEC source: 0001663800-17-000005 · wf-form4_149375721387676.xml · nonDerivative · entry 3 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,881 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.81 to $40.49, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:33 UTC |
Elberfeld TimothyVP and CAO
|
Exercise / conversionCommon Stock | 3,454 | $8.57 | $29,600.78 |
DisclosureSEC source: 0001663800-17-000005 · wf-form4_149375721387676.xml · nonDerivative · entry 2 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:33 UTC |
Elberfeld TimothyVP and CAO
|
Exercise / conversionCommon Stock | 19,424 | $4.99 | $96,925.76 |
DisclosureSEC source: 0001663800-17-000005 · wf-form4_149375721387676.xml · nonDerivative · entry 1 Elberfeld Timothy · CIK 0001663800 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,305 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 20:03 UTC |
Danaher John TEVP - Consumer Interactive
|
SaleCommon Stock | 642 | $38.40 | $24,652.80 |
DisclosureSEC source: 0001645768-17-000007 · wf-form4_149263217497733.xml · nonDerivative · entry 3 Danaher John T · CIK 0001645768 · EVP - Consumer Interactive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,619 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 16:06 UTC |
Neenan David MEVP - International
|
SaleCommon Stock | 12,314 | $38.20 | $470,380.02 |
DisclosureSEC source: 0001398227-17-000009 · wf-form4_149263235703574.xml · nonDerivative · entry 1 Neenan David M · CIK 0001398227 · EVP - International 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 178,453 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.05 to $38.35, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:03 UTC |
Danaher John TEVP - Consumer Interactive
|
Exercise / conversionStock Options (right to buy) · Derivative | 5,888 | $4.99 Strike: $4.99 | $29,381.12 |
DisclosureSEC source: 0001645768-17-000007 · wf-form4_149263217497733.xml · derivative · entry 4 Danaher John T · CIK 0001645768 · EVP - Consumer Interactive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,775 Underlying: Common Stock · 5,888 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Represents an initial grant of 123,328 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:03 UTC |
Danaher John TEVP - Consumer Interactive
|
SaleCommon Stock | 5,888 | $38.20 | $224,934.55 |
DisclosureSEC source: 0001645768-17-000007 · wf-form4_149263217497733.xml · nonDerivative · entry 2 Danaher John T · CIK 0001645768 · EVP - Consumer Interactive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,261 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.06 to $38.36, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:03 UTC |
Danaher John TEVP - Consumer Interactive
|
Exercise / conversionCommon Stock | 5,888 | $4.99 | $29,381.12 |
DisclosureSEC source: 0001645768-17-000007 · wf-form4_149263217497733.xml · nonDerivative · entry 1 Danaher John T · CIK 0001645768 · EVP - Consumer Interactive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 20:01 UTC |
Blenke John WEVP, Corp GC & Asst Secretary
|
SaleCommon Stock | 10,000 | $38.20 | $382,000.00 |
DisclosureSEC source: 0001645771-17-000006 · wf-form4_149263209397646.xml · nonDerivative · entry 1 Blenke John W · CIK 0001645771 · EVP, Corp GC & Asst Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,717 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.02 to $38.34, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 12:49 UTC |
ADVENT INTERNATIONAL, L.P.10% owner
ADVENT INTERNATIONAL LLC10% owner
ADVENT INTERNATIONAL GPE VI LP10% owner
ADVENT INTERNATIONAL GPE VI-A LP10% owner
ADVENT INTERNATIONAL GPE VI-B LP10% owner
ADVENT INTERNATIONAL GPE VI-C LP10% owner
ADVENT INTERNATIONAL GPE VI-D LP10% owner
ADVENT INTERNATIONAL GPE VI-E LP10% owner
ADVENT INTERNATIONAL GPE VI-F LP10% owner
ADVENT INTERNATIONAL GPE VI-G LP10% owner
|
SaleCommon Stock | 992,500 | $36.57 | $36,295,725.00 |
DisclosureSEC source: 0001209191-17-022496 · doc4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner ADVENT INTERNATIONAL LLC · CIK 0001227759 · 10% owner ADVENT INTERNATIONAL GPE VI LP · CIK 0001430919 · 10% owner ADVENT INTERNATIONAL GPE VI-A LP · CIK 0001430920 · 10% owner ADVENT INTERNATIONAL GPE VI-B LP · CIK 0001430926 · 10% owner ADVENT INTERNATIONAL GPE VI-C LP · CIK 0001430925 · 10% owner ADVENT INTERNATIONAL GPE VI-D LP · CIK 0001430923 · 10% owner ADVENT INTERNATIONAL GPE VI-E LP · CIK 0001430921 · 10% owner ADVENT INTERNATIONAL GPE VI-F LP · CIK 0001430922 · 10% owner ADVENT INTERNATIONAL GPE VI-G LP · CIK 0001432552 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 26,734,759 F1 · shares: The shares of Common Stock of the issuer were sold pursuant to the underwriters' exercise of their over-allotment option in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement, dated February 15, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: Advent-TransUnion Acquisition Limited Partnership ("ATUA") directly owns 26,734,759 shares of common stock of the Issuer. The Advent Funds (as defined below) directly own all of the partnership interests in ATUA. ATUA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI GP"), GPE VI GP (Delaware) Limited Partnership ("GPE VI (DE) GP") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ATUA may be deemed beneficially owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. F3 · ownership.nature: AIC is the manager of AILLC which is the general partner of each of GPE VI GP, GPE VI (DE) GP, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, and Advent Partners GPE VI-A 2010 Limited Partnership (collectively, the "AP Funds"). F4 · ownership.nature: GPE VI (DE) GP is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI (DE) GP Funds"). F5 · ownership.nature: GPE VI GP is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE GP Funds" and together with the GPE VI (DE) GP Funds and the AP Funds, collectively the "Advent Funds"). Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 12:51 UTC |
ADVENT INTERNATIONAL, L.P.10% owner
GPE VI GP Limited Partnership10% owner
|
SaleCommon Stock | 992,500 | $36.57 | $36,295,725.00 |
DisclosureSEC source: 0001209191-17-022498 · doc4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent-TransUnion Acquisition Limited Partnership · CIK 0001639404 · 10% owner GPE VI GP Limited Partnership · CIK 0001474396 · 10% owner GPE VI GP (Delaware) Limited Partnership · CIK 0001474398 · 10% owner Advent Partners GPE VI 2008 Limited Partnership · CIK 0001461158 · 10% owner Advent Partners GPE VI 2009 Limited Partnership · CIK 0001466270 · 10% owner Advent Partners GPE VI 2010 Limited Partnership · CIK 0001490261 · 10% owner Advent Partners GPE VI-A 2010 Limited Partnership · CIK 0001490262 · 10% owner Advent Partners GPE VI-A Limited Partnership · CIK 0001461159 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 26,734,759 F1 · shares: The shares of Common Stock of the issuer were sold pursuant to the underwriters' exercise of their over-allotment option in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement, dated February 15, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: Advent-TransUnion Acquisition Limited Partnership ("ATUA") directly owns 26,734,759 shares of common stock of the Issuer. The Advent Funds (as defined below) directly own all of the partnership interests in ATUA. ATUA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI GP"), GPE VI GP (Delaware) Limited Partnership ("GPE VI (DE) GP") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ATUA may be deemed beneficially owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. F3 · ownership.nature: AIC is the manager of AILLC which is the general partner of each of GPE VI GP, GPE VI (DE) GP, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, and Advent Partners GPE VI-A 2010 Limited Partnership (collectively, the "AP Funds"). F4 · ownership.nature: GPE VI (DE) GP is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI (DE) GP Funds"). F5 · ownership.nature: GPE VI GP is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE GP Funds" and together with the GPE VI (DE) GP Funds and the AP Funds, collectively the "Advent Funds"). Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 08:49 UTC |
Egan ChristopherDirector
|
SaleCommon Stock | 16,674 | $36.57 | $609,768.18 |
DisclosureSEC source: 0001209191-17-022494 · doc4.xml · nonDerivative · entry 1 Egan Christopher · CIK 0001640491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 449,144 F1 · shares: The shares of Common Stock of the issuer were sold pursuant to the underwriters' exercise of their over-allotment option in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement, dated February 15, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: The shares reported herein are held directly by Advent-TransUnion Acquisition Limited Partnership ("ATUA"). Each of Advent Partners GPE VI 2008 Limited Partnership ("AP GPE VI 2008") and Advent Partners GPE VI 2009 Limited Partnership ("AP GPE VI 2009") hold a partnership interest in ATUA and the Reporting Person is a limited partner of AP GPE VI 2008 and AP GPE VI 2009. The shares reported herein and directly owned by ATUA may be deemed indirectly owned by the Reporting Person; however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 12:47 UTC |
Tadler Steven MDirector
|
SaleCommon Stock | 16,079 | $36.57 | $588,009.03 |
DisclosureSEC source: 0001209191-17-022492 · doc4.xml · nonDerivative · entry 1 Tadler Steven M · CIK 0001639791 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 433,103 F1 · shares: The shares of Common Stock of the issuer were sold pursuant to the underwriters' exercise of their over-allotment option in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement, dated February 15, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: The shares reported herein are held directly by Advent-TransUnion Acquisition Limited Partnership ("ATUA"). Advent Partners GPE VI 2008 Limited Partnership ("AP GPE VI 2008") holds a partnership interest in ATUA and the Reporting Person is a limited partner of AP GPE VI 2008. The shares reported herein and directly owned by ATUA may be deemed indirectly owned by the Reporting Person; however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 21:19 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
GS Capital Partners VI Fund, L.P.10% owner
GS Capital Partners VI Parallel LP10% owner
GS Advisors VI, L.L.C.10% owner
SpartanShield Holdings10% owner
GS Capital Partners VI GmbH & Co KG10% owner
GOLDMAN, SACHS MANAGEMENT GP GMBH10% owner
MBD 2011 Holdings, L.P.10% owner
MBD 2011 Offshore Advisors, Inc.10% owner
|
SaleCommon Stock | 992,500 | $36.57 | $36,295,725.00 |
DisclosureSEC source: 0000769993-17-000474 · ownershipdoc03212017012944.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS Capital Partners VI Fund, L.P. · CIK 0001394287 · 10% owner GS Capital Partners VI Parallel LP · CIK 0001386577 · 10% owner GS Advisors VI, L.L.C. · CIK 0001394288 · 10% owner SpartanShield Holdings · CIK 0001645909 · 10% owner GS Capital Partners VI GmbH & Co KG · CIK 0001386557 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner MBD 2011 Holdings, L.P. · CIK 0001589221 · 10% owner MBD 2011 Offshore Advisors, Inc. · CIK 0001589256 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 44,788,398 F4 · shares: Pursuant to an underwriting agreement, dated February 15, 2017, and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated February 15, 2017, which offering was consummated on February 22, 2017, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. The Over-Allotment Option closed on March 22, 2017. GS Capital VI, GS Capital VI Parallel and SpartanShield sold an additional 992,500 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option, consisting of 387,326 shares of Common Stock sold by GS Capital VI, 106,508 shares of Common Stock sold by GS Capital VI Parallel and 498,666 shares of Common Stock sold by Spartanshield. F5 · balance_after: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly 44,787,341 shares of Common Stock by reason of the direct beneficial ownership of such shares by GS Capital VI, GS Capital VI Parallel and SpartanShield. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Funds. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP VI Advisors, L.L.C. ("GSCP VI Advisors"), GS Advisors VI, L.L.C. ("GS Advisors VI"), GSCP VI Offshore Advisors, L.L.C. ("GSCP VI Offshore Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), MBD 2011 Offshore Advisors, Inc. ("MBD Advisors"), Opportunity Partners Offshore-B Co-Invest AIV Advisors, Ltd. ("Opportunity Advisors"), SpartanShield Holdings ("SpartanShield"), GS Capital Partners VI Fund, L.P. ("GS Capital VI"), GS Capital Partners VI Parallel, L.P. ("GS Capital VI Parallel"), GS Capital Partners VI Offshore Fund, L.P. ("GS VI Offshore"), GS Capital Partners VI GmbH & Co. KG ("GS Germany VI"), MBD 2011 Holdings, L.P. ("MBD 2011"), Bridge Street 2012 Holdings, L.P. ("Bridge Street"), (continued in next footnote) F2 · ownership.nature: Opportunity Partners Offshore-B Co-Invest AIV, L.P. ("Opportunity," and, together with GS Capital VI, GS Capital VI Parallel, GS VI Offshore, GS Germany VI, MBD 2011 and Bridge Street, the "Funds"). GS Group, Goldman Sachs, GSCP VI Advisors, GS Advisors VI, GSCP VI Offshore Advisors, GS GmbH, MBD Advisors, Bridge Street Advisors, Opportunity Advisors, SpartanShield and the Funds are defined collectively as the "Reporting Persons." F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per filing, this statement is being filed in duplicate. F4 · ownership.nature: Pursuant to an underwriting agreement, dated February 15, 2017, and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated February 15, 2017, which offering was consummated on February 22, 2017, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. The Over-Allotment Option closed on March 22, 2017. GS Capital VI, GS Capital VI Parallel and SpartanShield sold an additional 992,500 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option, consisting of 387,326 shares of Common Stock sold by GS Capital VI, 106,508 shares of Common Stock sold by GS Capital VI Parallel and 498,666 shares of Common Stock sold by Spartanshield. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly 44,787,341 shares of Common Stock by reason of the direct beneficial ownership of such shares by GS Capital VI, GS Capital VI Parallel and SpartanShield. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Funds. F6 · ownership.nature: GS Capital VI beneficially owns directly 17,478,424 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP VI Advisors. GS Capital VI Parallel beneficially owns directly 4,806,268 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS Advisors VI. SpartanShield beneficially owns directly 22,502,649 shares of Common Stock. F7 · ownership.nature: Shares of Common Stock that may be deemed to be beneficially owned by certain of the Funds that correspond to such Funds' partnership interests in SpartanShield consist of: (i) 14,537,937 shares of Common Stock which may be deemed to be beneficially owned indirectly by GS VI Offshore, which may be deemed to be beneficially owned indirectly by its general partner, GSCP VI Offshore Advisors, (ii) 621,184 shares of Common Stock which may be deemed to be beneficially owned indirectly by GS Germany VI, which may be deemed to be beneficially owned indirectly by its general partner, GS GmbH, (iii) 536,325 shares of Common Stock which may be deemed to be beneficially owned indirectly by MBD 2011, which may be deemed to be beneficially owned indirectly by its general partner, MBD Advisors, (continued in next footnote) F8 · ownership.nature: (iv) 618,836 shares of Common Stock which may be deemed to be beneficially owned indirectly by Bridge Street, which may be deemed to be beneficially owned indirectly by its general partner, MBD Advisors, and (v) 6,188,367 shares of Common Stock which may be deemed to be beneficially owned indirectly by Opportunity, which may be deemed to be beneficially owned indirectly by its general partner, Opportunity Advisors. F9 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 15, 2017 Filed Mar 18, 2017 01:08 UTC |
Hamood Samuel AEVP & CFO
|
Exercise / conversionStock Options (right to buy) · Derivative | 350,801 | $4.99 Strike: $4.99 | $1,750,496.99 |
DisclosureSEC source: 0001645772-17-000010 · wf-form4_148979929779156.xml · derivative · entry 4 Hamood Samuel A · CIK 0001645772 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 40,185 Underlying: Common Stock · 350,801 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents an initial grant of 401,845 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017. The time-based vesting criteria is satisfied as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| March 15, 2017 Filed Mar 18, 2017 01:08 UTC |
Hamood Samuel AEVP & CFO
|
SaleCommon Stock | 185,749 | $37.58 | $6,980,447.42 |
DisclosureSEC source: 0001645772-17-000010 · wf-form4_148979929779156.xml · nonDerivative · entry 2 Hamood Samuel A · CIK 0001645772 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 204,881 F1 · shares: Reflects shares received in connection with the exercise of 350,801 stock options and sold to cover the stock option cost, taxes, and brokerage fees and commissions. Mr. Hamood retained the remaining 165,052 option shares. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.55 to $37.72, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2017 Filed Mar 18, 2017 01:08 UTC |
Hamood Samuel AEVP & CFO
|
Exercise / conversionCommon Stock | 350,801 | $4.99 | $1,750,496.99 |
DisclosureSEC source: 0001645772-17-000010 · wf-form4_148979929779156.xml · nonDerivative · entry 1 Hamood Samuel A · CIK 0001645772 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 390,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 23:40 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
GS Capital Partners VI Fund, L.P.10% owner
GS Capital Partners VI Parallel LP10% owner
GS Advisors VI, L.L.C.10% owner
SpartanShield Holdings10% owner
GS Capital Partners VI GmbH & Co KG10% owner
GOLDMAN, SACHS MANAGEMENT GP GMBH10% owner
MBD 2011 Holdings, L.P.10% owner
MBD 2011 Offshore Advisors, Inc.10% owner
|
PurchaseCommon Stock | 1,057 | $37.72 | $39,869.41 |
DisclosureSEC source: 0000769993-17-000456 · ownershipdoc03142017042308.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS Capital Partners VI Fund, L.P. · CIK 0001394287 · 10% owner GS Capital Partners VI Parallel LP · CIK 0001386577 · 10% owner GS Advisors VI, L.L.C. · CIK 0001394288 · 10% owner SpartanShield Holdings · CIK 0001645909 · 10% owner GS Capital Partners VI GmbH & Co KG · CIK 0001386557 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner MBD 2011 Holdings, L.P. · CIK 0001589221 · 10% owner MBD 2011 Offshore Advisors, Inc. · CIK 0001589256 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 45,780,898 F4 · price: Reflects purchase of common stock, par value $0.01 per share ("Common Stock") of TransUnion (the "Issuer") effected by Goldman Sachs at a weighted average purchase price of $37.7194 per share, at prices ranging from $37.68 to $37.77 per share. The Reporting Persons will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F5 · balance_after: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly 45,779,841 shares of Common Stock by reason of the direct beneficial ownership of such shares by GS Capital VI, GS Capital VI Parallel and SpartanShield. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Funds. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP VI Advisors, L.L.C. ("GSCP VI Advisors"), GS Advisors VI, L.L.C. ("GS Advisors VI"), GSCP VI Offshore Advisors, L.L.C. ("GSCP VI Offshore Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), MBD 2011 Offshore Advisors, Inc. ("MBD Advisors"), Opportunity Partners Offshore-B Co-Invest AIV Advisors, Ltd. ("Opportunity Advisors"), SpartanShield Holdings ("SpartanShield"), GS Capital Partners VI Fund, L.P. ("GS Capital VI"), GS Capital Partners VI Parallel, L.P. ("GS Capital VI Parallel"), GS Capital Partners VI Offshore Fund, L.P. ("GS VI Offshore"), GS Capital Partners VI GmbH & Co. KG ("GS Germany VI"), MBD 2011 Holdings, L.P. ("MBD 2011"), Bridge Street 2012 Holdings, L.P. ("Bridge Street"), (continued in next footnote) F2 · ownership.nature: Opportunity Partners Offshore-B Co-Invest AIV, L.P. ("Opportunity," and, together with GS Capital VI, GS Capital VI Parallel, GS VI Offshore, GS Germany VI, MBD 2011 and Bridge Street, the "Funds"). GS Group, Goldman Sachs, GSCP VI Advisors, GS Advisors VI, GSCP VI Offshore Advisors, GS GmbH, MBD Advisors, Bridge Street Advisors, Opportunity Advisors, SpartanShield and the Funds are defined collectively as the "Reporting Persons." F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per filing, this statement is being filed in duplicate. F4 · ownership.nature: Reflects purchase of common stock, par value $0.01 per share ("Common Stock") of TransUnion (the "Issuer") effected by Goldman Sachs at a weighted average purchase price of $37.7194 per share, at prices ranging from $37.68 to $37.77 per share. The Reporting Persons will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F5 · ownership.nature: Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly 45,779,841 shares of Common Stock by reason of the direct beneficial ownership of such shares by GS Capital VI, GS Capital VI Parallel and SpartanShield. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Funds. F6 · ownership.nature: GS Capital VI beneficially owns directly 17,865,750 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP VI Advisors. GS Capital VI Parallel beneficially owns directly 4,912,776 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS Advisors VI. SpartanShield beneficially owns directly 23,001,315 shares of Common Stock. F7 · ownership.nature: Shares of Common Stock that may be deemed to be beneficially owned by certain of the Funds that correspond to such Funds' partnership interests in SpartanShield consist of: (i) 14,860,102 shares of Common Stock which may be deemed to be beneficially owned indirectly by GS VI Offshore, which may be deemed to be beneficially owned indirectly by its general partner, GSCP VI Offshore Advisors, (ii) 634,950 shares of Common Stock which may be deemed to be beneficially owned indirectly by GS Germany VI, which may be deemed to be beneficially owned indirectly by its general partner, GS GmbH, (iii) 548,210 shares of Common Stock which may be deemed to be beneficially owned indirectly by MBD 2011, which may be deemed to be beneficially owned indirectly by its general partner, MBD Advisors, (continued in next footnote) F8 · ownership.nature: (iv) 632,550 shares of Common Stock which may be deemed to be beneficially owned indirectly by Bridge Street, which may be deemed to be beneficially owned indirectly by its general partner, MBD Advisors, and (v) 6,325,503 shares of Common Stock which may be deemed to be beneficially owned indirectly by Opportunity, which may be deemed to be beneficially owned indirectly by its general partner, Opportunity Advisors. F9 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 08, 2017 Filed Feb 12, 2018 22:34 UTC |
Peck James MDirector · President and CEO
|
GiftCommon Stock | 17,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001645773-18-000002 · wf-form5_151847483045674.xml · nonDerivative · entry 2 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 307,380 Read SEC document |
| March 08, 2017 Filed Feb 12, 2018 22:34 UTC |
Peck James MDirector · President and CEO
|
GiftCommon Stock | 17,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001645773-18-000002 · wf-form5_151847483045674.xml · nonDerivative · entry 1 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,915 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 13:59 UTC |
ADVENT INTERNATIONAL, L.P.10% owner
GPE VI GP Limited Partnership10% owner
|
SaleCommon Stock | 9,730,500 | $36.57 | $355,844,385.00 |
DisclosureSEC source: 0001209191-17-013599 · doc4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner Advent-TransUnion Acquisition Limited Partnership · CIK 0001639404 · 10% owner GPE VI GP Limited Partnership · CIK 0001474396 · 10% owner GPE VI GP (Delaware) Limited Partnership · CIK 0001474398 · 10% owner Advent Partners GPE VI 2008 Limited Partnership · CIK 0001461158 · 10% owner Advent Partners GPE VI 2009 Limited Partnership · CIK 0001466270 · 10% owner Advent Partners GPE VI 2010 Limited Partnership · CIK 0001490261 · 10% owner Advent Partners GPE VI-A 2010 Limited Partnership · CIK 0001490262 · 10% owner Advent Partners GPE VI-A Limited Partnership · CIK 0001461159 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 27,727,259 F1 · shares: The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement, dated February 15, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: Advent-TransUnion Acquisition Limited Partnership ("ATUA") directly owns 27,727,259 shares of common stock of the Issuer. The Advent Funds (as defined below) directly own all of the partnership interests in ATUA. ATUA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI GP"), GPE VI GP (Delaware) Limited Partnership ("GPE VI (DE) GP") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ATUA may be deemed beneficially owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. F3 · ownership.nature: AIC is the manager of AILLC which is the general partner of each of GPE VI GP, GPE VI (DE) GP, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, and Advent Partners GPE VI-A 2010 Limited Partnership (collectively, the "AP Funds"). F4 · ownership.nature: GPE VI (DE) GP is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI (DE) GP Funds"). F5 · ownership.nature: GPE VI GP is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE GP Funds" and together with the GPE VI (DE) GP Funds and the AP Funds, collectively the "Advent Funds"). Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 13:58 UTC |
ADVENT INTERNATIONAL, L.P.10% owner
ADVENT INTERNATIONAL LLC10% owner
ADVENT INTERNATIONAL GPE VI LP10% owner
ADVENT INTERNATIONAL GPE VI-A LP10% owner
ADVENT INTERNATIONAL GPE VI-B LP10% owner
ADVENT INTERNATIONAL GPE VI-C LP10% owner
ADVENT INTERNATIONAL GPE VI-D LP10% owner
ADVENT INTERNATIONAL GPE VI-E LP10% owner
ADVENT INTERNATIONAL GPE VI-F LP10% owner
ADVENT INTERNATIONAL GPE VI-G LP10% owner
|
SaleCommon Stock | 9,730,500 | $36.57 | $355,844,385.00 |
DisclosureSEC source: 0001209191-17-013596 · doc4.xml · nonDerivative · entry 1 ADVENT INTERNATIONAL CORP/MA · CIK 0001034196 · 10% owner ADVENT INTERNATIONAL LLC · CIK 0001227759 · 10% owner ADVENT INTERNATIONAL GPE VI LP · CIK 0001430919 · 10% owner ADVENT INTERNATIONAL GPE VI-A LP · CIK 0001430920 · 10% owner ADVENT INTERNATIONAL GPE VI-B LP · CIK 0001430926 · 10% owner ADVENT INTERNATIONAL GPE VI-C LP · CIK 0001430925 · 10% owner ADVENT INTERNATIONAL GPE VI-D LP · CIK 0001430923 · 10% owner ADVENT INTERNATIONAL GPE VI-E LP · CIK 0001430921 · 10% owner ADVENT INTERNATIONAL GPE VI-F LP · CIK 0001430922 · 10% owner ADVENT INTERNATIONAL GPE VI-G LP · CIK 0001432552 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 27,727,259 F1 · shares: The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement, dated February 15, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: Advent-TransUnion Acquisition Limited Partnership ("ATUA") directly owns 27,727,259 shares of common stock of the Issuer. The Advent Funds (as defined below) directly own all of the partnership interests in ATUA. ATUA, together with Advent International Corporation ("AIC"), Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI GP"), GPE VI GP (Delaware) Limited Partnership ("GPE VI (DE) GP") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ATUA may be deemed beneficially owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. F3 · ownership.nature: AIC is the manager of AILLC which is the general partner of each of GPE VI GP, GPE VI (DE) GP, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, and Advent Partners GPE VI-A 2010 Limited Partnership (collectively, the "AP Funds"). F4 · ownership.nature: GPE VI (DE) GP is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI (DE) GP Funds"). F5 · ownership.nature: GPE VI GP is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE GP Funds" and together with the GPE VI (DE) GP Funds and the AP Funds, collectively the "Advent Funds"). Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 08:57 UTC |
Egan ChristopherDirector
|
SaleCommon Stock | 163,472 | $36.57 | $5,978,171.04 |
DisclosureSEC source: 0001209191-17-013589 · doc4.xml · nonDerivative · entry 1 Egan Christopher · CIK 0001640491 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 465,818 F1 · shares: The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement, dated February 15, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: The shares reported herein are held directly by Advent-TransUnion Acquisition Limited Partnership ("ATUA"). Each of Advent Partners GPE VI 2008 Limited Partnership ("AP GPE VI 2008") and Advent Partners GPE VI 2009 Limited Partnership ("AP GPE VI 2009") hold a partnership interest in ATUA and the Reporting Person is a limited partner of AP GPE VI 2008 and AP GPE VI 2009. The shares reported herein and directly owned by ATUA may be deemed indirectly owned by the Reporting Person; however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:30 UTC |
Mehta Siddharth NDirector
|
SaleCommon Stock | 150,000 | $36.57 | $5,485,500.00 |
DisclosureSEC source: 0001321443-17-000004 · wf-form4_148788899993782.xml · nonDerivative · entry 1 Mehta Siddharth N · CIK 0001321443 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,133 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:35 UTC |
Peck James MDirector · President and CEO
|
Exercise / conversionStock Options (right to buy) · Derivative | 17,428 | $4.99 Strike: $4.99 | $86,965.72 |
DisclosureSEC source: 0001645773-17-000007 · wf-form4_148788933269545.xml · derivative · entry 7 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,256,992 Underlying: Common Stock · 17,428 shares Expires 2022-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F3 · derivative.exercise_date: Represents an initial grant of 1,848,517 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017. The time-based vesting criteria is satisfied as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:35 UTC |
Peck James MDirector · President and CEO
|
Exercise / conversionCommon Stock | 17,428 | $4.99 | $86,965.72 |
DisclosureSEC source: 0001645773-17-000007 · wf-form4_148788933269545.xml · nonDerivative · entry 5 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:35 UTC |
Peck James MDirector · President and CEO
|
SaleCommon Stock | 65,000 | $36.57 | $2,377,050.00 |
DisclosureSEC source: 0001645773-17-000007 · wf-form4_148788933269545.xml · nonDerivative · entry 4 Peck James M · CIK 0001645773 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 469,880 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:37 UTC |
Hamood Samuel AEVP & CFO
|
SaleCommon Stock | 60,000 | $36.57 | $2,194,200.00 |
DisclosureSEC source: 0001645772-17-000007 · wf-form4_148788946091478.xml · nonDerivative · entry 3 Hamood Samuel A · CIK 0001645772 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 39,829 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:33 UTC |
McCarthy Gerald M JREVP - Healthcare
|
SaleCommon Stock | 11,000 | $36.57 | $402,270.00 |
DisclosureSEC source: 0001645766-17-000004 · wf-form4_148788919229788.xml · nonDerivative · entry 1 McCarthy Gerald M JR · CIK 0001645766 · EVP - Healthcare 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,061 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:31 UTC |
Danaher John TEVP - Consumer Interactive
|
SaleCommon Stock | 10,000 | $36.57 | $365,700.00 |
DisclosureSEC source: 0001645768-17-000004 · wf-form4_148788909876041.xml · nonDerivative · entry 1 Danaher John T · CIK 0001645768 · EVP - Consumer Interactive 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,261 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 22:14 UTC |
Awad George MDirector
|
SaleCommon Stock | 28,000 | $36.57 | $1,023,960.00 |
DisclosureSEC source: 0001645765-17-000003 · wf-form4_148788802953200.xml · nonDerivative · entry 1 Awad George M · CIK 0001645765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,146 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 13:57 UTC |
Tadler Steven MDirector
|
SaleCommon Stock | 157,634 | $36.57 | $5,764,675.38 |
DisclosureSEC source: 0001209191-17-013591 · doc4.xml · nonDerivative · entry 1 Tadler Steven M · CIK 0001639791 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 449,182 F1 · shares: The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement, dated February 15, 2017, and accompanying registration statement on Form S-3, dated September 8, 2016. F2 · ownership.nature: The shares reported herein are held directly by Advent-TransUnion Acquisition Limited Partnership ("ATUA"). Advent Partners GPE VI 2008 Limited Partnership ("AP GPE VI 2008") holds a partnership interest in ATUA and the Reporting Person is a limited partner of AP GPE VI 2008. The shares reported herein and directly owned by ATUA may be deemed indirectly owned by the Reporting Person; however, the Reporting Person disclaims beneficial ownership of these securities except to the extent of his respective pecuniary interest therein, if any, and the inclusion of these shares herein shall not be deemed an admission of beneficial ownership of all of the reported shares for purpose of Section 16 or any other purpose. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 18:15 UTC |
Neenan David MEVP - International
|
SaleCommon Stock | 25,000 | $36.98 | $924,500.00 |
DisclosureSEC source: 0001398227-17-000007 · wf-form4_148797809599034.xml · nonDerivative · entry 2 Neenan David M · CIK 0001398227 · EVP - International 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 190,767 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.81 to $37.10, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 18:15 UTC |
Neenan David MEVP - International
|
SaleCommon Stock | 65,000 | $36.57 | $2,377,050.00 |
DisclosureSEC source: 0001398227-17-000007 · wf-form4_148797809599034.xml · nonDerivative · entry 1 Neenan David M · CIK 0001398227 · EVP - International 10b5-1 filing: Not disclosed Ownership: Indirect · By limited liability company Disclosed balance after: 215,767 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 18:31 UTC |
GOLDMAN SACHS GROUP INC10% owner
GOLDMAN SACHS & CO. LLC10% owner
GS Capital Partners VI Fund, L.P.10% owner
GS Capital Partners VI Parallel LP10% owner
GS Advisors VI, L.L.C.10% owner
SpartanShield Holdings10% owner
GS Capital Partners VI GmbH & Co KG10% owner
GOLDMAN, SACHS MANAGEMENT GP GMBH10% owner
MBD 2011 Holdings, L.P.10% owner
MBD 2011 Offshore Advisors, Inc.10% owner
|
SaleCommon Stock | 9,730,500 | $36.57 | $355,844,385.00 |
DisclosureSEC source: 0000769993-17-000431 · ownershipdoc02212017091851.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GS Capital Partners VI Fund, L.P. · CIK 0001394287 · 10% owner GS Capital Partners VI Parallel LP · CIK 0001386577 · 10% owner GS Advisors VI, L.L.C. · CIK 0001394288 · 10% owner SpartanShield Holdings · CIK 0001645909 · 10% owner GS Capital Partners VI GmbH & Co KG · CIK 0001386557 · 10% owner GOLDMAN, SACHS MANAGEMENT GP GMBH · CIK 0001232073 · 10% owner MBD 2011 Holdings, L.P. · CIK 0001589221 · 10% owner MBD 2011 Offshore Advisors, Inc. · CIK 0001589256 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 45,779,841 F4 · shares: Pursuant to an underwriting agreement, dated February 15, 2017, and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated February 15, 2017, which offering was consummated on February 22, 2017, the underwriters purchased shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. GS Capital VI, GS Capital VI Parallel and SpartanShield sold an aggregate of 9,730,500 shares of Common Stock, consisting of 3,797,363 shares of Common Stock sold by GS Capital VI, 1,044,210 shares of Common Stock sold by GS Capital VI Parallel and 4,888,927 shares of Common Stock sold by Spartanshield. F5 · balance_after: Goldman Sachs and GS Group may be deemed to beneficially own indirectly 45,779,841 shares of Common Stock by reason of the direct beneficial ownership of such shares by GS Capital VI, GS Capital VI Parallel and SpartanShield. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Funds. F1 · ownership.nature: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GSCP VI Advisors, L.L.C. ("GSCP VI Advisors"), GS Advisors VI, L.L.C. ("GS Advisors VI"), GSCP VI Offshore Advisors, L.L.C. ("GSCP VI Offshore Advisors"), Goldman, Sachs Management GP GmbH ("GS GmbH"), MBD 2011 Offshore Advisors, Inc. ("MBD Advisors"), Opportunity Partners Offshore-B Co-Invest AIV Advisors, Ltd. ("Opportunity Advisors"), SpartanShield Holdings ("SpartanShield"), GS Capital Partners VI Fund, L.P. ("GS Capital VI"), GS Capital Partners VI Parallel, L.P. ("GS Capital VI Parallel"), GS Capital Partners VI Offshore Fund, L.P. ("GS VI Offshore"), GS Capital Partners VI GmbH & Co. KG ("GS Germany VI"), MBD 2011 Holdings, L.P. ("MBD 2011"), Bridge Street 2012 Holdings, L.P. ("Bridge Street"), (continued in next footnote) F2 · ownership.nature: Opportunity Partners Offshore-B Co-Invest AIV, L.P. ("Opportunity," and, together with GS Capital VI, GS Capital VI Parallel, GS VI Offshore, GS Germany VI, MBD 2011 and Bridge Street, the "Funds"). GS Group, Goldman Sachs, GSCP VI Advisors, GS Advisors VI, GSCP VI Offshore Advisors, GS GmbH, MBD Advisors, Bridge Street Advisors, Opportunity Advisors, SpartanShield and the Funds are defined collectively as the "Reporting Persons." F3 · ownership.nature: Due to the electronic system's limitation of 10 Reporting Persons per filing, this statement is being filed in duplicate. F4 · ownership.nature: Pursuant to an underwriting agreement, dated February 15, 2017, and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated February 15, 2017, which offering was consummated on February 22, 2017, the underwriters purchased shares of Common Stock from the selling stockholders, which included GS Capital VI, GS Capital VI Parallel and SpartanShield. GS Capital VI, GS Capital VI Parallel and SpartanShield sold an aggregate of 9,730,500 shares of Common Stock, consisting of 3,797,363 shares of Common Stock sold by GS Capital VI, 1,044,210 shares of Common Stock sold by GS Capital VI Parallel and 4,888,927 shares of Common Stock sold by Spartanshield. F5 · ownership.nature: Goldman Sachs and GS Group may be deemed to beneficially own indirectly 45,779,841 shares of Common Stock by reason of the direct beneficial ownership of such shares by GS Capital VI, GS Capital VI Parallel and SpartanShield. Affiliates of Goldman Sachs and GS Group are the general partner, managing general partner, managing partner, managing member or member of the Funds. Goldman Sachs is a subsidiary of GS Group. Goldman Sachs is the investment manager of certain of the Funds. F6 · ownership.nature: GS Capital VI beneficially owns directly 17,865,750 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GSCP VI Advisors. GS Capital VI Parallel beneficially owns directly 4,912,776 shares of Common Stock, which may be deemed to be beneficially owned indirectly by its general partner, GS Advisors VI. SpartanShield beneficially owns directly 23,001,315 shares of Common Stock. F7 · ownership.nature: Shares of Common Stock that may be deemed to be beneficially owned by certain of the Funds that correspond to such Funds' partnership interests in SpartanShield consist of: (i) 14,860,102 shares of Common Stock which may be deemed to be beneficially owned indirectly by GS VI Offshore, which may be deemed to be beneficially owned indirectly by its general partner, GSCP VI Offshore Advisors, (ii) 634,950 shares of Common Stock which may be deemed to be beneficially owned indirectly by GS Germany VI, which may be deemed to be beneficially owned indirectly by its general partner, GS GmbH, (iii) 548,210 shares of Common Stock which may be deemed to be beneficially owned indirectly by MBD 2011, which may be deemed to be beneficially owned indirectly by its general partner, MBD Advisors, (continued in next footnote) F8 · ownership.nature: (iv) 632,550 shares of Common Stock which may be deemed to be beneficially owned indirectly by Bridge Street, which may be deemed to be beneficially owned indirectly by its general partner, MBD Advisors, and (v) 6,325,503 shares of Common Stock which may be deemed to be beneficially owned indirectly by Opportunity, which may be deemed to be beneficially owned indirectly by its general partner, Opportunity Advisors. F9 · ownership.nature: The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.